DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

G••••• H• F••••••

M••••• S••••••wirehouseRamsey, Nj dual registrantIAPD 3075217

Certified Financial Planner

Feed of 09/15/2026

Also filed as G••••• H• F••••••

At current firm

2 y

since Sep 6, 2024

In the industry

24 y

since Sep 28, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••••• S•••••• wirehouse current
since Sep 6, 2024 · Paramus, Nj
U•• F•••••••• S••••••• I••• wirehouse
Jul 12, 2012 to Sep 30, 2024 · New York, Ny
M••••• S•••••• wirehouse
Mar 29, 2011 to Jul 17, 2012 · Paramus, Nj
W•••• F•••• A••••••• wirehouse
May 10, 2006 to Mar 18, 2011 · Summit, Nj
C•••• I••••••••• S••••••• C•••• former
Oct 4, 2002 to Mar 8, 2006 · Short Hills, Nj
P••••••••• E••••• G••••• L•• unclassified
Jun 5, 2002 to Sep 6, 2002 · Paramus, Nj

Moves

a registration end followed by a registration begin elsewhere

U•• F•••••••• S••••••• I••• to M••••• S••••••
left Sep 30, 2024, registered Sep 6, 2024 (-24 days) · Wirehouse to wirehouse · moved with a team
M••••• S•••••• to U•• F•••••••• S••••••• I•••
left Jul 17, 2012, registered Jul 12, 2012 (-5 days) · Wirehouse to wirehouse
W•••• F•••• A••••••• to M••••• S••••••
left Mar 18, 2011, registered Mar 29, 2011 (11 days) · Wirehouse to wirehouse
C•••• I••••••••• S••••••• C•••• to W•••• F•••• A•••••••
left Mar 8, 2006, registered May 10, 2006 (63 days) · Other
P••••••••• E••••• G••••• L•• to C•••• I••••••••• S••••••• C••••
left Sep 6, 2002, registered Oct 4, 2002 (28 days) · Other

Signals

G••••• H• F•••••• left U•• F•••••••• S••••••• I••• for M••••• S•••••• (registered 2024-09-06)
Sep 30, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address