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B•••• E••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

B•••• E••• S••••••

Advisor at E••••• W•••••• L••

San Diego, CA

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Search this name across graphsid dfx:ria:1b9a129b-2c9f-d46a-10a2-e61872ad8ddc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jul 9, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 3, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
E••••• W•••••• L••	I•••••••••_WEALTH	Jan 3, 2020	n/a	yes	San Diego, CA	Current employment
E••••• W•••••• L••	I•••••••••_WEALTH	Jul 5, 2017	Dec 31, 2019	no	San Diego, CA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••	E••••• W•••••• L••	May 17, 2017	Jul 5, 2017	49	Firm change	Other
I••••••••• F•••••••• G••••• L••	N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••	Jun 19, 2012

Relationships

Registered with (5)

→ E••••• W•••••• L••Registered adviserregistration: previous registration
Jul 5, 2017 to Dec 31, 2019factForm ADV
→ N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••Registered adviserregistration: previous registration
Jun 21, 2012 to May 17, 2017factForm ADV
→ I••••••••• F•••••••• G••••• L••Registered adviserregistration: previous registration
Apr 20, 2006 to Jun 19, 2012factForm ADV
→ N•• A•••••• S•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1b9a129b-2c9f-d46a-10a2-e61872ad8ddc
First observed: Jul 9, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.