DFX Intelligence

Data Factory

V••••• C•••••• A•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserother adviserSEC registeredRAUM 1b 10b

V••••• C•••••• A•••••••• L••

CRD 107346

HARTFORD, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1184ba82-7b75-5b9e-67be-d2c3963e6921

Data as of Jun 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 79
Dated events: 12
On other graphs: 1
Observed: Mar 26, 2012 to Jun 30, 2026
43 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Independent Sponsorsidentity

V••••• C•••••• A•••••••• L••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.0 fund_share=0.45 institutional_share=0.36 related_bd=true related_bank=true bd_reps=0.0
Regulatory AUM: $1.5BItem 5.F on the latest filing (2026-06-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.5B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
V••••• I••••••••• S•••••••• O••••••••• L••	Other Private Fund	$121M	Sep 23, 2024	9	Sep 29, 2017	reported	021-476937
V••••• E••••••• M•••••• C••••••• L••	Other Private Fund	$46.5M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••••••• M••••••• A••••	EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER	Na	yes	06/2017	Jun 28, 2017	Sep 23, 2024
A••••••• G•••••• R•••••	PRESIDENT AND CHIEF EXECUTIVE OFFICER	Na	yes	06/2017	Jun 28, 2017

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
V••••• I••••••••• A•••••••• I•••	n/a	Asset manager	$52B	N	yes	n/a
K•••• A••••••• R•••••• I••••••••• M••••••••• L••	n/a	Mixed wealth	$39B	N	yes

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
SAN DIEGO	CA	United States	5	no
NEW YORK CITY	NY	United States	2	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.5B	$1.4B	3.3%	$9.5B	-46.0%	0	0	2	2

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
V••••• I••••••••• A•••••••• L••	10	Nov 19, 2018	Nov 19, 2018	HARTFORD, CT	Firm absorbed	Other	83.3%

Relationships

Affiliated with (35)

→ K•••• A••••••• R•••••• I••••••••• M••••••••• L••Registered adviserother investment adviser, common control
factForm ADV
→ V••••• I••••••••• A•••••••• L••Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ D••• • P••••• I••••••••• M••••••••• C••Registered adviserother investment adviser, common control
factForm ADV
→ S••••••••• G••••• A•••••••• L•Registered adviser

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jan 31, 2025
Regulatory AUM changed
V••••• C•••••• A•••••••• L•• reported RAUM $1.4B, down 82% from $8.0B (2024-09-23 to 2025-01-31)
Form ADVobserved 6 days ago
$-6.5B
Occurred
Dec 11, 2023
Control person joined
Cynthia Andra Purkalitis (Executive Vice President And Chief Legal Officer) appeared on Schedule A of V••••• C•••••• A•••••••• L••
Form ADVobserved 6 days ago
Occurred
Jun 9, 2023
Control person left
Jacqueline Wendy Hills (Executive Vice President, General Counsel And Secretary) no longer on Schedule A of V••••• C•••••• A•••••••• L•• (listed 2023-04-07, absent 2023-06-09)
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1184ba82-7b75-5b9e-67be-d2c3963e6921
First observed: Mar 26, 2012
Last observed: Jun 30, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Registered with (32)

← MATTHEW B CARNEYAdvisorregistration: previous registration
Jun 10, 2021 to Mar 7, 2024factForm ADV
← SHARON KAY MOSSMANAdvisorregistration: previous registration
Aug 28, 2015 to Nov 19, 2018factForm ADV
← JOHN D BAKAAdvisorregistration: previous registration
Apr 26, 2011 to Nov 19, 2018factForm ADV
← MALLORY GRANTHAM CARRAdvisorregistration: previous registration
May 13, 2013 to Nov 19, 2018factForm ADV
← CHRISTOPHER R••••• DANOSAdvisorregistration: previous registration
Jun 26, 2015 to Nov 19, 2018factForm ADV
← MALCOLM JOSEPH LUNNAdvisorregistration: previous registration
Sep 6, 2016 to Nov 19, 2018factForm ADV
← DIANE MARIE REEDAdvisorregistration: previous registration
Mar 18, 2015 to Nov 19, 2018factForm ADV
← FRANCIS EDWIN EDSALLAdvisorregistration: previous registration
Apr 24, 2015 to Nov 19, 2018factForm ADV
← John William DanielAdvisorregistration: previous registration
Feb 24, 2014 to Nov 19, 2018factForm ADV
← W•••••• PAUL CALLAWAYAdvisorregistration: previous registration
Aug 14, 2015 to Nov 19, 2018factForm ADV
← MARC HALL SCHNEIDAUAdvisorregistration: previous registration
Nov 30, 2015 to Nov 19, 2018factForm ADV
← JACOB SAMUEL MCCABEAdvisorregistration: previous registration
Jul 7, 2015 to Nov 19, 2018factForm ADV
← JOHN M COOKAdvisorregistration: previous registration
Nov 3, 2014 to Nov 19, 2018factForm ADV
← Robert Kenneth KuberskiAdvisorregistration: previous registration
Jan 26, 2011 to Jun 1, 2017factForm ADV
← Brian P MaloneAdvisorregistration: previous registration
May 15, 2015 to Jun 1, 2017factForm ADV
← BRIAN M•••••• RIDGEWAYAdvisorregistration: previous registration
Oct 13, 2016 to May 1, 2017factForm ADV
← Robert Madison StearnsAdvisorregistration: previous registration
Oct 22, 2015 to Feb 3, 2017factForm ADV
← MATTHEW MOORE TOLLISONAdvisorregistration: previous registration
Sep 17, 2008 to May 2, 2016factForm ADV
← JAMES GORDON KISHAdvisorregistration: previous registration
Jun 19, 2009 to Apr 7, 2016factForm ADV
← DARA BETH DAYAdvisorregistration: previous registration
Sep 17, 2008 to Apr 7, 2016factForm ADV
← R••••• MATTHEW WATERSAdvisorregistration: previous registration
Mar 27, 2014 to Feb 29, 2016factForm ADV
← JOSEPH ASHBY FAXIOAdvisorregistration: previous registration
Sep 16, 2015 to Sep 24, 2015factForm ADV
← James Higgins DeGennaroAdvisorregistration: previous registration
Jul 9, 2014 to Jul 14, 2015factForm ADV
← James Matthew AmersonAdvisorregistration: previous registration
Sep 4, 2014 to Apr 14, 2015factForm ADV
← Eric Scott WilsonAdvisorregistration: previous registration
May 16, 2012 to May 12, 2014factForm ADV
← Kimberly Vinece LongAdvisorregistration: previous registration
Jul 22, 2011 to Nov 5, 2013factForm ADV
← R••••• W•••••• CORNERAdvisorregistration: previous registration
Aug 21, 2000 to Oct 11, 2010factForm ADV
← PAUL JUDSON PILCHERAdvisorregistration: previous registration
Sep 17, 2008 to Jun 2, 2010factForm ADV
← DIANE FRANCES SCHMIDTAdvisorregistration: previous registration
May 25, 2005 to Mar 23, 2009factForm ADV
← D•••• ZACHARIAH WALLEYAdvisorregistration: previous registration
Feb 8, 2002 to Mar 23, 2009factForm ADV
and 2 more

2025	Mar 27, 2026	$1.5B	$1.5B	0	0	2	2	n/a
2024	Jan 31, 2025	$1.4B	$1.4B	0	0	2	2	n/a
2023	Mar 28, 2024	$8.0B	$7.4B	8	8	2	2	$168M
2022	Mar 31, 2023	$9.5B	$8.6B	7	7	2	2	$169M
2021	Mar 29, 2022	$14B	$13B	0	0	0	n/a	n/a
2020	Mar 11, 2021	$14B	$13B	0	0	0	n/a	n/a
2019	Mar 25, 2020	$13B	$13B	0	0	0	n/a	n/a
2018	Mar 27, 2019	$14B	$14B	0	0	0	n/a	n/a
2017	Mar 27, 2018	$18B	$17B	0	0	0	n/a	n/a
2016	Mar 30, 2017	$18B	$18B	86	3	n/a	n/a	n/a
2015	Mar 30, 2016	$19B	$18B	100	3	n/a	n/a	n/a
2014	Mar 27, 2015	$24B	$23B	101	8	n/a	n/a	n/a
2013	Mar 10, 2014	$28B	$27B	90	9	n/a	n/a	n/a
2012	Mar 26, 2013	$26B	$26B	94	9	n/a	n/a	n/a
2011	Mar 26, 2012	$24B	$24B	n/a	n/a	n/a	n/a	n/a