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Advisor at AXXCESS WEALTH MANAGEMENT, LLC
NEWPORT BEACH, CA | CARLSBAD, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AXXCESS WEALTH MANAGEMENT, LLC | Independent wealth | Jan 2, 2026 | n/a | yes | CARLSBAD, CA|NEWPORT BEACH, CA | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Nov 1, 2024 | Apr 17, 2025 | no | OLYMPIA, WA|LAKE FOREST, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | AXXCESS WEALTH MANAGEMENT, LLC | Apr 17, 2025 | Jan 2, 2026 | 260 | Firm change | Ibd to RIA |