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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

Kelley Anne LeBica

Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Hermosa Beach, CA | Torrance, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1bcfcb17-0e8d-6c87-2ea6-79702db323ee

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jun 13, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Sep 16, 2016
First registration: Jun 13, 2017
Dual registered: yes, broker-dealer
Other names: KELLEY ANNE STODDARD|Kelley Stoddard|Kelley LeBica
IAPD individual key: 6220998

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Mar 30, 2022	n/a	yes	Hermosa Beach, CA\|Torrance, CA	Current employment
FOUNDERS FINANCIAL SECURITIES, LLC	Independent wealth	Oct 31, 2019	Mar 30, 2022	no	TOWSON, MD\|Manhattan Beach, CA\|El Segundo, CA	Previous registration
FIRST ALLIED ADVISORY SERVICES, INC.	Former SEC adviser	Jun 13, 2017	Oct 31, 2019	no	EL SEGUNDO, CA\|EL SEGUNDO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FOUNDERS FINANCIAL SECURITIES, LLC	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Mar 30, 2022	Mar 30, 2022	0	Firm change	RIA to ibd
FIRST ALLIED ADVISORY SERVICES, INC.	FOUNDERS FINANCIAL SECURITIES, LLC	Oct 31, 2019	Oct 31, 2019	0	Firm change	Ibd to RIA

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
137945:134139:CA:2022-03-30	Mar 30, 2022	Mar 30, 2022	EL SEGUNDO, CA	Firm change

Relationships

Registered with (3)

→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: current employment
Mar 30, 2022 to presentfactForm ADV
→ FOUNDERS FINANCIAL SECURITIES, LLCRegistered adviserregistration: previous registration
Oct 31, 2019 to Mar 30, 2022factForm ADV
→ FIRST ALLIED ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Jun 13, 2017 to Oct 31, 2019factForm ADV

Dated events

Occurred
Mar 30, 2022
Advisor changed firm
Kelley Anne Lebica left Founders Financial Securities, Llc for Cambridge Investment Research Advisors, Inc. (registered 2022-03-30)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1bcfcb17-0e8d-6c87-2ea6-79702db323ee
First observed: Jun 13, 2017
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Kelley Anne LeBica

Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Hermosa Beach, CA | Torrance, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1bcfcb17-0e8d-6c87-2ea6-79702db323ee

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:23 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Bd affiliated wealth

Mar 30, 2022

n/a

yes

Hermosa Beach, CA|Torrance, CA

Current employment

FOUNDERS FINANCIAL SECURITIES, LLC

Independent wealth

Oct 31, 2019

Mar 30, 2022

TOWSON, MD|Manhattan Beach, CA|El Segundo, CA

Previous registration

FIRST ALLIED ADVISORY SERVICES, INC.

Former SEC adviser

Jun 13, 2017

Oct 31, 2019

EL SEGUNDO, CA|EL SEGUNDO, CA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

FOUNDERS FINANCIAL SECURITIES, LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Mar 30, 2022

Firm change

RIA to ibd

FIRST ALLIED ADVISORY SERVICES, INC.

FOUNDERS FINANCIAL SECURITIES, LLC

Oct 31, 2019

Firm change

Ibd to RIA

Team

Left

Joined

From

Kind

137945:134139:CA:2022-03-30

Mar 30, 2022

EL SEGUNDO, CA

Firm change