DFX Intelligence
Data Factory
Reading the graph
Reading the graph
CRD 283112
WEST DES MOINES, IA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| CHRISTOPHER CALVIN COOK | Chartered Financial Analyst | WEST DES MOINES, IA | 10 | 27 | 4 | no |
| JERIT PAUL TRIPP | Certified Financial Planner | WEST DES MOINES, IA | 10 | 18 | 3 | no |
| BRANDON DOMINIC GRIMM | Chartered Financial Analyst | WEST DES MOINES, IA | 10 | 17 | 1 | no |
| THOMAS MARTIN MCCAFFREY | Certified Financial Planner|Chartered Financial Analyst | WEST DES MOINES, IA | 10 | 11 | 1 | no |
| LINDA LUNDSTROM COOK | Certified Financial Planner | WEST DES MOINES, IA | 10 | 35 | 2 | no |
| MEGAN LEIGH ROSENSTIEL | Certified Financial Planner | WEST DES MOINES, IA | 10 | 21 | 2 | no |
| Reece Oleson | Certified Financial Planner | WEST DES MOINES, IA | 8 | 10 | n/a | no |
| Alan Duane Ryerson | n/a | WEST DES MOINES, IA | 7 | 34 | n/a | no |
| Jarrett Sheets | Certified Financial Planner | WEST DES MOINES, IA | 6 | 14 | 3 | no |
| Jessica Swaim | Certified Financial Planner | WEST DES MOINES, IA | 5 | 17 | 4 | no |
| Michelle Louise Miller | Certified Financial Planner | WEST DES MOINES, IA | 5 | 12 | 2 | no |
| Zachary Deane Ripka | Certified Financial Planner | WEST DES MOINES, IA | 4 | 11 | n/a | no |
| KATHERINE ANN GUDGEL | Chartered Financial Analyst | WEST DES MOINES, IA | 3 | 13 | 1 | no |
| TODD CHARLES HENNINGSEN | Certified Financial Planner|Chartered Financial Analyst | WEST DES MOINES, IA | 3 | 17 | 2 | no |
| Tiffany Scharfenkamp | Certified Financial Planner | WEST DES MOINES, IA | 0 | 11 | n/a | no |
| Hayden Douglas Zeidler | Chartered Financial Analyst | WEST DES MOINES, IA | 0 | 11 | n/a | no |
| Blake Holtmeier | Chartered Financial Analyst | WEST DES MOINES, IA | 0 | 12 | n/a | no |
| GEORGE RYAN LAMOUREUX | Certified Financial Planner | WEST DES MOINES, IA | 0 | 12 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| COOK, CHRISTOPHER, CALVIN | Treasurer | Na | yes | 04/2016 | Jun 4, 2026 | Jun 4, 2026 |
| COOK, LINDA, LUNDSTROM | CHIEF EXECUTIVE OFFICER/MANAGING MEMBER | Na | yes | 04/2016 | Jun 4, 2026 | Jun 4, 2026 |
| ARMSTRONG, ANDY, JOHN | CHIEF COMPLIANCE OFFICER | Na | no | 11/2023 | Jun 4, 2026 | Jun 4, 2026 |
| CANON TRUST | Shareholder | B | no | 05/2025 | Jun 4, 2026 | Jun 4, 2026 |
| GRIMM, BRANDON, DOMINIC | Shareholder | B | no | 07/2018 | Jun 4, 2026 | Jun 4, 2026 |
| ROSENSTIEL, MEGAN, LEIGH | Shareholder | B | no | 07/2018 | Jun 4, 2026 | Jun 4, 2026 |
| THE FOUNDERS TRUST | Shareholder | B | no | 09/2025 | Jun 4, 2026 | Jun 4, 2026 |
| TRIPP, JERIT, PAUL | Shareholder | A | no | 07/2018 | Jun 4, 2026 | Jun 4, 2026 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 30, 2026 | $1.7B | $1.7B | 32 | 17 | 0 | n/a | n/a |
| 2024 | Mar 27, 2025 | $1.4B | $1.3B | 33 | 17 | 0 | n/a | n/a |
| 2023 | Mar 27, 2024 | $1.2B | $1.2B | 32 | 17 | 0 | n/a | n/a |
| 2022 | Mar 31, 2023 | $974M | $964M | 32 | 17 | 0 | n/a | n/a |
| 2021 | Mar 14, 2022 | $1.0B | $1.0B | 26 | 13 | 0 | n/a | n/a |
| 2020 | Mar 4, 2021 | $793M | $785M | 22 | 10 | 0 | n/a | n/a |
| 2019 | Mar 5, 2020 | $613M | $609M | 20 | 10 | 0 | n/a | n/a |
| 2018 | Mar 4, 2019 | $427M | $423M | 21 | 8 | 0 | n/a | n/a |
| 2017 | Mar 5, 2018 | $406M | $402M | 15 | 8 | 0 | n/a | n/a |
| 2016 | Jan 27, 2017 | $323M | $319M | 15 | 8 | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $1.7B | $1.4B | 24.7% | $974M | 20.4% | 32 | 33 | 0 | 0 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| VSR ADVISORY SERVICES | 3 | Apr 14, 2016 | Apr 14, 2016 | DES MOINES, IA | Team lift out | Other | 1.5% |
| VSR ADVISORY SERVICES | 2 | Apr 14, 2016 | Apr 18, 2016 | OVERLAND PARK, KS | Team lift out | Other | 1.0% |