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Advisor at FIFTH THIRD SECURITIES, INC.
Boca Raton, FL | Ft. Lauderdale, FL | Ft Lauderdale, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FIFTH THIRD SECURITIES, INC. | Bd affiliated wealth | Jul 16, 2026 | n/a | yes | Ft. Lauderdale, FL|Boca Raton, FL | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Aug 22, 2023 | n/a | yes | Ft Lauderdale, FL|Boca Raton, FL | Current employment |
| COMERICA SECURITIES | Former SEC adviser | Sep 26, 2014 | Nov 6, 2023 | no | FT. LAUDERDALE, FL | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Feb 19, 2010 | Aug 19, 2014 | no | BOCA RATON, FL|BOCA RATON, FL|BOCA RATON, FL|CORAL SPRINGS, FL|CORAL SPRINGS, FL|COCONUT CREEK, FL|BOCA RATON, FL|DEERFIELD BEACH, FL|FT LAUDERDALE, FL|DEERFIELD BEACH, FL|BOCA RATON, FL|DELRAY BEACH, FL|DELRAY BEACH, FL|BOCA RATON, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| COMERICA SECURITIES | AMERIPRISE FINANCIAL SERVICES, LLC | Nov 6, 2023 | Aug 22, 2023 | -76 | Bulk transfer | RIA to ibd |
| LPL FINANCIAL LLC | COMERICA SECURITIES | Aug 19, 2014 | Sep 26, 2014 | 38 | Firm change | Other |