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RIA / WealthAdvisor26 years in industry

JOSEPHTI SOTTO CRUZ

Advisor at THE WEALTHGARDEN F.S. LLC

EL SEGUNDO, CA | Hawthorne, CA

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Search this name across graphsid dfx:ria:1b92e70d-2eb2-7229-4608-d3804ae4d172

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 10, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: THE WEALTHGARDEN F.S. LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 22, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Dec 22, 1999
First registration: Jun 10, 2010
Dual registered: no
Other names: JOSEPHTI CRUZ GONDA|JOSEPHTI GONDA
IAPD individual key: 4095193

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
THE WEALTHGARDEN F.S. LLC	Independent wealth	Mar 4, 2021	n/a	yes	Hawthorne, CA\|EL SEGUNDO, CA	Current employment
NORTHWEST ASSET MANAGEMENT	Independent wealth	Nov 3, 2020	Jun 30, 2021	no	PLAYA VISTA, CA\|MERCER ISLAND, WA	Previous registration
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Oct 10, 2012	Nov 13, 2020	no	NEW YORK, NY\|NEW YORK, NY\|Sherman Oaks, CA	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Oct 2, 2012	no	NEW YORK, NY	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jun 10, 2010	Oct 1, 2012	no	NEW YORK, NY\|NEW YORK, NY\|NEW YORK,, NY\|NEW YORK, NY\|NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NORTHWEST ASSET MANAGEMENT	THE WEALTHGARDEN F.S. LLC	Jun 30, 2021	Mar 4, 2021	-118	Firm change after gap	RIA to RIA
ADVICE AND PLANNING SERVICES	NORTHWEST ASSET MANAGEMENT	Nov 13, 2020	Nov 3, 2020	-10	Firm change	Ibd to RIA
J.P. MORGAN SECURITIES LLC	ADVICE AND PLANNING SERVICES	Oct 2, 2012	Oct 10, 2012	8	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
20472:147923:CA:2020-11-13	Nov 13, 2020	Nov 3, 2020	SHERMAN OAKS, CA	Firm change

Relationships

Registered with (5)

→ THE WEALTHGARDEN F.S. LLCRegistered adviserregistration: current employment
Mar 4, 2021 to presentfactForm ADV
→ NORTHWEST ASSET MANAGEMENTRegistered adviserregistration: previous registration
Nov 3, 2020 to Jun 30, 2021factForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
Oct 10, 2012 to Nov 13, 2020factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to Oct 2, 2012factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Jun 10, 2010 to Oct 1, 2012factForm ADV

Dated events

No dated event names this entity yet.