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CRD 151001
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| ERNEST CHISENA | n/a | YORKVILLE, IL | WEST CHESTER, PA | 16 | 42 | 1 | yes |
| JEFFREY STEVEN LASKY | n/a | Northbrook, IL | YORKVILLE, IL | 16 | 41 | 4 | yes |
| MARTIN LANG | n/a | YORKVILLE, IL | ALLENTOWN, PA | 16 | 25 | 1 | yes |
| JAMES LESLIE FAYLOR | n/a | ALLENTOWN, PA | YORKVILLE, IL | 16 | 25 | 1 | yes |
| LOUIS EDWARD CHOMO | Certified Financial Planner | YORKVILLE, IL | ALLENTOWN, PA | 16 | 25 | 1 | yes |
| TODD A. LESTINA | n/a | YORKVILLE, IL | Hillside, IL | 16 | 20 | 1 | yes |
| JESS WILLIAM GAINES | n/a | FORT PIERCE, FL | YORKVILLE, IL | 16 | 26 | 1 | yes |
| WILLIAM CARL CONTE | n/a | YORKVILLE, IL | SARASOTA, FL | 16 | 40 | 1 | yes |
| DAVID SKEENS MCGUIRE | n/a | FORT PIERCE, FL | YORKVILLE, IL | 16 | 26 | 1 | yes |
| GEORGE WARREN LEACH | n/a | Tampa, FL | YORKVILLE, IL | 16 | 42 | 1 | yes |
| JACK EDWARD RADOSEVICH | n/a | LARGO, FL | YORKVILLE, IL | 16 | 41 | 2 | yes |
| SANDRA JEAN ROLON | n/a | MIRAMAR, FL | YORKVILLE, IL | 16 | 22 | 1 | yes |
| DAVID GLENN SETTELMYER | Certified Financial Planner | SCHAUMBURG, IL | YORKVILLE, IL | 16 | 32 | 3 | yes |
| DEAN ROBERT MOELLER | Personal Financial Specialist | ST MARYS, OH | YORKVILLE, IL | 16 | 28 | 2 | yes |
| TRACEY COLLINS HIGGINBOTHAM | n/a | COCOA, FL | YORKVILLE, IL | 16 | 29 | 3 | yes |
| FREDDIE DAVID BLUMENFELD | n/a | SKOKIE, IL | YORKVILLE, IL | 16 | 33 | 3 | yes |
| ROLAND STADELMANN | n/a | YORKVILLE, IL | Tryon, NC | 16 | 30 | 3 | no |
| FRANCIS GERARD MILO | n/a | YORKVILLE, IL | SOUTH RIVER, NJ | 16 | 33 | 2 | yes |
| JAMES EMANUEL WARD | n/a | WASHINGTON, DC | YORKVILLE, IL | 16 | 43 | 1 | no |
| THOMAS ROGER HOPKINS | n/a | Beaver Cove, ME | YORKVILLE, IL | 16 | 27 | 2 | yes |
| LISA MARIE GUTHRIE | n/a | YORKVILLE, IL | MANSFIELD, PA | 16 | 31 | 1 | no |
| JOHN STEPHEN BIVENS | n/a | YORKVILLE, IL | 16 | 31 | 1 | yes |
| DONALD PAUL CORL | n/a | YORKVILLE, IL | HOLLIDAYSBURG, PA | 16 | 44 | n/a | yes |
| KATHRYN F. BARTON | n/a | Vero Beach, FL | YORKVILLE, IL | 16 | 26 | 1 | no |
| SEAN MICHAEL DAVIS | Certified Financial Planner | PALM HARBOR, FL | YORKVILLE, IL | 16 | 21 | 1 | yes |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BIVENS, JOHN, STEPHEN | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | Na | yes | 01/2010 | Mar 7, 2012 | Jul 23, 2024 |
| LASKY, JEFFREY, STEVEN | VICE PRESIDENT | C | yes | 11/2009 | Mar 7, 2012 | Jul 23, 2024 |
| LASKY, JEFFREY, STEVEN | VICE PRESIDENT | Na | yes | 11/2009 | Mar 7, 2012 | Jul 23, 2024 |
| LATITUDE FINANCIAL, LLC | MANAGING MEMBER | E | yes | 11/2009 | Mar 7, 2012 | Jul 23, 2024 |
| PENROSE, KENNETH, RICHARD | PRESIDENT/CHIEF COMPLIANCE OFFICER | C | yes | 10/2009 | Mar 7, 2012 | Jul 23, 2024 |
| PENROSE, KENNETH, RICHARD | President | Na | yes | 11/2009 | Mar 7, 2012 | Jul 23, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Cocoa | FL | United States | 3 | yes |
| Northbrook | IL | United States | 3 | yes |
| Allentown | Pa | United States | 3 | yes |
| Canton | IL | United States | 2 | yes |
| Skokie | IL | United States | 2 | yes |
| Florence | Ky | United States | 2 | yes |
| Lavale | Md | United States | 2 | yes |
| Albany | NY | United States | 2 | yes |
| Bethlehem | Pa | United States | 2 | yes |
| Mansfield | Pa | United States | 2 | yes |
| NEWPORT BEACH | CA | United States | 1 | yes |
| Washington | Dc | United States | 1 | no |
| Largo | FL | United States | 1 | yes |
| Miramar | FL | United States | 1 | yes |
| Woodstock | Ga | United States | 1 | yes |
| Elmhurst | IL | United States | 1 | yes |
| Tryon | Nc | United States | 1 | no |
| ST. MARYS | Oh | United States | 1 | yes |
| n/a | n/a | n/a | 1 | yes |
| n/a | n/a | n/a | 1 | yes |
| n/a | n/a | n/a | 1 | yes |
| n/a | n/a | n/a | 1 | yes |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 22, 2026 | $567M | $557M | 66 | 65 | 25 | n/a | n/a |
| 2024 | Mar 4, 2025 | $380M | $369M | 70 | 69 | 25 | n/a | n/a |
| 2023 | Mar 25, 2024 | $340M | $325M | 74 | 73 | 25 | n/a | n/a |
| 2022 | Mar 6, 2023 | $349M | $321M | 75 | 74 | 25 | n/a | n/a |
| 2021 | Mar 17, 2022 | $275M | $272M | 76 | 74 | 28 | n/a | n/a |
| 2020 | Mar 9, 2021 | $200M | $174M | 78 | 70 | 26 | n/a | n/a |
| 2019 | Mar 14, 2020 | $167M | $141M | 77 | 76 | 26 | n/a | n/a |
| 2018 | Mar 12, 2019 | $124M | $101M | 69 | 69 | 25 | n/a | n/a |
| 2017 | Mar 20, 2018 | $169M | $122M | 70 | 70 | 25 | n/a | n/a |
| 2016 | Mar 8, 2017 | $187M | $16.5M | 70 | 70 | n/a | n/a | n/a |
| 2015 | Feb 3, 2016 | $214M | $3.8M | 79 | 78 | n/a | n/a | n/a |
| 2014 | Mar 9, 2015 | $220M | $2.1M | 77 | 76 | n/a | n/a | n/a |
| 2013 | Mar 14, 2014 | $224M | $0 | 80 | 79 | n/a | n/a | n/a |
| 2012 | Mar 5, 2013 | $188M | $0 | 83 | 82 | n/a | n/a | n/a |
| 2011 | Mar 7, 2012 | $162M | $0 | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 2 | -1 | 3.0% | 0 | 1 | 0 | 4 | 4 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $567M | $380M | 49.3% | $349M | 17.6% | 66 | 70 | 25 | 25 |