DFX Intelligence

Data Factory

RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

NETWORK 1 FINANCIAL ADVISORS INC.

CRD 121239

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ed40e959-b349-e187-7dad-cb8d53367d8d

Data as of Aug 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 35
Dated events: 3
On other graphs: 0
Observed: Aug 27, 2026 to Aug 27, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $51.0MItem 5.F on the latest filing (2026-08-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $31.2M
Private client RAUM: $30.4MderivedItem 5.D individuals plus high net worth individuals
Private client share: 60%derivedprivate client RAUM over total RAUM
Employees: 17
Advisory employees: 17
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 101
Individual clients: 26
High net worth clients: 35
CRD: 121239
Filings on the tape: 1
First filed: Aug 27, 2026
Latest filed: Aug 27, 2026
Organised: Corporation, NJ

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
WILLIAM RICHARD HUNT	n/a	RED BANK, NJ	23	39	1	yes
STEPHEN LITWOK	n/a	RED BANK, NJ	0	35	1	yes
MIGUEL DE LEON ZARRAGA	n/a	RED BANK, NJ	0	31	1	yes
ALICE CECILIA MCKEON	n/a	RED BANK, NJ	0	20	3	yes
OSBERT HEWIN HAYNES	n/a	Somerset, NJ \| RED BANK, NJ	0	29	1	yes
GREGORY WILLIAM MELENDEZ	n/a	RED BANK, NJ	0	20	2	yes
Erli Wang	n/a	RED BANK, NJ	0	10	1	yes
WILLIAM COLBERT HEMING	n/a	Staten Island, NY \| RED BANK, NJ	0	35	1	yes
CHRISTIAN MANUEL HERRERA	n/a	Old Greenwich, CT \| RED BANK, NJ	0	26	1	yes
HORACE DAMIEN RILEY	n/a	RED BANK, NJ \| Freeport, NY	0	20	1	yes
ROBERT ANTHONY YRSHUS	n/a	RED BANK, NJ \| HOUSTON, TX	0	45	1	no
ERIC EDWARD NICOLASSY	n/a	RED BANK, NJ	0	19	1	yes
Kevin Christopher Kearns	n/a	RED BANK, NJ	0	10	1	yes
Katrina Anne Golden	n/a	RED BANK, NJ	0	14	1	yes
GARY STEVEN KURTZMAN	n/a	Milford, PA \| RED BANK, NJ	0	42	1	yes
ROBERT TELFER SWIKART	n/a	RED BANK, NJ	0	38	1	yes
RICHARD HERBERT NEUBERT	n/a	CHOCOWINITY, NC \| RED BANK, NJ	0	41	1	yes

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
5	0	5	n/a	0	0	0	5	1

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
FORTIS CAPITAL ADVISORS, LLC	3	Dec 22, 2025	Jan 9, 2026	PRAIRIE VILLAGE, KS	Team lift out	RIA to state RIA	5.9%

Relationships

Registered with (20)

← RICHARD HERBERT NEUBERTAdvisorregistration: previous registration
May 31, 2007 to Dec 31, 2025factForm ADV
← ROBERT TELFER SWIKARTAdvisorregistration: previous registration
Feb 5, 2003 to Dec 31, 2025factForm ADV
← GARY STEVEN KURTZMANAdvisorregistration: previous registration
Mar 12, 2003 to Dec 31, 2025factForm ADV
← Katrina Anne GoldenAdvisorregistration: previous registration
Jul 11, 2022 to Dec 31, 2025factForm ADV
← Kevin Christopher KearnsAdvisorregistration: current employment
Mar 4, 2026 to presentfactForm ADV
← ERIC EDWARD NICOLASSYAdvisorregistration: previous registration
Jun 11, 2024 to Dec 31, 2025factForm ADV
← ROBERT ANTHONY YRSHUSAdvisorregistration: previous registration
Feb 13, 2017 to Dec 31, 2025factForm ADV
← WILLIAM COLBERT HEMINGAdvisorregistration: current employment
Jan 9, 2026 to presentfactForm ADV
← CHRISTIAN MANUEL HERRERAAdvisorregistration: current employment
Jan 9, 2026 to presentfactForm ADV
← HORACE DAMIEN RILEYAdvisorregistration: current employment
Jan 9, 2026 to presentfactForm ADV
← OSBERT HEWIN HAYNESAdvisorregistration: previous registration
Jan 21, 2025 to Dec 31, 2025factForm ADV
← GREGORY WILLIAM MELENDEZAdvisorregistration: previous registration
Jan 4, 2023 to Dec 31, 2025factForm ADV
← Erli WangAdvisorregistration: previous registration
May 11, 2022 to Dec 31, 2025factForm ADV
← ALICE CECILIA MCKEONAdvisorregistration: previous registration
Aug 21, 2013 to Jul 10, 2024factForm ADV
← STEPHEN LITWOKAdvisorregistration: previous registration
Apr 10, 2003 to Dec 31, 2025factForm ADV
← MIGUEL DE LEON ZARRAGAAdvisorregistration: previous registration
Mar 21, 2003 to Dec 31, 2025factForm ADV
← WILLIAM RICHARD HUNTAdvisorregistration: previous registration
Feb 19, 2003 to Dec 31, 2025factForm ADV
← Patrick W SundayAdvisorregistration: previous registration
Jan 7, 2021 to Apr 19, 2022factForm ADV
← WILLIAM MONOS GREENFIELDAdvisorregistration: previous registration
Mar 12, 2003 to Apr 25, 2006factForm ADV
← LEONARD ZIMMERMANAdvisorregistration: previous registration
Mar 18, 2003 to Oct 28, 2004factForm ADV

Moved with (1)

← FORTIS CAPITAL ADVISORS, LLCRegistered adviser2 advisors, team lift out, same day
Dec 22, 2025 to Jan 9, 2026factForm ADV

Dated events

Occurred
Dec 22, 2025
Team lift-out
2 advisors left Fortis Capital Advisors, LLC (Prairie Village, KS) for Network 1 Financial Advisors Inc. on the same day
Form ADVobserved 3 days ago
2 advisors
Occurred
Jul 10, 2024
Advisor changed firm
Alice Cecilia Mckeon left Network 1 Financial Advisors Inc. for Fortis Capital Advisors, Llc (registered 2024-07-09)
Form ADVobserved 4 days ago
Occurred
Apr 19, 2022
Advisor changed firm
Patrick W Sunday left Network 1 Financial Advisors Inc. for Edward Jones (registered 2022-05-06)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ed40e959-b349-e187-7dad-cb8d53367d8d
First observed: Aug 27, 2026
Last observed: Aug 27, 2026 23 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NETWORK 1 FINANCIAL ADVISORS INC.

CRD 121239

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ed40e959-b349-e187-7dad-cb8d53367d8d

Data as of Aug 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:17 AM UTC and rebuilt at most every 15 minutes.