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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

Stephen Duhr

Advisor at KCD FINANCIAL, INC.

Green Bay, WI | BAYSIDE, WI | Bayside, WI

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Search this name across graphsid dfx:ria:1bbc029c-0c35-b4cc-ba53-506fc7dc93ba

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 5, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: KCD FINANCIAL, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 21, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Aug 21, 1997
First registration: Mar 5, 2003
Dual registered: yes, broker-dealer
Other names: STEPHEN FRANCIS DUHR
IAPD individual key: 2928362

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
KCD FINANCIAL, INC.	Independent wealth	Mar 10, 2020	n/a	yes	Bayside, WI\|Green Bay, WI\|Bayside, WI\|BAYSIDE, WI	Current employment
NORTHLAND ASSET MANAGEMENT	Independent wealth	Jan 7, 2008	Apr 6, 2018	no	MILWAUKEE, WI	Previous registration
FIRST MIDAMERICA INVESTMENT CORPORATION	n/a	Sep 13, 2004	Dec 31, 2007	no	MILWAUKEE, WI\|MILWAUKEE, WI	Previous registration
CHOREO, LLC	Independent wealth	Mar 5, 2003	Apr 22, 2003	no	MILWAUKEE, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NORTHLAND ASSET MANAGEMENT	KCD FINANCIAL, INC.	Apr 6, 2018	Mar 10, 2020	704	Firm change after gap	RIA to ibd
FIRST MIDAMERICA INVESTMENT CORPORATION	NORTHLAND ASSET MANAGEMENT	Dec 31, 2007	Jan 7, 2008	7	Firm change	Other
CHOREO, LLC	FIRST MIDAMERICA INVESTMENT CORPORATION	Apr 22, 2003	Sep 13, 2004	510	Firm change after gap	Other

Relationships

Registered with (4)

→ KCD FINANCIAL, INC.Registered adviserregistration: current employment
Mar 10, 2020 to presentfactForm ADV
→ NORTHLAND ASSET MANAGEMENTRegistered adviserregistration: previous registration
Jan 7, 2008 to Apr 6, 2018factForm ADV
→ FIRST MIDAMERICA INVESTMENT CORPORATIONRegistered adviserregistration: previous registration
Sep 13, 2004 to Dec 31, 2007factForm ADV
→ CHOREO, LLCRegistered adviserregistration: previous registration
Mar 5, 2003 to Apr 22, 2003factForm ADV

Dated events

No dated event names this entity yet.