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C••• W•••••• D•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industry

C••• W•••••• D•••

Advisor at P••••• S••••• F•••••••••

MESA, AZ | KANSAS CITY, MO

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Search this name across graphsid dfx:ria:1bbe9226-5adc-3132-cb87-61ff9474aa40

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Apr 12, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••• S••••• F•••••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
P••••• S••••• F•••••••••	Independent wealth	Jul 23, 2026	n/a	yes	MESA, AZ	Current employment
M••••• W••••• M••••••••• L••	Independent wealth	Jul 10, 2026	n/a	yes	MESA, AZ\|KANSAS CITY, MO

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	M••••• W••••• M••••••••• L••	Jul 24, 2026	Jul 10, 2026	-14	Firm change	Wirehouse to RIA
V••••••• A•••••••• I•••	U•• F•••••••• S••••••• I•••	Dec 31, 2024

Relationships

Registered with (4)

→ P••••• S••••• F•••••••••Registered adviserregistration: current employment
Jul 23, 2026 to presentfactForm ADV
→ M••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Jul 10, 2026 to presentfactForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Nov 24, 2025 to Jul 24, 2026factForm ADV
→ V••••••• A•••••••• I•••

Dated events

Occurred
Jul 24, 2026
Advisor changed firm
C••• W•••••• D••• left U•• F•••••••• S••••••• I••• for M••••• W••••• M••••••••• L•• (registered 2026-07-10)
Form ADVobserved 7 days ago
Occurred
Dec 31, 2024
Advisor changed firm
C••• W•••••• D••• left V••••••• A•••••••• I••• for U•• F•••••••• S••••••• I••• (registered 2025-11-24)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1bbe9226-5adc-3132-cb87-61ff9474aa40
First observed: Apr 12, 2022
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.