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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

GAL GALI HOREV

Advisor at CETERA INVESTMENT ADVISERS LLC

Irvine, CA

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Search this name across graphsid dfx:ria:1ba78b9f-82d4-b729-c06d-debf1ec4c323

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 2
On other graphs: 0
Observed: Jan 9, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 8, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Jan 8, 2007
First registration: Jan 9, 2007
Dual registered: yes, broker-dealer
Other names: GALI HOREV
IAPD individual key: 5138931

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Mar 9, 2026	n/a	yes	Irvine, CA	Current employment
DEMPSEY LORD SMITH, LLC	Former SEC adviser	Jan 5, 2026	Mar 9, 2026	no	ROME, GA	Previous registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Nov 25, 2025	Mar 20, 2026	no	Irvine, CA	Previous registration
DEMPSEY LORD SMITH, LLC	Former SEC adviser	Nov 1, 2017	Dec 31, 2025	no	ROME, GA\|REDONDO BEACH, CA\|Irvine, CA\|ROME, GA	Previous registration
B. RILEY WEALTH ADVISORS, INC.	Bd affiliated wealth	Feb 21, 2012	Feb 24, 2017	no	IRVINE, CA	Previous registration
AMERICAN INVESTORS CO	Independent wealth	Aug 9, 2010	Dec 31, 2011	no	LOS ANGELES, CA\|SAN RAMON, CA\|IRVINE, CA	Previous registration
PRIVATE ASSET ADVISORS, INC.	n/a	Sep 25, 2009	May 26, 2010	no	SAN JUAN CAPISTRANO, CA	Previous registration
FINANCIAL WEST GROUP	Former SEC adviser	Oct 16, 2008	Sep 23, 2009	no	LOS ANGELES, CA\|WESTLAKE VILLAGE, CA	Previous registration
Spc	Bd affiliated wealth	Jan 9, 2007	Mar 30, 2007	no	LONG BEACH, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	DEMPSEY LORD SMITH, LLC	Mar 20, 2026	Jan 5, 2026	-74	Firm change after gap	Ibd to RIA
DEMPSEY LORD SMITH, LLC	CETERA INVESTMENT ADVISERS LLC	Mar 9, 2026	Mar 9, 2026	0	Firm change	RIA to ibd
DEMPSEY LORD SMITH, LLC	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Dec 31, 2025	Nov 25, 2025	-36	Bulk transfer	RIA to ibd
B. RILEY WEALTH ADVISORS, INC.	DEMPSEY LORD SMITH, LLC	Feb 24, 2017	Nov 1, 2017	250	Firm change	Other
AMERICAN INVESTORS CO	B. RILEY WEALTH ADVISORS, INC.	Dec 31, 2011	Feb 21, 2012	52	Firm change	Other
PRIVATE ASSET ADVISORS, INC.	AMERICAN INVESTORS CO	May 26, 2010	Aug 9, 2010	75	Firm change	Other
FINANCIAL WEST GROUP	PRIVATE ASSET ADVISORS, INC.	Sep 23, 2009	Sep 25, 2009	2	Firm change	Other
Spc	FINANCIAL WEST GROUP	Mar 30, 2007	Oct 16, 2008	566	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
134139:141238:CA:2026-03-20	Mar 20, 2026	Jan 5, 2026	IRVINE, CA	Firm change after gap
141238:105644:GA:2026-03-09	Mar 9, 2026	Mar 9, 2026	ROME, GA	Firm change

Relationships

Registered with (8)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Mar 9, 2026 to presentfactForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Nov 25, 2025 to Mar 20, 2026factForm ADV
→ DEMPSEY LORD SMITH, LLCRegistered adviserregistration: previous registration
Jan 5, 2026 to Mar 9, 2026factForm ADV
→ B. RILEY WEALTH ADVISORS, INC.Registered adviserregistration: previous registration
Feb 21, 2012 to Feb 24, 2017factForm ADV
→ AMERICAN INVESTORS CORegistered adviserregistration: previous registration
Aug 9, 2010 to Dec 31, 2011factForm ADV
→ PRIVATE ASSET ADVISORS, INC.Registered adviserregistration: previous registration
Sep 25, 2009 to May 26, 2010factForm ADV
→ FINANCIAL WEST GROUPRegistered adviserregistration: previous registration
Oct 16, 2008 to Sep 23, 2009factForm ADV
→ SPCRegistered adviserregistration: previous registration
Jan 9, 2007 to Mar 30, 2007factForm ADV

Dated events

Occurred
Mar 20, 2026
Advisor changed firm
Gal Gali Horev left Cambridge Investment Research Advisors, Inc. for Dempsey Lord Smith, Llc (registered 2026-01-05)
Form ADVobserved 5 days ago
Occurred
Mar 9, 2026
Advisor changed firm
Gal Gali Horev left Dempsey Lord Smith, Llc for Cetera Investment Advisers Llc (registered 2026-03-09)
Form ADVobserved 5 days ago