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J•••••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner14 years in industry

J•••••• S•••••

Advisor at G•••••• • C•••• I•••

WEST DES MOINES, IA

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Search this name across graphsid dfx:ria:1b86987d-8e2e-21ae-d6a3-24ee0b66ed52

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 14, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••••• • C•••• I•••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 15, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
G•••••• • C•••• I•••	Independent wealth	Nov 22, 2019	n/a	yes	WEST DES MOINES, IA	Current employment
I•••••••• A•••••••• L••	Bd affiliated wealth	Jun 30, 2016	Nov 19, 2019	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
I•••••••• A•••••••• L••	G•••••• • C•••• I•••	Nov 19, 2019	Nov 22, 2019	3	Firm change	RIA to RIA
V•• A••••••• S•••••••	I•••••••• A•••••••• L••	Jun 30, 2016

Relationships

Registered with (4)

→ G•••••• • C•••• I•••Registered adviserregistration: current employment
Nov 22, 2019 to presentfactForm ADV
→ I•••••••• A•••••••• L••Registered adviserregistration: previous registration
Jun 30, 2016 to Nov 19, 2019factForm ADV
→ V•• A••••••• S•••••••Registered adviserregistration: previous registration
Sep 9, 2014 to Jun 30, 2016factForm ADV
→ V••• F•••••••• A•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1b86987d-8e2e-21ae-d6a3-24ee0b66ed52
First observed: May 14, 2013
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.