DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Gal Gali Horev
Feed of 09/14/2026
Also filed as Gali Horev
At current firm
0 y
since Mar 9, 2026
In the industry
19 y
since Jan 8, 2007 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Cetera Investment Advisers LLC BD affiliated currentsince Mar 9, 2026 · Irvine, Ca
- Dempsey Lord Smith, LLC formerJan 5, 2026 to Mar 9, 2026 · Rome, Ga
- Cambridge Investment Research Advisors, Inc. BD affiliatedNov 25, 2025 to Mar 20, 2026 · Irvine, Ca
- Dempsey Lord Smith, LLC formerNov 1, 2017 to Dec 31, 2025 · Rome, Ga
- B. Riley Wealth Advisors, Inc. BD affiliatedFeb 21, 2012 to Feb 24, 2017 · Irvine, Ca
- American Investors Co independent RIAAug 9, 2010 to Dec 31, 2011 · Los Angeles, Ca
- Private Asset Advisors, Inc. unclassifiedSep 25, 2009 to May 26, 2010 · San Juan Capistrano, Ca
- Financial West Group formerOct 16, 2008 to Sep 23, 2009 · Los Angeles, Ca
- Spc BD affiliatedJan 9, 2007 to Mar 30, 2007 · Long Beach, Ca
Moves
a registration end followed by a registration begin elsewhere
- Cambridge Investment Research Advisors, Inc. to Dempsey Lord Smith, LLCleft Mar 20, 2026, registered Jan 5, 2026 (-74 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- Dempsey Lord Smith, LLC to Cetera Investment Advisers LLCleft Mar 9, 2026, registered Mar 9, 2026 (0 days) · RIA to affiliated broker-dealer or bank · moved with a team
- Dempsey Lord Smith, LLC to Cambridge Investment Research Advisors, Inc.left Dec 31, 2025, registered Nov 25, 2025 (-36 days) · corporate re-registration, not a move
- B. Riley Wealth Advisors, Inc. to Dempsey Lord Smith, LLCleft Feb 24, 2017, registered Nov 1, 2017 (250 days) · Other
- American Investors Co to B. Riley Wealth Advisors, Inc.left Dec 31, 2011, registered Feb 21, 2012 (52 days) · Other
- Private Asset Advisors, Inc. to American Investors Coleft May 26, 2010, registered Aug 9, 2010 (75 days) · Other
- Financial West Group to Private Asset Advisors, Inc.left Sep 23, 2009, registered Sep 25, 2009 (2 days) · Other
- Spc to Financial West Groupleft Mar 30, 2007, registered Oct 16, 2008 (566 days) · Other
Signals
- Gal Gali Horev left Cambridge Investment Research Advisors, Inc. for Dempsey Lord Smith, Llc (registered 2026-01-05)Mar 20, 2026 · Advisor changed firm · fact
- Gal Gali Horev left Dempsey Lord Smith, Llc for Cetera Investment Advisers Llc (registered 2026-03-09)Mar 9, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address