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CRD 174328
FORT LAUDERDALE, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
Dated 2026-07-31 (filing); first seen by DFX 2026-09-15.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| PETER NICHOLAS XENIAS | Certified Financial Planner|Chartered Financial Consultant | Lancaster, PA | 6 | 41 | 1 | yes |
| LLOYD GEORGE ETHEREDGE | n/a | FORT LAUDERDALE, FL | Shreveport, LA | 6 | 40 | 3 | yes |
| CHARLES ALBERT CERONE | n/a | FORT LAUDERDALE, FL | Ocean, NJ | 6 | 22 | 5 | yes |
| JOSEPH JOHN MATUSZ | n/a | North Versailles, PA | FORT LAUDERDALE, FL | 6 | 36 | 1 | no |
| THOMAS BELL RUTTER | n/a | Schwenksville, PA | 6 | 36 | 3 | yes |
| JIM BRYAN PULLEY | n/a | Wichita Falls, TX | 6 | 31 | 4 | yes |
| BRIAN ERIC SAMUELS | n/a | San Diego, CA | 6 | 30 | 5 | yes |
| FRANCIS A SNYDER | n/a | SAN ANTONIO, TX | FORT LAUDERDALE, FL | 6 | 27 | 5 | yes |
| BRIAN MICHAEL PILON | n/a | Pipersville, PA | 6 | 22 | 1 | yes |
| JEFFREY KIM GIN | Certified Financial Planner | Morton Grove, IL | FORT LAUDERDALE, FL | 6 | 24 | 2 | yes |
| JEREMY DALE TYLER | Certified Financial Planner|Chartered Financial Consultant | FORT LAUDERDALE, FL | Springfield, MO | 6 | 25 | 1 | no |
| KENNETH ALAN WESSELS | n/a | FORT LAUDERDALE, FL | Bossier City, LA | 6 | 20 | 2 | yes |
| BRIAN DALE DANIELS | n/a | New Brighton, PA | 6 | 20 | 1 | yes |
| CRAIG JOSEPH WISNER | n/a | Souderton, PA | 6 | 11 | 1 | yes |
| CHRISTOPHER Michael CARRILLO | n/a | Wildwood, MO | FORT LAUDERDALE, FL | 6 | 14 | 4 | no |
| ROBERT EDWARD SKINNER | n/a | Seattle, WA | FORT LAUDERDALE, FL | 6 | 33 | 5 | yes |
| WILLIAM MARK THOMSON | n/a | FORT LAUDERDALE, FL | Pompton Plains, NJ | 6 | 34 | 3 | yes |
| RONALD EDWIN MERRILL | n/a | Waterville, ME | 6 | 41 | 4 | yes |
| MICHAEL RAY MCPEEK | n/a | Sylvania, OH | 6 | 33 | 7 | yes |
| TODD CLINTON WIRICK | n/a | Sylvania, OH | 6 | 34 | 2 | yes |
| DANIEL ALLEN DAGUE | n/a | Alliance, OH | 6 | 21 | 1 | yes |
| TONY VINCENT SONSINI | n/a | Lee, MA | FORT LAUDERDALE, FL | 6 | 30 | 3 | yes |
| MICHAEL BASILIO CALCO | Certified Financial Planner | FORT LAUDERDALE, FL | NAPLES, FL | 6 | 48 | 2 | no |
| MICHAEL GIRARD DELUCA | n/a | Beaver Falls, PA | 6 | 25 | 3 | yes |
| JOSEPH JEFFRY D'URSO | n/a | FORT LAUDERDALE, FL | Marietta, GA | 6 | 11 | 4 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BENTLEY, GREGORY, JOHN | Owner | C | yes | 01/2015 | Jul 2, 2015 | Aug 28, 2024 |
| DANIELS, BLAKE, WILLIAM | Owner | C | yes | 01/2015 | Jul 2, 2015 | Aug 28, 2024 |
| KALLEN, ELLIOT, HERBERT | CHIEF COMPLIANCE OFFICER AND OWNER | C | yes | 01/2015 | Jul 2, 2015 | Aug 28, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| PROSPERITY FINANCIAL GROUP, INC. | n/a | Former SEC adviser | $359M | N | yes | n/a |
| FORTUNE FINANCIAL SERVICES, INC. | n/a | n/a | n/a | Y | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Toledo | Oh | United States | 2 | yes |
| SAN DIEGO | CA | United States | 1 | yes |
| ROCKY HILL | Ct | United States | 1 | yes |
| Cocoa | FL | United States | 1 | yes |
| Elsah | IL | United States | 1 | yes |
| BOSSIER CITY | La | United States | 1 | yes |
| Lee | Ma | United States | 1 | yes |
| Westminster | Md | United States | 1 | yes |
| Waterville | Me | United States | 1 | yes |
| Howell | Mi | United States | 1 | no |
| Springfield | Mo | United States | 1 | yes |
| Londonderry | Nh | United States | 1 | yes |
| Stateline | Nv | United States | 1 | yes |
| Williamsville | NY | United States | 1 | yes |
| NORTH CANTON | Oh | United States | 1 | yes |
| OLMSTEAD TOWNSHIP | Oh | United States | 1 | yes |
| Lancaster | Pa | United States | 1 | yes |
| Mars | Pa | United States | 1 | yes |
| NEW BRIGHTON | Pa | United States | 1 | yes |
| NORTH VERSAILLES | Pa | United States | 1 | yes |
| Pittsburg | Pa | United States | 1 | yes |
| Schwenksville | Pa | United States | 1 | yes |
| Souderton | Pa | United States | 1 | yes |
| WICHITA FALLS | TX | United States | 1 | yes |
| Alexandria | Va | United States | 1 | yes |
| PORT ORCHARD | Wa | United States | 1 | no |
| Seattle | Wa | United States | 1 | yes |
| n/a | n/a | n/a | 1 | yes |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 31, 2026 | $484M | $484M | 53 | 51 | 47 | n/a | n/a |
| 2024 | Mar 28, 2025 | $442M | $442M | 51 | 47 | 46 | n/a | n/a |
| 2023 | Mar 29, 2024 | $243M | $243M | 50 | 48 | 46 | n/a | n/a |
| 2022 | Mar 28, 2023 | $217M | $217M | 50 | 45 | 42 | n/a | n/a |
| 2021 | Mar 31, 2022 | $233M | $233M | 56 | 52 | 42 | n/a | n/a |
| 2020 | Mar 3, 2021 | $177M | $177M | 61 | 49 | 42 | n/a | n/a |
| 2019 | Mar 19, 2020 | $129M | $129M | 48 | 48 | 40 | n/a | n/a |
| 2018 | Mar 29, 2019 | $203M | $203M | 50 | 45 | 39 | n/a | n/a |
| 2017 | Mar 7, 2018 | $112M | $112M | 50 | 45 | 29 | n/a | n/a |
| 2016 | Mar 29, 2017 | $40.0M | $40.0M | 25 | 20 | n/a | n/a | n/a |
| 2015 | Mar 21, 2016 | $30.0M | $30.0M | 18 | 18 | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 8 | 1 | 7 | 1.8% | 2 | 0 | 0 | 10 | 2 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $484M | $442M | 9.4% | $217M | 30.6% | 53 | 51 | 49 | 46 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| INTEGRATED FINANCIAL STRATEGIES, LLC | 3 | Jul 31, 2026 | Jun 26, 2026 | FORT LAUDERDALE, FL | Firm absorbed | RIA to RIA | 60.0% |
| CORECAP ADVISORS | 2 | Feb 1, 2021 | Feb 3, 2021 | SOUTHFIELD, MI | Team lift out | Ibd to RIA | 2.2% |
| KEYSTONE CAPITAL CORPORATION | 2 | Feb 20, 2015 | Feb 23, 2015 | SAN DIEGO, CA | Team lift out | Other | 14.3% |