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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
Pasadena, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Dec 14, 2012 | n/a | yes | Pasadena, CA | Current employment |
| CROWELL, WEEDON & CO. | Former SEC adviser | Jun 8, 2007 | Dec 18, 2012 | no | LOS ANGELES, CA | Previous registration |
| SMART INVESTMENTS ADVISORY INCORPORATED | State registered | Dec 7, 2001 | Dec 7, 2006 | no | REDLANDS, CA|LOS ANGELES, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CROWELL, WEEDON & CO. | RAYMOND JAMES & ASSOCIATES, INC. | Dec 18, 2012 | Dec 14, 2012 | -4 | Firm change | Other |
| SMART INVESTMENTS ADVISORY INCORPORATED | CROWELL, WEEDON & CO. | Dec 7, 2006 | Jun 8, 2007 | 183 | Firm change | Other |