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Advisor at LPL ENTERPRISE, LLC
MARIETTA, GA | ATLANTA, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL ENTERPRISE, LLC | Bd affiliated wealth | Nov 14, 2024 | n/a | yes | MARIETTA, GA|ATLANTA, GA | Current employment |
| PRUCO SECURITIES, LLC | No RAUM reported | Mar 2, 2018 | Nov 14, 2024 | no | ATLANTA, GA|Atlanta, GA|Marietta, GA|Marietta, GA|ATLANTA, GA|MARIETTA, GA | Previous registration |
| EDWARD JONES | National bd RIA | May 19, 2014 | Feb 20, 2018 | no | ALPHARETTA, GA|ST LOUIS, MO|Roswell, GA | Previous registration |
| VIRTUS CAPITAL ADVISERS, LLC | Other adviser | May 16, 2012 | May 12, 2014 | no | HARTFORD, CT | Previous registration |
| CARTER, TERRY & COMPANY, INC. | Independent wealth | Jul 30, 2004 | Apr 23, 2012 | no | ATLANTA, GA|ATLANTA, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRUCO SECURITIES, LLC | LPL ENTERPRISE, LLC | Nov 14, 2024 | Nov 14, 2024 | 0 | Bulk transfer | Ibd to new firm |
| EDWARD JONES | PRUCO SECURITIES, LLC | Feb 20, 2018 | Mar 2, 2018 | 10 | Firm change | Ibd to ibd |
| VIRTUS CAPITAL ADVISERS, LLC | EDWARD JONES | May 12, 2014 | May 19, 2014 | 7 | Firm change | Other |
| CARTER, TERRY & COMPANY, INC. | VIRTUS CAPITAL ADVISERS, LLC | Apr 23, 2012 | May 16, 2012 | 23 | Firm change | Other |