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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)41 years in industry

HUEY KENT HEISE

Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Grand Ledge, MI | Hillsdale, MI

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Feb 22, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 4, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Consultant
Exams: S65|S63
First exam: May 4, 1985
First registration: Feb 22, 2001
Dual registered: yes, broker-dealer
Other names: H KENT HEISE
IAPD individual key: 1097545

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Dec 16, 2024	n/a	yes	Hillsdale, MI\|Grand Ledge, MI	Current employment
REGAL INVESTMENT ADVISORS LLC	Bd affiliated wealth	Feb 2, 2011	Dec 23, 2024	no	ROCKFORD, IL\|KENTWOOD, MI\|ROCKFORD, IL\|Rockford, IL\|Freeport, IL\|Grand Ledge, MI	Previous registration
AMERICAN PORTFOLIOS ADVISORS, INC	Former SEC adviser	May 18, 2010	Mar 7, 2011	no	HOLBROOK, NY	Previous registration
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	Jul 24, 2007	Mar 25, 2010	no	ROCKFORD, IL\|KENTWOOD, MI	Previous registration
KLAAS FINANCIAL ASSET ADVISORS, LLC.	Independent wealth	Aug 2, 2003	Feb 2, 2007	no	ROCKFORD, IL	Previous registration
INVESTACORP ADVISORY SERVICES INC	Former SEC adviser	Mar 14, 2003	Feb 15, 2007	no	ROCKFORD, IL	Previous registration
THRIVENT INVESTMENT MANAGEMENT INC.	Bd affiliated wealth	Aug 5, 2002	Mar 4, 2003	no	ROCKFORD, IL	Previous registration
LUTHERAN BROTHERHOOD SECURITIES CORP.	n/a	Feb 22, 2001	Aug 5, 2002	no	ROCKFORD, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
REGAL INVESTMENT ADVISORS LLC	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Dec 23, 2024	Dec 16, 2024	-7	Firm change	Ibd to ibd
AMERICAN PORTFOLIOS ADVISORS, INC	REGAL INVESTMENT ADVISORS LLC	Mar 7, 2011	Feb 2, 2011	-33	Firm change after gap	Other
SAGEPOINT FINANCIAL, INC.	AMERICAN PORTFOLIOS ADVISORS, INC	Mar 25, 2010	May 18, 2010	54	Firm change	Other
INVESTACORP ADVISORY SERVICES INC	KLAAS FINANCIAL ASSET ADVISORS, LLC.	Feb 15, 2007	Aug 2, 2003	-1,293	Firm change after gap	Other
KLAAS FINANCIAL ASSET ADVISORS, LLC.	SAGEPOINT FINANCIAL, INC.	Feb 2, 2007	Jul 24, 2007	172	Firm change	Other
THRIVENT INVESTMENT MANAGEMENT INC.	INVESTACORP ADVISORY SERVICES INC	Mar 4, 2003	Mar 14, 2003	10	Firm change	Other
LUTHERAN BROTHERHOOD SECURITIES CORP.	THRIVENT INVESTMENT MANAGEMENT INC.	Aug 5, 2002	Aug 5, 2002	0	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
125004:134139:MI:2024-12-23	Dec 23, 2024	Dec 16, 2024	GRAND LEDGE, MI	Firm change

Relationships

Registered with (8)

→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: current employment
Dec 16, 2024 to presentfactForm ADV
→ REGAL INVESTMENT ADVISORS LLCRegistered adviserregistration: previous registration
Feb 2, 2011 to Dec 23, 2024factForm ADV
→ AMERICAN PORTFOLIOS ADVISORS, INCRegistered adviserregistration: previous registration
May 18, 2010 to Mar 7, 2011factForm ADV
→ SAGEPOINT FINANCIAL, INC.Registered adviserregistration: previous registration
Jul 24, 2007 to Mar 25, 2010factForm ADV
→ INVESTACORP ADVISORY SERVICES INCRegistered adviserregistration: previous registration
Mar 14, 2003 to Feb 15, 2007factForm ADV
→ KLAAS FINANCIAL ASSET ADVISORS, LLC.Registered adviserregistration: previous registration
Aug 2, 2003 to Feb 2, 2007factForm ADV
→ THRIVENT INVESTMENT MANAGEMENT INC.Registered adviserregistration: previous registration
Aug 5, 2002 to Mar 4, 2003factForm ADV
→ LUTHERAN BROTHERHOOD SECURITIES CORP.Registered adviserregistration: previous registration
Feb 22, 2001 to Aug 5, 2002factForm ADV

Dated events

Occurred
Dec 23, 2024
Advisor changed firm
Huey Kent Heise left Regal Investment Advisors Llc for Cambridge Investment Research Advisors, Inc. (registered 2024-12-16)
Form ADVobserved 5 days ago