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Advisor at PUBLIC ADVISORS LLC
NEW YORK, NY | Mill Creek, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PUBLIC ADVISORS LLC | Independent wealth | Nov 15, 2023 | n/a | yes | Mill Creek, WA|NEW YORK, NY | Current employment |
| J. W. COLE ADVISORS, INC. | Bd affiliated wealth | Apr 24, 2019 | Nov 17, 2021 | no | TAMPA, FL|Carlsbad, CA | Previous registration |
| PARK AVENUE SECURITIES LLC | Bd affiliated wealth | Oct 15, 2015 | May 13, 2019 | no | LA JOLLA, CA|SAN DIEGO, CA | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Jun 24, 2014 | Oct 6, 2015 | no | SAN DIEGO, CA | Previous registration |
| FIRST ALLIED ADVISORY SERVICES, INC. | Former SEC adviser | Jul 2, 2012 | Jun 11, 2014 | no | CHESTERFIELD, MO|SAN DIEGO, CA | Previous registration |
| FIRST ALLIED SECURITIES, INC. | Former SEC adviser | Dec 11, 2009 | Jul 2, 2012 | no | ANN ARBOR, MI|SAN DIEGO, CA|SAN DIEGO, CA|ROCKVILLE, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J. W. COLE ADVISORS, INC. | PUBLIC ADVISORS LLC | Nov 17, 2021 | Nov 15, 2023 | 728 | Firm change after gap | RIA to new firm |
| PARK AVENUE SECURITIES LLC | J. W. COLE ADVISORS, INC. | May 13, 2019 | Apr 24, 2019 | -19 | Firm change | Ibd to ibd |
| EQUITABLE ADVISORS, LLC | PARK AVENUE SECURITIES LLC | Oct 6, 2015 | Oct 15, 2015 | 9 | Firm change | Other |
| FIRST ALLIED ADVISORY SERVICES, INC. | EQUITABLE ADVISORS, LLC | Jun 11, 2014 | Jun 24, 2014 | 13 | Firm change | Other |
| FIRST ALLIED SECURITIES, INC. | FIRST ALLIED ADVISORY SERVICES, INC. | Jul 2, 2012 | Jul 2, 2012 | 0 | Bulk transfer | Other |