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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)24 years in industry

GEORGE H FOSDICK

Advisor at MORGAN STANLEY

Ramsey, NJ | Paramus, NJ | New York, NY

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jun 5, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 28, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Sep 28, 2001
First registration: Jun 5, 2002
Dual registered: yes, broker-dealer
Other names: GEORGE H FOSDICK|GEORGE FOSDICK
IAPD individual key: 3075217

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Sep 6, 2024	n/a	yes	Paramus, NJ\|New York, NY\|Ramsey, NJ	Current employment
UBS FINANCIAL SERVICES INC.	Wirehouse	Jul 12, 2012	Sep 30, 2024	no	NEW YORK, NY\|PARAMUS, NJ\|Ramsey, NJ	Previous registration
MORGAN STANLEY	Wirehouse	Mar 29, 2011	Jul 17, 2012	no	Paramus, NJ	Previous registration
WELLS FARGO ADVISORS	Wirehouse	May 10, 2006	Mar 18, 2011	no	SUMMIT, NJ\|CHARLOTTE, NC\|PARAMUS, NJ\|SHORT HILLS, NJ\|SUMMIT, NJ\|PARAMUS, NJ	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Oct 4, 2002	Mar 8, 2006	no	SHORT HILLS, NJ	Previous registration
PRUDENTIAL EQUITY GROUP, LLC	n/a	Jun 5, 2002	Sep 6, 2002	no	PARAMUS, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UBS FINANCIAL SERVICES INC.	MORGAN STANLEY	Sep 30, 2024	Sep 6, 2024	-24	Firm change	Wirehouse to wirehouse
MORGAN STANLEY	UBS FINANCIAL SERVICES INC.	Jul 17, 2012	Jul 12, 2012	-5	Firm change	Wirehouse to wirehouse
WELLS FARGO ADVISORS	MORGAN STANLEY	Mar 18, 2011	Mar 29, 2011	11	Firm change	Wirehouse to wirehouse
CHASE INVESTMENT SERVICES CORP.	WELLS FARGO ADVISORS	Mar 8, 2006	May 10, 2006	63	Firm change	Other
PRUDENTIAL EQUITY GROUP, LLC	CHASE INVESTMENT SERVICES CORP.	Sep 6, 2002	Oct 4, 2002	28	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
8174:149777:NJ:2024-09-17	Sep 30, 2024	Sep 6, 2024	RAMSEY, NJ	Firm change

Relationships

Registered with (5)

→ MORGAN STANLEYRegistered adviserregistration: previous registration
Mar 29, 2011 to Jul 17, 2012factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jul 12, 2012 to Sep 30, 2024factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
May 10, 2006 to Mar 18, 2011factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Oct 4, 2002 to Mar 8, 2006factForm ADV
→ PRUDENTIAL EQUITY GROUP, LLCRegistered adviserregistration: previous registration
Jun 5, 2002 to Sep 6, 2002factForm ADV

Dated events

Occurred
Sep 30, 2024
Advisor changed firm
George H Fosdick left Ubs Financial Services Inc. for Morgan Stanley (registered 2024-09-06)
Form ADVobserved 4 days ago