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MARINER PLATFORM SOLUTIONS, LLC, CRD 305418
OVERLAND PARK, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| CHARLES RAYMOND MAYS | n/a | PLANO, TX | 6 | 33 | 2 | no |
| BRANCH PATRICK LAWSON | Certified Financial Planner | Athens, GA | 6 | 13 | 1 | no |
| GURPREET J KHALSA | n/a | ORLANDO, FL | 5 | 19 | 2 | no |
| ERIC WILLIAM MUNDWILLER | Personal Financial Specialist | CHESTERFIELD, MO | 4 | 34 | 3 | no |
| Adam Byron Clark | Certified Financial Planner|Personal Financial Specialist | CHESTERFIELD, MO | 4 | 10 | 2 | no |
| DAVID ANDREW NOOSINOW | n/a | San Diego, CA | 4 | 41 | 2 | no |
| JACQUELINE MARIE LEWIS | Certified Financial Planner | San Diego, CA | 4 | 25 | 3 | no |
| DAVID ADAM PALEY | n/a | New York, NY | 4 | 32 | 1 | no |
| ALAN MITCHELL GELB | Certified Financial Planner | LOS ANGELES, CA | 4 | 26 | 4 | no |
| RYAN BARNETT GOLDENHAR | Certified Financial Planner|Chartered Financial Analyst | San Diego, CA | 4 | 26 | 3 | no |
| LAUREL BETH MANN | Certified Financial Planner | Manhattan Beach, CA | 4 | 26 | 3 | no |
| CHRISTINE H CANAPARI | Chartered Financial Consultant | EAST GREENWICH, RI | 4 | 22 | 2 | no |
| DANIEL ROBERT LEGAULT | Certified Financial Planner | East Greenwich, RI | 4 | 25 | 5 | no |
| BRETT MATTHEW NELSON | Certified Financial Planner | Warrenton, VA | 4 | 20 | 2 | no |
| RICHARD GEORGE HANSEN | Certified Financial Planner|Chartered Financial Analyst | Calabasas, CA | 4 | 12 | 2 | no |
| MADISON SUZANNE HELD | n/a | Apex, NC | 4 | 11 | 1 | no |
| JAMES DONOVAN SHAGAWAT | Certified Financial Planner|Chartered Financial Consultant | PARAMUS, NJ | 4 | 24 | 4 | no |
| Raymond Carl Prospero | Chartered Financial Consultant | Riverside, CA | 4 | 15 | 2 | no |
| Matthew Michael Regan | n/a | Roseville, CA | 4 | 16 | 4 | no |
| MEGAN MCNEILL LOGEE | Chartered Financial Consultant | East Greenwich, RI | 4 | 13 | 2 | no |
| CHADWICK RYAN CANINE | Certified Financial Planner|Chartered Financial Analyst | Wimberley, TX | 4 | 25 | 6 | no |
| Frank Brooks Bertsch | n/a | Dubuque, IA | 4 | 10 | n/a | no |
| Eric May | Certified Financial Planner | Dubuque, IA | 4 | 10 | n/a | no |
| Chase Wilson Mauro | n/a | Bellingham, WA | 4 | 10 | 1 | no |
| Alison Morgan Roth | Certified Financial Planner|Chartered Financial Analyst | Woodland Hills, CA | 4 | 11 | 2 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BICKNELL, CHERYL | CHIEF OPERATING OFFICER | Na | yes | 08/2019 | Aug 13, 2026 | Aug 13, 2026 |
| BICKNELL, MARTIN, CHRISTOPHER | CHIEF EXECUTIVE OFFICER | Na | yes | 08/2019 | Aug 13, 2026 | Aug 13, 2026 |
| POE, JEFFREY, ALLEN | CHIEF FINANCIAL OFFICER | Na | yes | 08/2019 | Aug 13, 2026 | Aug 13, 2026 |
| SANDREW, ROBERT, SHAWN | NATIONAL MANAGING DIRECTOR OFFICER | Na | yes | 06/2025 | Aug 13, 2026 | Aug 13, 2026 |
| BICKNELL, CHERYL, RENEE | ELECTED MANAGER | F | yes | 07/2021 | Aug 14, 2019 | Dec 11, 2024 |
| BICKNELL, MARTIN, CHRISTOPHER | ELECTED MANAGER | F | yes | 07/2021 | Aug 14, 2019 | Dec 11, 2024 |
| DANHAKL, JOHN, GLENN | Trustee | F | yes | 10/1997 | Jul 30, 2021 | Dec 11, 2024 |
| EMERALD HOLDINGS I, LLC | GENERAL PARTNER | F | yes | 08/2016 | Jul 30, 2021 | Dec 11, 2024 |
| EMERALD HOLDINGS II, L.P. | LIMITED PARTNER | E | yes | 11/2022 | Jul 30, 2021 | Dec 11, 2024 |
| GEI CAPITAL VIII, LLC | GENERAL PARTNER | F | yes | 06/2019 | Jul 30, 2021 | Dec 11, 2024 |
| GEI CAPITAL VIII, LLC | GENERAL PARTNER | F | yes | 06/2019 | Jul 30, 2021 | Dec 11, 2024 |
| GEI VIII MW AGGREGATOR LLC | Member | C | yes | 06/2021 | Jul 30, 2021 | Dec 11, 2024 |
| GREEN EQUITY INVESTORS SIDE VIII L.P. | Member | E | yes | 04/2021 | Jul 30, 2021 | Dec 11, 2024 |
| HENSON, GARY, PAUL | ELECTED MANAGER | F | yes | 07/2021 | Mar 30, 2023 | Dec 11, 2024 |
| LEONARD GREEN & PARTNERS, L.P. | Manager | E | yes | 07/2014 | Jul 30, 2021 | Dec 11, 2024 |
| LGP FEEDER, L.P. | LIMITED PARTNER | D | yes | 11/2022 | Mar 30, 2023 | Dec 11, 2024 |
| LGP MANAGEMENT, INC. | Manager | F | yes | 12/2019 | Jul 30, 2021 | Dec 11, 2024 |
| LGP MANAGEMENT, INC. | GENERAL PARTNER | F | yes | 06/1996 | Jul 30, 2021 | Dec 11, 2024 |
| MARINER ADVISOR NETWORK, LLC | MANAGING MEMBER | E | yes | 03/2023 | Mar 30, 2023 | Dec 11, 2024 |
| MARINER WEALTH ADVISORS, LLC | MANAGING MEMBER | E | yes | 03/2023 | Aug 14, 2019 | Dec 11, 2024 |
| MWA HOLDCO, LLC | Manager | F | yes | 06/2021 | Jul 30, 2021 | Dec 11, 2024 |
| MWA MIDCO, LLC | Manager | F | yes | 06/2021 | Jul 30, 2021 | Dec 11, 2024 |
| PERIDOT COINVEST MANAGER LLC | Manager | F | yes | 04/2021 | Jul 30, 2021 | Dec 11, 2024 |
| PERIDOT COINVEST MANAGER LLC | Manager | F | yes | 04/2021 | Jul 30, 2021 | Dec 11, 2024 |
| RADENBERG, KATRINA, DELORES | CHIEF INVESTMENT OFFICER | Na | yes | 08/2019 | Sep 16, 2019 | Dec 11, 2024 |
| SEIFFER, JONATHAN, ADAM | ELECTED MANAGER | F | yes | 07/2021 | Mar 30, 2023 | Dec 11, 2024 |
| SOKOLOFF, JONATHAN, DAVIS | Trustee | F | yes | 10/1997 | Jul 30, 2021 | Dec 11, 2024 |
| SOKOLOFF, JONATHAN, DAVIS | ELECTED MANAGER | F | yes | 07/2021 | Jul 30, 2021 | Dec 11, 2024 |
| THE DANHAKL REVOCABLE TRUST | Member | C | yes | 05/2012 | Jul 30, 2021 | Dec 11, 2024 |
| THE DANHAKL REVOCABLE TRUST | GENERAL PARTNER | C | yes | 06/2012 | Jul 30, 2021 | Dec 11, 2024 |
| THE SOKOLOFF FAMILY TRUST | Member | C | yes | 05/2012 | Jul 30, 2021 | Dec 11, 2024 |
| THE SOKOLOFF FAMILY TRUST | LIMITED PARTNER | C | yes | 06/2012 | Jul 30, 2021 | Dec 11, 2024 |
| AUGUSTINE, HEATHER, DAWN | CHIEF COMPLIANCE OFFICER | Na | no | 03/2024 | Aug 13, 2026 | Aug 13, 2026 |
| DORIAN, ANNE, JENELLE | CHIEF RISK OFFICER | Na | no | 07/2026 | Aug 13, 2026 | Aug 13, 2026 |
| GEI VIII MW BLOCKER LLC | Member | D | no | 04/2021 | Jul 30, 2021 | Dec 11, 2024 |
| GREEN EQUITY INVESTORS VIII L.P. | Member | C | no | 04/2021 | Jul 30, 2021 | Dec 11, 2024 |
| HANAU, JENNIFER, LEIGH | NATIONAL MANAGING DIRECTOR | Na | no | 01/2024 | Mar 22, 2024 | Dec 11, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| MARINER, LLC | n/a | Bd affiliated wealth | $125B | Y | yes | n/a |
| MARINER INDEPENDENT ADVISOR NETWORK, LLC | n/a | Bd affiliated wealth | $9.6B | Y | yes | n/a |
| BAYSTATE WEALTH MANAGEMENT LLC | n/a | Independent wealth | $2.8B | N | yes | n/a |
| 1248 PARTNERS, LLC | n/a | Asset manager | $323M | N | yes | n/a |
| FLYOVER CAPITAL PARTNERS, LLC | n/a | Asset manager | $148M | N | yes | n/a |
| MARINER WEALTH ADVISORS-PR, LLC | n/a | Former SEC adviser | $2.2M | N | yes | n/a |
| MARINER WEALTH ADVISORS-IC, LLC | n/a | No RAUM reported | $0 | N | yes | n/a |
| MARINER INSURANCE RESOURCES, LLC | n/a | n/a | n/a | N | yes | n/a |
| MARINER SPECIALTY TAX SERVICES, LLC | n/a | n/a | n/a | N | yes | n/a |
| MARINER TRUST COMPANY, LLC | n/a | n/a | n/a | N | yes | n/a |
| MONTAGE FUND ADVISORS, LLC | n/a | n/a | n/a | N | yes | n/a |
| MSEC, LLC | n/a | n/a | n/a | N | yes | n/a |
| UBIQUITY MANAGEMENT, LP | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| NEWPORT BEACH | CA | United States | 4 | no |
| MANHATTAN BEACH | CA | United States | 3 | no |
| Annapolis | Md | United States | 3 | no |
| EAST GREENWICH | Ri | United States | 3 | no |
| Bellingham | Wa | United States | 3 | no |
| WEST LAKE VILLAGE | Ar | United States | 2 | no |
| LOS ANGELES | CA | United States | 2 | no |
| SAN DIEGO | CA | United States | 2 | no |
| Tustin | CA | United States | 2 | no |
| VALLEY VILLAGE | CA | United States | 2 | no |
| Dubuque | Ia | United States | 2 | no |
| OAKBROOK TERRACE | IL | United States | 2 | no |
| Brookline | Ma | United States | 2 | no |
| Chesterfield | Mo | United States | 2 | no |
| Ramsey | Nj | United States | 2 | no |
| Warrenton | Va | United States | 2 | no |
| n/a | n/a | n/a | 2 | no |
| AGOURA HILLS | CA | United States | 1 | no |
| Campbell | CA | United States | 1 | no |
| PALOS VERDES ESTATE | CA | United States | 1 | no |
| Riverside | CA | United States | 1 | no |
| SAN DIEGO | CA | United States | 1 | no |
| SAN JUAN CAPISTRANO | CA | United States | 1 | no |
| Miramar | FL | United States | 1 | yes |
| Orlando | FL | United States | 1 | no |
| Athens | Ga | United States | 1 | no |
| Kildeer | IL | United States | 1 | no |
| Wichita | Ks | United States | 1 | no |
| Annapolis | Md | United States | 1 | no |
| Paramus | Nj | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 27, 2026 | $7.3B | $6.6B | 161 | 106 | 55 | n/a | n/a |
| 2024 | Apr 3, 2025 | $5.6B | $4.9B | 150 | 99 | 50 | n/a | n/a |
| 2023 | Mar 22, 2024 | $4.3B | $3.9B | 102 | 83 | 33 | n/a | n/a |
| 2022 | Mar 30, 2023 | $3.1B | $2.9B | 75 | 75 | 33 | n/a | n/a |
| 2021 | Mar 31, 2022 | $2.3B | $2.3B | 51 | 51 | 30 | n/a | n/a |
| 2020 | Mar 11, 2021 | $76.9M | $76.9M | 4 | 4 | 3 | n/a | n/a |
| 2019 | Mar 17, 2020 | $0 | $0 | 0 | 0 | 0 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 34 | 13 | 21 | 10.8% | 4 | 1 | 0 | 72 | 32 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $7.3B | $5.6B | 30.7% | $3.1B | 33.9% | 161 | 150 | 55 | 50 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| OCEAN PATH ADVISORS, LLC | 4 | May 1, 2026 | Apr 30, 2026 | MANHATTAN BEACH, CA | Team lift out | RIA to new firm | 3.5% |
| Mariner | 2 | Aug 19, 2025 | Aug 21, 2025 | VALLEY VILLAGE, CA | Team lift out | RIA to ibd | 2.2% |
| Mariner | 3 | Apr 2, 2025 | Apr 2, 2025 | NEWPORT BEACH, CA | Team lift out | RIA to ibd | 3.3% |
| TOTAL WEALTH SERVICES, LLC | 3 | Sep 5, 2024 | Nov 25, 2024 | WESTLAKE VILLAGE, CA | Team lift out | RIA to new firm | 3.6% |
| SEVEN MILE ADVISORY LLC | 2 | Mar 31, 2023 | Mar 29, 2023 | LITTLE SILVER, NJ | Team lift out | RIA to new firm | 3.3% |
| CONQUIS FINANCIAL LLC | 2 | Jul 5, 2022 | May 19, 2022 | MILLBRAE, CA | Team lift out | RIA to new firm | 3.6% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| FOCUS PARTNERS WEALTH, LLC | 5 | May 20, 2026 | Jun 4, 2026 | ALISO VIEJO, CA | Team lift out | RIA to RIA | 0.5% |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | 7 | Jan 5, 2026 | Jan 14, 2026 | BATON ROUGE, LA | Team lift out | Other | 0.3% |
| COMMONWEALTH FINANCIAL NETWORK | 5 | Oct 1, 2025 | Oct 1, 2025 | CARNEGIE, PA | Team lift out | Ibd to RIA | 0.2% |
| CWM, LLC | 2 | Sep 22, 2025 | Sep 22, 2025 | OMAHA, NE | Team lift out | Ibd to RIA | 0.4% |
| J.P. MORGAN SECURITIES LLC | 2 | Sep 3, 2025 | Sep 2, 2025 | SANTA MONICA, CA | Team lift out | Wirehouse to RIA | 0.0% |
| VALIC FINANCIAL ADVISORS, INC. | 2 | Oct 29, 2024 | Oct 29, 2024 | LINTHICUM HEIGHTS, MD | Team lift out | Ibd to RIA | 0.2% |
| MUTUAL ADVISORS, LLC | 3 | Mar 13, 2024 | Mar 20, 2024 | ANNAPOLIS, MD | Team lift out | Ibd to RIA | 2.1% |
| Mariner | 2 | Jan 2, 2024 | Jan 4, 2024 | OAKBROOK TERRACE, IL | Team lift out | Ibd to RIA | 0.3% |
| Mariner | 2 | Apr 3, 2023 | Apr 4, 2023 | OAKBROOK TERRACE, IL | Team lift out | Ibd to RIA | 0.3% |
| AMERIPRISE FINANCIAL SERVICES, LLC | 2 | Jul 11, 2022 | Jul 11, 2022 | CEDAR KNOLLS, NJ | Team lift out | Ibd to RIA | 0.0% |
| COMPOSITION WEALTH, LLC | 2 | Feb 28, 2022 | Mar 1, 2022 | LOS ANGELES, CA | Team lift out | RIA to RIA | 14.3% |