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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

AXXCESS WEALTH MANAGEMENT, LLC

CRD 164081

CARLSBAD, CA

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Search this name across graphsid dfx:ria:e85500d4-d388-492e-331e-6a440c2181aa

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 136
Dated events: 40
On other graphs: 0
Observed: May 30, 2012 to Mar 31, 2026
73 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.89 fund_share=0.0 institutional_share=0.07 related_bd=false related_bank=false bd_reps=10.0
Regulatory AUM: $8.9BItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $8.8B
Private client RAUM: $7.9BderivedItem 5.D individuals plus high net worth individuals
Private client share: 89%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 38
RAUM per advisor: $234Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 72
Advisory employees: 44
Offices: 26Schedule D 1.F, beyond the principal office
Accounts: 26,039
Individual clients: 7,359
High net worth clients: 2,199
Custody, client assets: $398M
SEC number: 801-76763
CIK: 1911056
CRD: 164081
Filings on the tape: 73
First filed: May 30, 2012
Latest filed: Mar 31, 2026
Organised: Limited Liability Company, DE
Website: axxcesswealth.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 38

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
BART ADRIAN ZANDBERGEN	Certified Financial Planner	CARLSBAD, CA \| Laguna, CA	4	34	3	no
MICHAEL LOREN SEID	n/a	CARLSBAD, CA	4	29	5	no
MERIS AREL COLLIER	Certified Financial Planner	Seattle, WA \| CARLSBAD, CA	4	19	6	no
KEVIN WILLIAM MANZO	n/a	BREA, CA \| CARLSBAD, CA	4	19	3	no
ERIC ALLEN SAMS	n/a	CARLSBAD, CA \| San Diego, CA \| Franklin, TN \| Nolensville, TN	4	16	5	no
IAN SCOTT MCILVAINE	n/a	CHARLESTON, WV \| CARLSBAD, CA \| Charleston, WV	4	16	3	no
Mariah Yvonne Wisely	n/a	Brea, CA \| CARLSBAD, CA \| Flowery Branch, GA	4	14	1	no
Dennis Wayne Manzo	n/a	CARLSBAD, CA \| Brea, CA	4	11	1	no
Cory Persson	Chartered Financial Analyst	CARLSBAD, CA	4	12	2	no
LOIS ANN CRICHTON	n/a	CHARLESTON, WV \| CARLSBAD, CA \| Charleston, WV	4	33	2	no
JOHN MICHAEL JONES	n/a	Charleston, WV \| CHARLESTON, WV \| CARLSBAD, CA	4	31	3	no
ANDREW FOWLER THOMAS	n/a	Baton Rouge, LA \| CARLSBAD, CA	4	25	2	no
JONATHAN DANIEL BRACKMANN	n/a	CARLSBAD, CA \| Scottsdale, AZ	4	26	5	no
JAMES ANTHONY MILAZZO	n/a	Overland Park, KS \| CARLSBAD, CA	4	26	1	no
MARK ALLEN SEWALSON	n/a	CARLSBAD, CA \| Overland Park, KS	4	43	1	no
Scott Edward Heinila	n/a	Northlake, TX \| CARLSBAD, CA	4	17	3	no
JONATHAN DOMINIC LUGO	n/a	LAGUNA BEACH, CA \| CARLSBAD, CA	3	13	n/a	no
KATHRYN M LESTER	n/a	CHARLESTON, WV \| CARLSBAD, CA \| INDIANAPOLIS, IN	3	28	4	no
Adrienne Rivett	n/a	Scottsdale, AZ \| CARLSBAD, CA	3	16	2	no
MICHAEL DEAN CAVENDISH	n/a	CARLSBAD, CA \| BECKLEY, WV \| CHARLESTON, WV	3	44	1	no
Caleb Joe Casto	Certified Financial Planner	CARLSBAD, CA \| CHARLESTON, WV \| Charleston, WV	3	16	1	no
RICHARD ALEXANDER LEU	n/a	Pasadena, CA \| CARLSBAD, CA	3	22	5	no
Steven Delmon Clement	Certified Financial Planner	Pasadena, CA \| CARLSBAD, CA	2	39	1	no
JAIME GWENN HEFNER	n/a	CARLSBAD, CA \| PHOENIX, AZ	2	24	3	no
Jeffrey Douglas Anderson	Chartered Financial Analyst	CARLSBAD, CA	2	27	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
SEID, MICHAEL, LOREN	MANAGING MEMBER, CHIEF EXECUTIVE OFFICER, AND CHIEF COMPLIANCE OFFICER	E	yes	01/2012	Mar 31, 2026	Mar 31, 2026
Waters, Marguerite, Marie	Owner	D	yes	12/2011	Mar 30, 2023	Apr 26, 2024
Waters, Richard, James	Owner	D	yes	12/2011	Mar 30, 2023	Apr 26, 2024
BRACKMANN, JONATHAN, DANIEL	CHIEF OPERATING OFFICER	Na	no	01/2024	Mar 31, 2026	Mar 31, 2026
MANZO, KEVIN, WILLIAM	PASSIVE INVESTOR	Na	no	07/2019	Mar 31, 2026	Mar 31, 2026
MFG HOLDINGS, INC.	PASSIVE MEMBER	Na	no	09/2022	Mar 31, 2026	Mar 31, 2026
Persson, Cory	PASSIVE INVESTOR	Na	no	06/2023	Mar 31, 2026	Mar 31, 2026
THOMAS, ANDREW, FOWLER	PASSIVE INVESTOR	Na	no	11/2023	Mar 31, 2026	Mar 31, 2026
LICOSATI, MICHAEL, COSIMO	PASSIVE MEMBER	A	no	11/2021	Oct 6, 2020	Apr 26, 2024
WINSHIP, HENRY, WARD	PASSIVE MEMBER	A	no	11/2021	Oct 6, 2020	Apr 26, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
1942 INSURANCE SERVICE CO.	n/a	n/a	n/a	Y	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Charleston	Wv	United States	7	yes
LAGUNA BEACH	CA	United States	4	no
Brea	CA	United States	3	no
SAN DIEGO	CA	United States	3	yes
Scottsdale	Az	United States	2	no
SANTA BARBARA	CA	United States	2	no
FORT LAUDERDALE	FL	United States	2	no
OVERLAND PARK	Ks	United States	2	no
Draper	Ut	United States	2	no
Pasadena	CA	United States	1	no
SAN DIEGO	CA	United States	1	no
SAN DIEGO	CA	United States	1	yes
SAN DIEGO	CA	United States	1	no
BATON ROUGE	La	United States	1	no
Franklin	Tn	United States	1	yes
Northlake	TX	United States	1	no
BAINBRIDGE ISLAND	Wa	United States	1	no
Seattle	Wa	United States	1	yes
Beckley	Wv	United States	1	no
n/a	n/a	n/a	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$8.9B	$8.8B	72	44	26	n/a	n/a
2024	Apr 21, 2025	$6.3B	$6.2B	86	52	28	n/a	n/a
2023	Mar 28, 2024	$6.5B	$5.4B	78	44	28	n/a	n/a
2022	Mar 30, 2023	$3.4B	$2.7B	78	42	23	n/a	n/a
2021	Mar 23, 2022	$3.6B	$2.9B	60	35	16	n/a	n/a
2020	Mar 31, 2021	$2.1B	$2.0B	18	8	12	n/a	n/a
2019	Apr 5, 2020	$1.3B	$1.0B	15	6	4	n/a	n/a
2018	Mar 22, 2019	$778M	$722M	15	5	4	n/a	n/a
2017	Mar 30, 2018	$516M	$476M	10	5	3	n/a	n/a
2016	Mar 29, 2017	$362M	$331M	8	5	n/a	n/a	n/a
2015	Mar 30, 2016	$186M	$168M	8	5	n/a	n/a	n/a
2014	Apr 2, 2015	$140M	$35.0M	8	5	n/a	n/a	n/a
2013	Apr 1, 2014	$124M	$14.3M	8	5	n/a	n/a	n/a
2012	Mar 11, 2013	$155M	$6.1M	8	5	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
3	3	0	7.9%	0	3	0	22	25

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$8.9B	$6.3B	40.3%	$3.4B	37.7%	72	86	26	28

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
VANDALIA WEALTH	2	Jul 2, 2026	Jul 2, 2026	CARLSBAD, CA	Team lift out	RIA to RIA	4.9%
SANTARA WEALTH MANAGEMENT LLC	2	Feb 3, 2025	Feb 3, 2025	SAN DIEGO, CA	Team lift out	RIA to new firm	5.9%
BELPOINTE ASSET MANAGEMENT LLC	3	Jan 15, 2025	Jan 17, 2025	SAN DIEGO, CA	Team lift out	RIA to RIA	8.3%
BELPOINTE ASSET MANAGEMENT LLC	4	Dec 31, 2024	Mar 3, 2026	SAN DIEGO, CA	Team lift out	RIA to RIA	10.0%
ROUTE 20 PRIVATE WEALTH INC.	2	Dec 2, 2024	Dec 12, 2024	CARLSBAD, CA	Team lift out	Other	4.9%
AMERIPRISE FINANCIAL SERVICES, LLC	2	Jan 3, 2024	Dec 4, 2023	CARLSBAD, CA	Team lift out	RIA to ibd	5.3%
PETERSON ROGERS PRIVATE WEALTH, LLC	2	May 11, 2023	Feb 27, 2023	LEHI, UT	Team lift out	RIA to RIA	6.5%
WILLIAMSON LEGACY GROUP, LLC	4	Mar 24, 2022	Apr 19, 2022	CARLSBAD, CA	Team lift out	RIA to new firm	14.3%
ARETE WEALTH ADVISORS, LLC	2	Dec 31, 2021	Apr 15, 2020	CARLSBAD, CA	Team lift out	RIA to ibd	6.3%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
FORVIS MAZARS WEALTH ADVISORS, LLC	3	Jan 30, 2025	Feb 3, 2025	NORFOLK, VA	Team lift out	RIA to RIA	4.0%
WEITZ FINANCIAL GROUP LLC	2	Aug 30, 2024	May 6, 2024	FT LAUDERDALE, FL	Team lift out	Other	100.0%
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	2	Sep 28, 2022	Sep 23, 2022	SALT LAKE CITY, UT	Team lift out	Wirehouse to RIA	0.0%
WELLS FARGO ADVISORS	2	Apr 13, 2022	Mar 31, 2022	OVERLAND PARK, KS	Team lift out	Wirehouse to RIA	0.0%
WELLS FARGO ADVISORS	4	Aug 23, 2021	Aug 26, 2021	INDIANAPOLIS, IN	Team lift out	Wirehouse to RIA	0.0%
WELLS FARGO ADVISORS	3	Aug 6, 2021	Jul 20, 2021	CHARLESTON, WV	Team lift out	Wirehouse to RIA	0.0%
DANIEL INVESTMENT ASSOCIATES, LLC	2	Dec 21, 2020	Apr 17, 2020	SANTA BARBARA, CA	Team lift out	RIA to RIA	50.0%
OPTIVEST, INC.	2	Oct 7, 2020	Oct 6, 2020	SAN JUAN CAPISTRANO, CA	Team lift out	RIA to RIA	40.0%
SECURITIES AMERICA ADVISORS, INC.	2	Dec 2, 2016	Oct 19, 2023	SAN DIEGO, CA	Team lift out	Other	0.2%
SECURITIES AMERICA ADVISORS, INC.	2	Nov 11, 2016	Dec 17, 2016	SAN DIEGO, CA	Team lift out	Other	0.2%

Relationships

showing 80 of 136

Affiliated with (1)

← PACIFIC POINT ADVISORS, LLCRegistered adviserother investment adviser
factForm ADV

Registered with (63)

← Chelsea Marie WeissAdvisorregistration: current employment
Jan 5, 2026 to presentfactForm ADV
← Alexandra Marie GillAdvisorregistration: current employment
Jan 2, 2026 to presentfactForm ADV
← JEFFREY OWEN BORMANAdvisorregistration: current employment
Dec 17, 2025 to presentfactForm ADV
← Anthony William KakukAdvisorregistration: current employment
Dec 9, 2025 to presentfactForm ADV
← Timothy Taylor RickeyAdvisorregistration: current employment
Sep 22, 2025 to presentfactForm ADV
← Wyatt Forrest GibbsAdvisorregistration: current employment
Aug 28, 2025 to presentfactForm ADV
← Luke Andrew McClureAdvisorregistration: current employment
May 8, 2025 to presentfactForm ADV
← MITCHELL J DUNNAdvisorregistration: current employment
Apr 11, 2025 to presentfactForm ADV
← DERON T MCCOYAdvisorregistration: current employment
Mar 10, 2025 to presentfactForm ADV
← JASON ANDREW LUNSFORDAdvisorregistration: current employment
Feb 3, 2025 to presentfactForm ADV
← Benjamin Lancelot AmbrosiniAdvisorregistration: current employment
Dec 9, 2024 to presentfactForm ADV
← LAUREN MARIE VANVEELENAdvisorregistration: current employment
Nov 14, 2024 to presentfactForm ADV
← DAVID FORREST MILLHEIMAdvisorregistration: current employment
Aug 22, 2024 to presentfactForm ADV
← Jeffrey Douglas AndersonAdvisorregistration: current employment
Feb 29, 2024 to presentfactForm ADV
← JAIME GWENN HEFNERAdvisorregistration: current employment
Dec 1, 2023 to presentfactForm ADV
← Steven Delmon ClementAdvisorregistration: current employment
Nov 13, 2023 to presentfactForm ADV
← RICHARD ALEXANDER LEUAdvisorregistration: current employment
Aug 9, 2023 to presentfactForm ADV
← Caleb Joe CastoAdvisorregistration: current employment
Aug 4, 2023 to presentfactForm ADV
← MICHAEL DEAN CAVENDISHAdvisorregistration: current employment
Jun 30, 2023 to presentfactForm ADV
← Adrienne RivettAdvisorregistration: current employment
Jun 14, 2023 to presentfactForm ADV
← KATHRYN M LESTERAdvisorregistration: current employment
Apr 5, 2023 to presentfactForm ADV
← JONATHAN DOMINIC LUGOAdvisorregistration: current employment
Feb 21, 2023 to presentfactForm ADV
← Scott Edward HeinilaAdvisorregistration: current employment
Jul 18, 2022 to presentfactForm ADV
← MARK ALLEN SEWALSONAdvisorregistration: current employment
Mar 31, 2022 to presentfactForm ADV
← JAMES ANTHONY MILAZZOAdvisorregistration: current employment
Mar 30, 2022 to presentfactForm ADV
← JONATHAN DANIEL BRACKMANNAdvisorregistration: current employment
Jan 24, 2022 to presentfactForm ADV
← ANDREW FOWLER THOMASAdvisorregistration: current employment
Jan 19, 2022 to presentfactForm ADV
← LOIS ANN CRICHTONAdvisorregistration: current employment
Jan 7, 2022 to presentfactForm ADV
← JOHN MICHAEL JONESAdvisorregistration: current employment
Jan 7, 2022 to presentfactForm ADV
← Cory PerssonAdvisorregistration: current employment
Jan 5, 2022 to presentfactForm ADV
and 33 more

Moved with (5)

→ BELPOINTE ASSET MANAGEMENT LLCRegistered adviser4 advisors, team lift out, same day
Dec 31, 2024 to Mar 3, 2026factForm ADV
→ SANTARA WEALTH MANAGEMENT LLCRegistered adviser2 advisors, team lift out
Feb 3, 2025 to Feb 3, 2025factForm ADV
← FORVIS MAZARS WEALTH ADVISORS, LLCRegistered adviser3 advisors, team lift out, same day
Jan 30, 2025 to Feb 3, 2025factForm ADV
→ ROUTE 20 PRIVATE WEALTH INC.Registered adviser2 advisors, team lift out, same day
Dec 2, 2024 to Dec 12, 2024factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviser2 advisors, team lift out, same day
Jan 3, 2024 to Dec 4, 2023factForm ADV

Owns (7)

← WINSHIP, HENRY, WARDOwnerPASSIVE MEMBER, ownership code A, individual
Oct 6, 2020 to Apr 26, 2024factForm ADV
← LICOSATI, MICHAEL, COSIMOOwnerPASSIVE MEMBER, ownership code A, individual
Oct 6, 2020 to Apr 26, 2024factForm ADV
← BRACKMANN, JONATHAN, DANIELOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Apr 26, 2024 to Apr 26, 2024factForm ADV
← THOMAS, ANDREW, FOWLEROwnerPASSIVE INVESTOR, ownership code NA, individual
Mar 28, 2024 to Apr 26, 2024factForm ADV
← MANZO, KEVIN, WILLIAMOwnerPASSIVE INVESTOR, ownership code NA, individual
Oct 6, 2020 to Apr 26, 2024factForm ADV
← Persson, CoryOwnerPASSIVE INVESTOR, ownership code NA, individual
Mar 28, 2024 to Apr 26, 2024factForm ADV
← MFG HOLDINGS, INC.OwnerPASSIVE MEMBER, ownership code NA, domestic entity
Mar 30, 2023 to Apr 26, 2024factForm ADV

Controls (3)

← SEID, MICHAEL, LORENOwnerMANAGING MEMBER, CHIEF EXECUTIVE OFFICER, AND CHIEF COMPLIANCE OFFICER, ownership code E, individual
May 30, 2012 to Apr 26, 2024factForm ADV
← Waters, Richard, JamesOwnerOWNER, ownership code D, individual
Mar 30, 2023 to Apr 26, 2024factForm ADV
← Waters, Marguerite, MarieOwnerOWNER, ownership code D, individual
Mar 30, 2023 to Apr 26, 2024factForm ADV

Dated events

Occurred
Sep 4, 2026
Advisor changed firm
Justin Mark Bonavitacola left Axxcess Wealth Management, Llc for Vandalia Wealth (registered 2026-04-27)
Form ADVobserved 4 days ago
Occurred
Jul 2, 2026
Team lift-out
2 advisors left Axxcess Wealth Management, LLC (Carlsbad, CA) for Vandalia Wealth on the same day
Form ADVobserved 2 days ago
2 advisors
Occurred
Jul 2, 2026
Advisor changed firm
Dorsey Webster Tyndall left Axxcess Wealth Management, Llc for Vandalia Wealth (registered 2026-07-02)
Form ADVobserved 4 days ago
Occurred
Jul 2, 2026
Advisor changed firm
John Davis Fleming left Axxcess Wealth Management, Llc for Vandalia Wealth (registered 2026-07-02)
Form ADVobserved 4 days ago
Occurred
Mar 31, 2026
Regulatory AUM changed
Axxcess Wealth Management, Llc reported RAUM $8.9B, up 40% from $6.3B (2025-08-22 to 2026-03-31)
Form ADVobserved 4 days ago
$2.5B
Occurred
Sep 2, 2025
Advisor changed firm
Craig L Pelletier left Axxcess Wealth Management, Llc for P&L Family Wealth (registered 2026-05-11)
Form ADVobserved 4 days ago
Occurred
Jun 18, 2025
Advisor changed firm
Alicia Carinalli left Axxcess Wealth Management, Llc for Mercer Global Advisors Inc. (registered 2025-06-16)
Form ADVobserved 4 days ago
Occurred
Feb 7, 2025
Advisor changed firm
Alan Derek Grismore left Axxcess Wealth Management, Llc for Santara Wealth Management Llc (registered 2025-02-03)
Form ADVobserved 4 days ago
Occurred
Feb 3, 2025
Team lift-out
2 advisors left Axxcess Wealth Management, LLC (San Diego, CA) for Santara Wealth Management LLC within 4 days
Form ADVobserved 4 days ago
2 advisors
Occurred
Feb 3, 2025
Advisor changed firm
Joshua J Khokhar left Axxcess Wealth Management, Llc for Santara Wealth Management Llc (registered 2025-02-03)
Form ADVobserved 4 days ago
Occurred
Jan 30, 2025
Team lift-out
3 advisors left Forvis Mazars Wealth Advisors, LLC (Norfolk, VA) for Axxcess Wealth Management, LLC on the same day
Form ADVobserved 4 days ago
3 advisors
Occurred
Jan 27, 2025
Advisor changed firm
Jonathan Yuri Freeman left Axxcess Wealth Management, Llc for Presidio Capital Management, Llc (registered 2025-02-18)
Form ADVobserved 4 days ago
Occurred
Jan 15, 2025
Team lift-out
3 advisors left Axxcess Wealth Management, LLC (Carlsbad, CA) for Belpointe Asset Management LLC on the same day
Form ADVobserved 4 days ago
3 advisors
Occurred
Jan 15, 2025
Advisor changed firm
Dee House left Axxcess Wealth Management, Llc for Belpointe Asset Management Llc (registered 2025-01-17)
Form ADVobserved 4 days ago
Occurred
Jan 15, 2025
Advisor changed firm
David Nathan Robert Morgan left Axxcess Wealth Management, Llc for Belpointe Asset Management Llc (registered 2025-01-17)
Form ADVobserved 4 days ago
Occurred
Jan 15, 2025
Advisor changed firm
Michael William Best left Axxcess Wealth Management, Llc for Belpointe Asset Management Llc (registered 2025-01-17)
Form ADVobserved 4 days ago
Occurred
Dec 31, 2024
Team lift-out
4 advisors left Axxcess Wealth Management, LLC (San Diego, CA) for Belpointe Asset Management LLC on the same day
Form ADVobserved 4 days ago
4 advisors
Occurred
Dec 31, 2024
Advisor changed firm
Monica Kristina Szakos left Axxcess Wealth Management, Llc for Belpointe Asset Management Llc (registered 2024-12-03)
Form ADVobserved 4 days ago
Occurred
Dec 31, 2024
Advisor changed firm
Gregory Raymond Banner left Axxcess Wealth Management, Llc for Belpointe Asset Management Llc (registered 2024-12-03)
Form ADVobserved 4 days ago
Occurred
Dec 31, 2024
Advisor changed firm
Patricia L Stewart left Axxcess Wealth Management, Llc for Belpointe Asset Management Llc (registered 2024-12-03)
Form ADVobserved 4 days ago
Occurred
Dec 31, 2024
Advisor changed firm
Timothy Victor Figueroa left Axxcess Wealth Management, Llc for Belpointe Asset Management Llc (registered 2026-03-03)
Form ADVobserved 4 days ago
Occurred
Dec 2, 2024
Team lift-out
2 advisors left Axxcess Wealth Management, LLC (Carlsbad, CA) for Route 20 Private Wealth Inc. on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Dec 2, 2024
Advisor changed firm
Peter Eric Weitz left Axxcess Wealth Management, Llc for Route 20 Private Wealth Inc. (registered 2024-09-09)
Form ADVobserved 4 days ago
Occurred
Dec 2, 2024
Advisor changed firm
Michelle Cari Blouin left Axxcess Wealth Management, Llc for Route 20 Private Wealth Inc. (registered 2024-12-12)
Form ADVobserved 4 days ago
Occurred
Oct 3, 2024
Advisor changed firm
Albert Christopher Nassar left Axxcess Wealth Management, Llc for Heller Private Wealth (registered 2025-10-13)
Form ADVobserved 4 days ago
Occurred
Oct 1, 2024
Advisor changed firm
Letitia Steiner Berbaum left Axxcess Wealth Management, Llc for Rfg Advisory, Llc (registered 2024-10-01)
Form ADVobserved 4 days ago
Occurred
Aug 30, 2024
Team lift-out
2 advisors left Weitz Financial Group LLC (FT Lauderdale, FL) for Axxcess Wealth Management, LLC on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Aug 2, 2024
Advisor changed firm
Randall Scott Karl left Axxcess Wealth Management, Llc for Gladstone Wealth Partners (registered 2024-06-21)
Form ADVobserved 4 days ago
Occurred
Jul 22, 2024
Advisor changed firm
Todd Donaldson Quinn left Axxcess Wealth Management, Llc for Peterson Rogers Private Wealth, Llc (registered 2023-02-27)
Form ADVobserved 4 days ago
Occurred
Jul 22, 2024
Advisor changed firm
Matthew Charles Burbank left Axxcess Wealth Management, Llc for Arista Wealth Management, Llc (registered 2024-06-20)
Form ADVobserved 4 days ago
Occurred
Mar 28, 2024
Regulatory AUM changed
Axxcess Wealth Management, Llc reported RAUM $6.5B, up 90% from $3.4B (2023-10-27 to 2024-03-28)
Form ADVobserved 4 days ago
$3.1B
Occurred
Jan 10, 2024
Advisor changed firm
Adam Coons left Axxcess Wealth Management, Llc for Outwing Private Wealth Management (registered 2026-02-22)
Form ADVobserved 4 days ago
Occurred
Jan 3, 2024
Team lift-out
2 advisors left Axxcess Wealth Management, LLC (Carlsbad, CA) for Ameriprise Financial Services, LLC on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Jan 3, 2024
Advisor changed firm
Robert Christopher Binkowski left Axxcess Wealth Management, Llc for Ameriprise Financial Services, Llc (registered 2023-12-04)
Form ADVobserved 4 days ago
Occurred
Jan 3, 2024
Advisor changed firm
Erik Erle Simmons left Axxcess Wealth Management, Llc for Ameriprise Financial Services, Llc (registered 2023-12-04)
Form ADVobserved 4 days ago
Occurred
Aug 21, 2023
Advisor changed firm
Todd Eric Lunsford left Axxcess Wealth Management, Llc for International Private Wealth Advisors Llc (registered 2023-08-10)
Form ADVobserved 4 days ago
Occurred
May 11, 2023
Team lift-out
2 advisors left Axxcess Wealth Management, LLC (Lehi, UT) for Peterson Rogers Private Wealth, LLC on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
May 11, 2023
Advisor changed firm
M Tom Peterson left Axxcess Wealth Management, Llc for Peterson Rogers Private Wealth, Llc (registered 2023-02-27)
Form ADVobserved 4 days ago
Occurred
May 11, 2023
Advisor changed firm
Benjamin Samuel-Wayne Rogers left Axxcess Wealth Management, Llc for Peterson Rogers Private Wealth, Llc (registered 2023-02-27)
Form ADVobserved 4 days ago
Occurred
Mar 30, 2023
Control person joined
James Richard Waters (Owner) appeared on Schedule A of Axxcess Wealth Management, Llc
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e85500d4-d388-492e-331e-6a440c2181aa
First observed: May 30, 2012
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

AXXCESS WEALTH MANAGEMENT, LLC

CRD 164081

CARLSBAD, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e85500d4-d388-492e-331e-6a440c2181aa

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:20 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

BART ADRIAN ZANDBERGEN

Certified Financial Planner

CARLSBAD, CA | Laguna, CA

MICHAEL LOREN SEID

n/a

CARLSBAD, CA

MERIS AREL COLLIER

Certified Financial Planner

Seattle, WA | CARLSBAD, CA

KEVIN WILLIAM MANZO

n/a

BREA, CA | CARLSBAD, CA

ERIC ALLEN SAMS

n/a

CARLSBAD, CA | San Diego, CA | Franklin, TN | Nolensville, TN

IAN SCOTT MCILVAINE

n/a

CHARLESTON, WV | CARLSBAD, CA | Charleston, WV

Mariah Yvonne Wisely

n/a

Brea, CA | CARLSBAD, CA | Flowery Branch, GA

Dennis Wayne Manzo

n/a

CARLSBAD, CA | Brea, CA

Cory Persson

Chartered Financial Analyst

CARLSBAD, CA

LOIS ANN CRICHTON

n/a

CHARLESTON, WV | CARLSBAD, CA | Charleston, WV

JOHN MICHAEL JONES

n/a

Charleston, WV | CHARLESTON, WV | CARLSBAD, CA

ANDREW FOWLER THOMAS

n/a

Baton Rouge, LA | CARLSBAD, CA

JONATHAN DANIEL BRACKMANN

n/a

CARLSBAD, CA | Scottsdale, AZ

JAMES ANTHONY MILAZZO

n/a

Overland Park, KS | CARLSBAD, CA

MARK ALLEN SEWALSON

n/a

CARLSBAD, CA | Overland Park, KS

Scott Edward Heinila

n/a

Northlake, TX | CARLSBAD, CA

JONATHAN DOMINIC LUGO

n/a

LAGUNA BEACH, CA | CARLSBAD, CA

n/a

KATHRYN M LESTER

n/a

CHARLESTON, WV | CARLSBAD, CA | INDIANAPOLIS, IN

Adrienne Rivett

n/a

Scottsdale, AZ | CARLSBAD, CA

MICHAEL DEAN CAVENDISH

n/a

CARLSBAD, CA | BECKLEY, WV | CHARLESTON, WV

Caleb Joe Casto

Certified Financial Planner

CARLSBAD, CA | CHARLESTON, WV | Charleston, WV

RICHARD ALEXANDER LEU

n/a

Pasadena, CA | CARLSBAD, CA

Steven Delmon Clement

Certified Financial Planner

Pasadena, CA | CARLSBAD, CA

JAIME GWENN HEFNER

n/a

CARLSBAD, CA | PHOENIX, AZ

Jeffrey Douglas Anderson

Chartered Financial Analyst

CARLSBAD, CA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

SEID, MICHAEL, LOREN

MANAGING MEMBER, CHIEF EXECUTIVE OFFICER, AND CHIEF COMPLIANCE OFFICER

yes

01/2012

Mar 31, 2026

Waters, Marguerite, Marie

Owner

yes

12/2011

Mar 30, 2023

Apr 26, 2024

Waters, Richard, James

Owner

yes

12/2011

Mar 30, 2023

Apr 26, 2024

BRACKMANN, JONATHAN, DANIEL

CHIEF OPERATING OFFICER

01/2024

Mar 31, 2026

MANZO, KEVIN, WILLIAM

PASSIVE INVESTOR

07/2019

Mar 31, 2026

MFG HOLDINGS, INC.

PASSIVE MEMBER

09/2022

Mar 31, 2026

Persson, Cory

PASSIVE INVESTOR

06/2023

Mar 31, 2026

THOMAS, ANDREW, FOWLER

PASSIVE INVESTOR

11/2023

Mar 31, 2026

LICOSATI, MICHAEL, COSIMO

PASSIVE MEMBER

11/2021

Oct 6, 2020

Apr 26, 2024

WINSHIP, HENRY, WARD

PASSIVE MEMBER

11/2021

Oct 6, 2020

Apr 26, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

1942 INSURANCE SERVICE CO.

n/a

City

State

Country

Employees

Also broker-dealer

Charleston

United States

yes

LAGUNA BEACH

United States

Brea

United States

SAN DIEGO

United States

yes

Scottsdale

United States

SANTA BARBARA

United States

FORT LAUDERDALE

United States

OVERLAND PARK

United States

Draper

United States

Pasadena

United States

SAN DIEGO

United States

SAN DIEGO

United States

yes

SAN DIEGO

United States

BATON ROUGE

United States

Franklin

United States

yes

Northlake

United States

BAINBRIDGE ISLAND

United States

Seattle

United States

yes

Beckley

United States

n/a

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$8.9B

$8.8B

n/a

2024

Apr 21, 2025

$6.3B

$6.2B

n/a

2023

Mar 28, 2024

$6.5B

$5.4B

n/a

2022

Mar 30, 2023

$3.4B

$2.7B

n/a

2021

Mar 23, 2022

$3.6B

$2.9B

n/a

2020

Mar 31, 2021

$2.1B

$2.0B

n/a

2019

Apr 5, 2020

$1.3B

$1.0B

n/a

2018

Mar 22, 2019

$778M

$722M

n/a

2017

Mar 30, 2018

$516M

$476M

n/a

2016

Mar 29, 2017

$362M

$331M

n/a

2015

Mar 30, 2016

$186M

$168M

n/a

2014

Apr 2, 2015

$140M

$35.0M

n/a

2013

Apr 1, 2014

$124M

$14.3M

n/a

2012

Mar 11, 2013

$155M

$6.1M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

7.9%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$8.9B

$6.3B

40.3%

$3.4B

37.7%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

VANDALIA WEALTH

Jul 2, 2026

CARLSBAD, CA

Team lift out

RIA to RIA

4.9%

SANTARA WEALTH MANAGEMENT LLC

Feb 3, 2025

SAN DIEGO, CA

Team lift out

RIA to new firm

5.9%

BELPOINTE ASSET MANAGEMENT LLC

Jan 15, 2025

Jan 17, 2025

SAN DIEGO, CA

Team lift out

RIA to RIA

8.3%

BELPOINTE ASSET MANAGEMENT LLC

Dec 31, 2024

Mar 3, 2026

SAN DIEGO, CA

Team lift out

RIA to RIA

10.0%

ROUTE 20 PRIVATE WEALTH INC.

Dec 2, 2024

Dec 12, 2024

CARLSBAD, CA

Team lift out

Other

4.9%

AMERIPRISE FINANCIAL SERVICES, LLC

Jan 3, 2024

Dec 4, 2023

CARLSBAD, CA

Team lift out

RIA to ibd

5.3%

PETERSON ROGERS PRIVATE WEALTH, LLC

May 11, 2023

Feb 27, 2023

LEHI, UT

Team lift out

RIA to RIA

6.5%

WILLIAMSON LEGACY GROUP, LLC

Mar 24, 2022

Apr 19, 2022

CARLSBAD, CA

Team lift out

RIA to new firm

14.3%

ARETE WEALTH ADVISORS, LLC

Dec 31, 2021

Apr 15, 2020

CARLSBAD, CA

Team lift out

RIA to ibd

6.3%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

FORVIS MAZARS WEALTH ADVISORS, LLC

Jan 30, 2025

Feb 3, 2025

NORFOLK, VA

Team lift out

RIA to RIA

4.0%

WEITZ FINANCIAL GROUP LLC

Aug 30, 2024

May 6, 2024

FT LAUDERDALE, FL

Team lift out

Other

100.0%

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Sep 28, 2022

Sep 23, 2022

SALT LAKE CITY, UT

Team lift out

Wirehouse to RIA

0.0%

WELLS FARGO ADVISORS

Apr 13, 2022

Mar 31, 2022

OVERLAND PARK, KS

Team lift out

Wirehouse to RIA

0.0%

WELLS FARGO ADVISORS

Aug 23, 2021

Aug 26, 2021

INDIANAPOLIS, IN

Team lift out

Wirehouse to RIA

0.0%

WELLS FARGO ADVISORS

Aug 6, 2021

Jul 20, 2021

CHARLESTON, WV

Team lift out

Wirehouse to RIA

0.0%

DANIEL INVESTMENT ASSOCIATES, LLC

Dec 21, 2020

Apr 17, 2020

SANTA BARBARA, CA

Team lift out

RIA to RIA

50.0%

OPTIVEST, INC.

Oct 7, 2020

Oct 6, 2020

SAN JUAN CAPISTRANO, CA

Team lift out

RIA to RIA

40.0%

SECURITIES AMERICA ADVISORS, INC.

Dec 2, 2016

Oct 19, 2023

SAN DIEGO, CA

Team lift out

Other

0.2%

SECURITIES AMERICA ADVISORS, INC.

Nov 11, 2016

Dec 17, 2016

SAN DIEGO, CA

Team lift out

Other

0.2%