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R•••••• H•••••• N••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)41 years in industry

R•••••• H•••••• N••••••

Advisor at N•••••• 1• F•••••••• A••••••• I•••

CHOCOWINITY, NC | RED BANK, NJ

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Search this name across graphsid dfx:ria:1baa8227-bea9-2069-6a18-eb9e78e75708

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: May 31, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••• 1• F•••••••• A••••••• I•••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Aug 12, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••• 1• F•••••••• A••••••• I•••	State registered	Mar 19, 2026	n/a	yes	RED BANK, NJ\|CHOCOWINITY, NC	Current employment
N•••••• 1• F•••••••• A••••••• I•••	State registered	May 31, 2007	Dec 31, 2025	no	LYNDHURST, NJ\|Chocowinity, NC\|RED BANK, NJ

Relationships

Registered with (1)

→ N•••••• 1• F•••••••• A••••••• I•••Registered adviserregistration: previous registration
May 31, 2007 to Dec 31, 2025factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1baa8227-bea9-2069-6a18-eb9e78e75708
First observed: May 31, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.