DFX Intelligence

E••• P•••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner12 years in industry

E••• P•••• M••••••

Advisor at O•••••••• W••••• A••••••• L••

MADERA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1bb93789-dc9b-0610-5d03-872c10614aff

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 23, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••••••• W••••• A••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jun 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••••••• W••••• A••••••• L••	State registered	Nov 30, 2021	n/a	yes	MADERA, CA	Current employment
S•••••••• A•••••••	No RAUM reported	Jan 21, 2022	Feb 25, 2026	no	ATLANTA, GA\|Madera, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• A•••••••	n/a	Feb 25, 2026	n/a	n/a	Departure no registered destination	Departure
P••••••• A••••••• G••••• I•••	O•••••••• W••••• A••••••• L••	Oct 12, 2021	Nov 30, 2021	49

Relationships

Registered with (4)

→ O•••••••• W••••• A••••••• L••Registered adviserregistration: current employment
Nov 30, 2021 to presentfactForm ADV
→ S•••••••• A•••••••Registered adviserregistration: previous registration
Jan 21, 2022 to Feb 25, 2026factForm ADV
→ P••••••• A••••••• G••••• I•••Registered adviserregistration: previous registration
Dec 21, 2018 to Oct 12, 2021factForm ADV
→ P•••••••• S••••••••• I•••

Dated events

Occurred
Feb 25, 2026
Advisor departed, no destination yet
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1bb93789-dc9b-0610-5d03-872c10614aff
First observed: Mar 23, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.