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C•••••••• E•• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

C•••••••• E•• S••••••

Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••

FORT LAUDERDALE, FL

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Search this name across graphsid dfx:ria:1be02967-9fcf-78b8-4f04-0eed9f415038

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 13, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• I••••••••• R••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 13, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	May 6, 2014	n/a	yes	FORT LAUDERDALE, FL	Current employment
L••••••• A•••••••• L••	Independent wealth	Nov 20, 2009	May 8, 2014	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
L••••••• A•••••••• L••	C•••••••• I••••••••• R••••••• A•••••••• I•••	May 8, 2014	May 6, 2014	-2	Firm change	Other
M•••••••• A••••••• S•••••••• L••	L••••••• A•••••••• L••	Nov 16, 2009

Relationships

Registered with (3)

→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: current employment
May 6, 2014 to presentfactForm ADV
→ L••••••• A•••••••• L••Registered adviserregistration: previous registration
Nov 20, 2009 to May 8, 2014factForm ADV
→ M•••••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Mar 13, 2008 to Nov 16, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1be02967-9fcf-78b8-4f04-0eed9f415038
First observed: Mar 13, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.