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RIA / WealthAdvisor33 years in industry

JOSEPH CHRISTIAN WILLIAMS

Advisor at CAPITAL MANAGEMENT LLC

GREENSBORO, NC

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Search this name across graphsid dfx:ria:19d3e65f-924c-d64c-309a-b534edea2c8c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Feb 23, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAPITAL MANAGEMENT LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 28, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: May 28, 1993
First registration: Feb 23, 1998
Dual registered: no
Other names: JOSEPH C WILLIAMS|CHRISTIAN WILLIAMS
IAPD individual key: 2332156

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAPITAL MANAGEMENT LLC	Independent wealth	Jun 15, 2023	n/a	yes	GREENSBORO, NC	Current employment
KEEL POINT, LLC	Independent wealth	Dec 9, 2021	Jun 2, 2023	no	Wake Forest, NC\|HUNTSVILLE, AL	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Jan 2, 2009	Jun 19, 2019	no	SAINT PETERSBURG, FL	Previous registration
RAYMOND JAMES FINANCIAL SERVICES, INC.	n/a	May 30, 2007	Jan 2, 2009	no	ST PETERSBURG, FL	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Apr 1, 2003	May 25, 2007	no	RALEIGH, NC	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Feb 23, 1998	Apr 3, 2003	no	SPTBG., SC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
KEEL POINT, LLC	CAPITAL MANAGEMENT LLC	Jun 2, 2023	Jun 15, 2023	13	Firm change	RIA to RIA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	KEEL POINT, LLC	Jun 19, 2019	Dec 9, 2021	904	Firm change after gap	Ibd to RIA
RAYMOND JAMES FINANCIAL SERVICES, INC.	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Jan 2, 2009	Jan 2, 2009	0	Bulk transfer	Other
UBS FINANCIAL SERVICES INC.	RAYMOND JAMES FINANCIAL SERVICES, INC.	May 25, 2007	May 30, 2007	5	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	UBS FINANCIAL SERVICES INC.	Apr 3, 2003	Apr 1, 2003	-2	Firm change	Wirehouse to wirehouse

Relationships

Registered with (6)

→ CAPITAL MANAGEMENT LLCRegistered adviserregistration: current employment
Jun 15, 2023 to presentfactForm ADV
→ KEEL POINT, LLCRegistered adviserregistration: previous registration
Dec 9, 2021 to Jun 2, 2023factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Jan 2, 2009 to Jun 19, 2019factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
May 30, 2007 to Jan 2, 2009factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Apr 1, 2003 to May 25, 2007factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Feb 23, 1998 to Apr 3, 2003factForm ADV

Dated events

Occurred
Jun 2, 2023
Advisor changed firm
Joseph Christian Williams left Keel Point, Llc for Capital Management Llc (registered 2023-06-15)
Form ADVobserved 6 days ago