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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM under $100M

PUBLIC ADVISORS LLC

CRD 318234

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1b873aa3-ce6f-adfc-1071-4cc5720da362

Data as of Mar 29, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 4
On other graphs: 0
Observed: Feb 10, 2022 to Mar 29, 2026
17 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=34.0
Regulatory AUM: $18.8MItem 5.F on the latest filing (2026-03-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $18.8M
Private client RAUM: $18.8MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 8
RAUM per advisor: $2.3Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 44
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 4,521
Individual clients: 3,548
High net worth clients: 973
SEC number: 801-123433
CRD: 318234
Filings on the tape: 17
First filed: Feb 10, 2022
Latest filed: Mar 29, 2026
Organised: Limited Liability Company, DE

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
Maria Keith	n/a	NEW YORK, NY \| Mill Creek, WA	2	17	5	yes
Jonathan J Lopez	n/a	Missouri City, TX \| NEW YORK, NY	1	13	1	yes
Austin McClure	n/a	Raleigh, NC \| NEW YORK, NY	1	11	n/a	yes
Trent Arthur Moran	n/a	NEW YORK, NY	0	10	1	yes
Eric Didier Richaudeau	n/a	Raleigh, NC \| NEW YORK, NY	0	10	n/a	yes
MICHAEL PERCY	n/a	Denver, CO \| NEW YORK, NY	0	13	2	yes
Stephen William Sikes	n/a	Chatham, NJ \| NEW YORK, NY	0	12	1	yes
Michael Matzner	n/a	NEW YORK, NY \| Anhorage, KY	0	14	2	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
PUBLIC HOLDINGS, INC.	Member	E	yes	01/2022	Feb 10, 2022	Feb 22, 2024
PUBLIC.COM	Member	E	yes	01/2022	Feb 10, 2022	Feb 22, 2024
Verlinde, Emily, Ann	CHIEF COMPLIANCE OFFICER	Na	yes	11/2023	Nov 20, 2023	Feb 22, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
OPEN TO THE PUBLIC INVESTING, INC.	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 29, 2026	$18.8M	$18.8M	44	2	n/a	n/a
2024	Feb 13, 2025	$12,962	$12,962	5	1	n/a	n/a
2023	Feb 22, 2024	n/a	n/a	1	1	n/a	n/a
2022	Apr 12, 2023	n/a	n/a	1	1	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
4	0	4	0.0%	1	0	0	6	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$18.8M	$12,962	144919.8%	n/a	n/a	44	5	0	0

Relationships

Registered with (8)

← Michael MatznerAdvisorregistration: current employment
Jul 27, 2026 to presentfactForm ADV
← Stephen William SikesAdvisorregistration: current employment
Mar 6, 2026 to presentfactForm ADV
← MICHAEL PERCYAdvisorregistration: current employment
Jan 6, 2026 to presentfactForm ADV
← Eric Didier RichaudeauAdvisorregistration: current employment
Oct 22, 2025 to presentfactForm ADV
← Trent Arthur MoranAdvisorregistration: current employment
Oct 21, 2025 to presentfactForm ADV
← Jonathan J LopezAdvisorregistration: current employment
Aug 13, 2025 to presentfactForm ADV
← Austin McClureAdvisorregistration: current employment
Aug 13, 2025 to presentfactForm ADV
← Maria KeithAdvisorregistration: current employment
Nov 15, 2023 to presentfactForm ADV

Controls (3)

← Verlinde, Emily, AnnOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Nov 20, 2023 to Feb 22, 2024factForm ADV
← PUBLIC HOLDINGS, INC.OwnerMEMBER, ownership code E, domestic entity
Feb 10, 2022 to Feb 22, 2024factForm ADV
← PUBLIC.COMOwnerMEMBER, ownership code E, domestic entity
Feb 10, 2022 to Feb 22, 2024factForm ADV

Dated events

Occurred
Nov 20, 2023
Control person joined
Ann Emily Verlinde (Chief Compliance Officer) appeared on Schedule A of Public Advisors Llc
Form ADVobserved 5 days ago
Occurred
Nov 20, 2023
Control person left
R Alan Carlisle (Chief Compliance Officer) no longer on Schedule A of Public Advisors Llc (listed 2023-04-27, absent 2023-11-20)
Form ADVobserved 5 days ago
Occurred
Apr 12, 2023
Control person joined
R Alan Carlisle (Chief Compliance Officer) appeared on Schedule A of Public Advisors Llc
Form ADVobserved 5 days ago
Occurred
Feb 10, 2022
First Form ADV filing
Open To The Public Advisors filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1b873aa3-ce6f-adfc-1071-4cc5720da362
First observed: Feb 10, 2022
Last observed: Mar 29, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PUBLIC ADVISORS LLC

CRD 318234

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1b873aa3-ce6f-adfc-1071-4cc5720da362

Data as of Mar 29, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:22 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

Maria Keith

n/a

NEW YORK, NY | Mill Creek, WA

yes

Jonathan J Lopez

n/a

Missouri City, TX | NEW YORK, NY

yes

Austin McClure

n/a

Raleigh, NC | NEW YORK, NY

n/a

yes

Trent Arthur Moran

n/a

NEW YORK, NY

yes

Eric Didier Richaudeau

n/a

Raleigh, NC | NEW YORK, NY

n/a

yes

MICHAEL PERCY

n/a

Denver, CO | NEW YORK, NY

yes

Stephen William Sikes

n/a

Chatham, NJ | NEW YORK, NY

yes

Michael Matzner

n/a

NEW YORK, NY | Anhorage, KY

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

PUBLIC HOLDINGS, INC.

Member

yes

01/2022

Feb 10, 2022

Feb 22, 2024

PUBLIC.COM

Member

yes

01/2022

Feb 10, 2022

Feb 22, 2024

Verlinde, Emily, Ann

CHIEF COMPLIANCE OFFICER

yes

11/2023

Nov 20, 2023

Feb 22, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

OPEN TO THE PUBLIC INVESTING, INC.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 29, 2026

$18.8M

n/a

2024

Feb 13, 2025

$12,962

n/a

2023

Feb 22, 2024

n/a

2022

Apr 12, 2023

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$18.8M

$12,962

144919.8%

n/a