DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Josephti Sotto Cruz

The Wealthgarden F.S. LLCindependent RIAEl Segundo, Ca IA-onlyIAPD 4095193

Feed of 09/15/2026

Also filed as Josephti Cruz Gonda

At current firm

5 y

since Mar 4, 2021

In the industry

26 y

since Dec 22, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Founder: “Founding Partner,”reportedthewealthgardenfs.comthe sentence on the bio page
Partner or owner: “Founding Partner,”reportedthewealthgardenfs.comthe sentence on the bio page
Professional profile: thewealthgardenfs.com/josephti-cruzreportedthewealthgardenfs.comfirm site, Sep 16, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

The Wealthgarden F.S. LLC independent RIA current
since Mar 4, 2021 · Hawthorne, Ca
Northwest Asset Management independent RIA
Nov 3, 2020 to Jun 30, 2021 · Playa Vista, Ca
Advice And Planning Services BD affiliated
Oct 10, 2012 to Nov 13, 2020 · New York, Ny
J.P. Morgan Securities LLC wirehouse
Oct 1, 2012 to Oct 2, 2012 · New York, Ny
Chase Investment Services Corp. former
Jun 10, 2010 to Oct 1, 2012 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

Northwest Asset Management to The Wealthgarden F.S. LLC
left Jun 30, 2021, registered Mar 4, 2021 (-118 days) · RIA to RIA
Advice And Planning Services to Northwest Asset Management
left Nov 13, 2020, registered Nov 3, 2020 (-10 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
J.P. Morgan Securities LLC to Advice And Planning Services
left Oct 2, 2012, registered Oct 10, 2012 (8 days) · Other
Chase Investment Services Corp. to J.P. Morgan Securities LLC
left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address