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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

CAPITAL MANAGEMENT LLC

CRD 109416

GREENSBORO, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1bcafe4b-a131-1cdf-7a25-31390702c245

Data as of Mar 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 28, 2012 to Mar 16, 2026
32 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.91 fund_share=0.0 institutional_share=0.09 related_bd=false related_bank=false bd_reps=3.0
Regulatory AUM: $383MItem 5.F on the latest filing (2026-03-16); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $349M
Private client RAUM: $348MderivedItem 5.D individuals plus high net worth individuals
Private client share: 91%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $128Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 3
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 516
Individual clients: 148
High net worth clients: 84
Custody, client assets: $169M
SEC number: 801-55753
CRD: 109416
Filings on the tape: 32
First filed: Mar 28, 2012
Latest filed: Mar 16, 2026
Organised: Limited Liability Company, NC
Website: capitalmgmtinc.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
DAVID PEELE GRAY	Certified Financial Planner	GREENSBORO, NC	11	46	n/a	no
CHARLES THOMAS REID	n/a	GREENSBORO, NC	11	29	1	no
JOSEPH CHRISTIAN WILLIAMS	n/a	GREENSBORO, NC	3	33	5	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GRAY, DAVID, PEELE	MANAGING PARTNER, CHIEF COMPLIANCE OFFICER	E	yes	03/2009	Mar 28, 2012	Aug 1, 2024
WILLIAMS, JOSEPH, CHRISTIAN	MINORITY SHAREHOLDER	A	no	05/2022	Jan 2, 2024	Aug 1, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 16, 2026	$383M	$349M	3	2	0	n/a	n/a
2024	Mar 20, 2025	$342M	$313M	3	2	0	n/a	n/a
2023	Mar 29, 2024	$325M	$291M	4	3	0	n/a	n/a
2022	Mar 22, 2023	$286M	$253M	3	2	0	n/a	n/a
2021	Mar 22, 2022	$312M	$209M	4	3	0	n/a	n/a
2020	Mar 22, 2021	$276M	$183M	1	0	0	n/a	n/a
2019	Mar 5, 2020	$233M	$167M	3	3	0	n/a	n/a
2018	Mar 28, 2019	$189M	$136M	3	3	0	n/a	n/a
2017	Mar 31, 2018	$207M	$130M	3	3	0	n/a	n/a
2016	Mar 28, 2017	$185M	$109M	3	3	n/a	n/a	n/a
2015	Mar 31, 2016	$183M	$105M	3	3	n/a	n/a	n/a
2014	Mar 31, 2015	$178M	$109M	3	3	n/a	n/a	n/a
2013	Mar 31, 2014	$165M	$113M	3	3	n/a	n/a	n/a
2012	Mar 15, 2013	$147M	$107M	3	3	n/a	n/a	n/a
2011	Mar 28, 2012	$137M	$104M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$383M	$342M	12.0%	$286M	10.3%	3	3	0	0

Relationships

Registered with (3)

← JOSEPH CHRISTIAN WILLIAMSAdvisorregistration: current employment
Jun 15, 2023 to presentfactForm ADV
← CHARLES THOMAS REIDAdvisorregistration: current employment
Jun 2, 2015 to presentfactForm ADV
← DAVID PEELE GRAYAdvisorregistration: current employment
May 4, 2015 to presentfactForm ADV

Controls (1)

← GRAY, DAVID, PEELEOwnerMANAGING PARTNER, CHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 28, 2012 to Aug 1, 2024factForm ADV

Owns (1)

← WILLIAMS, JOSEPH, CHRISTIANOwnerMINORITY SHAREHOLDER, ownership code A, individual
Jan 2, 2024 to Aug 1, 2024factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1bcafe4b-a131-1cdf-7a25-31390702c245
First observed: Mar 28, 2012
Last observed: Mar 16, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CAPITAL MANAGEMENT LLC

CRD 109416

GREENSBORO, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1bcafe4b-a131-1cdf-7a25-31390702c245

Data as of Mar 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:41 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

DAVID PEELE GRAY

Certified Financial Planner

GREENSBORO, NC

n/a

CHARLES THOMAS REID

n/a

GREENSBORO, NC

JOSEPH CHRISTIAN WILLIAMS

n/a

GREENSBORO, NC

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GRAY, DAVID, PEELE

MANAGING PARTNER, CHIEF COMPLIANCE OFFICER

yes

03/2009

Mar 28, 2012

Aug 1, 2024

WILLIAMS, JOSEPH, CHRISTIAN

MINORITY SHAREHOLDER

05/2022

Jan 2, 2024

Aug 1, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 16, 2026

$383M

$349M

n/a

2024

Mar 20, 2025

$342M

$313M

n/a

2023

Mar 29, 2024

$325M

$291M

n/a

2022

Mar 22, 2023

$286M

$253M

n/a

2021

Mar 22, 2022

$312M

$209M

n/a

2020

Mar 22, 2021

$276M

$183M

n/a

2019

Mar 5, 2020

$233M

$167M

n/a

2018

Mar 28, 2019

$189M

$136M

n/a

2017

Mar 31, 2018

$207M

$130M

n/a

2016

Mar 28, 2017

$185M

$109M

n/a

2015

Mar 31, 2016

$183M

$105M

n/a

2014

Mar 31, 2015

$178M

$109M

n/a

2013

Mar 31, 2014

$165M

$113M

n/a

2012

Mar 15, 2013

$147M

$107M

n/a

2011

Mar 28, 2012

$137M

$104M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$383M

$342M

12.0%

$286M

10.3%