RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••• P•••• M••••••
- O•••••••• W••••• A••••••• L•• state registered currentsince Nov 30, 2021 · Madera, Ca
- S•••••••• A••••••• no RAUMJan 21, 2022 to Feb 25, 2026 · Atlanta, Ga
- P••••••• A••••••• G••••• I••• independent RIADec 21, 2018 to Oct 12, 2021 · Fresno, Ca
- P•••••••• S••••••••• I••• BD affiliatedMar 23, 2015 to Jan 6, 2017 · Fresno, Ca
- S•••••••• A••••••• to no registered destinationleft Feb 25, 2026 · Departure, no registered destination
- P••••••• A••••••• G••••• I••• to O•••••••• W••••• A••••••• L••left Oct 12, 2021, registered Nov 30, 2021 (49 days) · RIA to a state-registered adviser
- P•••••••• S••••••••• I••• to P••••••• A••••••• G••••• I•••left Jan 6, 2017, registered Dec 21, 2018 (714 days) · Other
- E••• P•••• M•••••• no longer registered at S•••••••• A•••••••; no later IA registration on IAPDFeb 25, 2026 · Advisor departure · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address