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Reading the graph
CRD 193
LOS ANGELES, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| AMES, RALPH HERBERT | GENERAL PARTNER | Na | yes | 07/1999 | Mar 30, 2012 | Jul 29, 2013 |
| BELLESILES, JACQUES ERNEST | GENERAL PARTNER | Na | yes | 06/1980 | Mar 30, 2012 | Jul 29, 2013 |
| BLAND, DAVID LEE | GENERAL PARTNER | Na | yes | 05/1995 | Mar 30, 2012 | Jul 29, 2013 |
| CARLSON, RODNEY CHARLES | GENERAL PARTNER | Na | yes | 01/2000 | Mar 30, 2012 | Jul 29, 2013 |
| CHRISTOPHER, DOUGLAS ANDREA | GENERAL PARTNER | Na | yes | 05/1995 | Mar 30, 2012 | Jul 29, 2013 |
| COUNCIL, WILLIAM MICHAEL | GENERAL PARTNER | Na | yes | 01/1992 | Mar 30, 2012 | Jul 29, 2013 |
| CRONK, JAMES LEE | GENERAL PARTNER/COO | Na | yes | 05/1995 | Mar 30, 2012 | Jul 29, 2013 |
| CROWELL, ANDREW EDWARD | GENERAL PARTNER/CEO | Na | yes | 05/1997 | Mar 30, 2012 | Jul 29, 2013 |
| CROWELL, DONALD WARREN JR | GENERAL PARTNER | Na | yes | 05/1997 | Mar 30, 2012 | Jul 29, 2013 |
| DOUD, CHARLES OREILLY | GENERAL PARTNER | Na | yes | 07/1981 | Mar 30, 2012 | Jul 29, 2013 |
| DOUD, THOMAS JOSEPH | GENERAL PARTNER | Na | yes | 01/2004 | Mar 30, 2012 | Jul 29, 2013 |
| DOUGHERTY, JAMES WEAVER | GENERAL PARTNER | Na | yes | 01/2004 | Mar 30, 2012 | Jul 29, 2013 |
| DOYEL, DENNIS MICHAEL | GENERAL PARTNER | Na | yes | 05/1997 | Mar 30, 2012 | Jul 29, 2013 |
| FUNG, EDDIE SHU | GENERAL PARTNER | Na | yes | 01/2009 | Mar 30, 2012 | Jul 29, 2013 |
| GINSBERG, KLINDT EMIL | GENERAL PARTNER | Na | yes | 01/2008 | Mar 30, 2012 | Jul 29, 2013 |
| GRIFFIN, ALAN MILES | GENERAL PARTNER | Na | yes | 01/2011 | Mar 30, 2012 | Jul 29, 2013 |
| GROSSMAN, ALAN JAY | GENERAL PARTNER | Na | yes | 05/1996 | Mar 30, 2012 | Jul 29, 2013 |
| HALES, JOHN MORRIS | GENERAL PARTNER | Na | yes | 07/1981 | Mar 30, 2012 | Jul 29, 2013 |
| HARRIS, ROBERT CARROLL | GENERAL PARTNER | Na | yes | 05/1996 | Mar 30, 2012 | Jul 29, 2013 |
| HASSAN, ROBERT HARRIS | GENERAL PARTNER | Na | yes | 05/1995 | Mar 30, 2012 | Jul 29, 2013 |
| HOOD, THOMAS JAMES | GENERAL PARTNER | Na | yes | 01/2001 | Mar 30, 2012 | Jul 29, 2013 |
| JACKSON, STEVEN CHARLES | GENERAL PARTNER | Na | yes | 01/1991 | Mar 30, 2012 | Jul 29, 2013 |
| KARANTONIS, ANTONIOS | GENERAL PARTNER / CFO | Na | yes | 05/1993 | Mar 30, 2012 | Jul 29, 2013 |
| KRUGER, JAMES ROY | GENERAL PARTNER/CHIEF COMPLIANCE OFFICER | Na | yes | 01/2005 | Mar 30, 2012 | Jul 29, 2013 |
| KURATOMI, LINDA KEIKO | GENERAL PARTNER | Na | yes | 07/1998 | Mar 30, 2012 | Jul 29, 2013 |
| MORITZ, THOMAS ANDREW | GENERAL PARTNER | Na | yes | 01/2007 | Mar 30, 2012 | Jul 29, 2013 |
| MULLIGAN, STEVEN JAMES | GENERAL PARTNER | Na | yes | 01/2007 | Mar 30, 2012 | Jul 29, 2013 |
| OLEARY, JOSEPH LENNON | GENERAL PARTNER | Na | yes | 01/2006 | Mar 30, 2012 | Jul 29, 2013 |
| PAULSON, THEODORE RUSSELL | GENERAL PARTNER | Na | yes | 02/1969 | Mar 30, 2012 | Jul 29, 2013 |
| RAGAN, JAMES DARRELL | GENERAL PARTNER | Na | yes | 01/2001 | Mar 30, 2012 | Jul 29, 2013 |
| REITNOUER, JOHN FREDERICK | GENERAL PARTNER | Na | yes | 05/1995 | Mar 30, 2012 | Jul 29, 2013 |
| REITNOUER, LYNN PAUL | GENERAL PARTNER | Na | yes | 02/1996 | Mar 30, 2012 | Jul 29, 2013 |
| ROBBINS, KENNETH WILLIAM | GENERAL PARTNER | Na | yes | 01/2006 | Mar 30, 2012 | Jul 29, 2013 |
| SWANSON, SCOTT MICHAEL | GENERAL PARTNER | Na | yes | 01/2008 | Mar 30, 2012 | Jul 29, 2013 |
| THOMAS, DANIEL SCOTT | GENERAL PARTNER | Na | yes | 01/2007 | Mar 30, 2012 | Jul 29, 2013 |
| TODD, BLAKE TRAMILL | GENERAL PARTNER | Na | yes | 01/2007 | Mar 30, 2012 | Jul 29, 2013 |
| WEST, THOMAS WESLEY | GENERAL PARTNER | Na | yes | 01/2006 | Mar 30, 2012 | Jul 29, 2013 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| TWO OAKS INVESTMENT MANAGEMENT, LLC | n/a | Former SEC adviser | $29.1M | Y | no | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| BIG BEAR LAKE | CA | United States | n/a | no |
| Carlsbad | CA | United States | n/a | no |
| Encino | CA | United States | n/a | no |
| Fresno | CA | United States | n/a | no |
| LONG BEACH | CA | United States | n/a | no |
| NEWPORT BEACH | CA | United States | n/a | no |
| Pasadena | CA | United States | n/a | no |
| SAN DIEGO | CA | United States | n/a | no |
| SANTA BARBARA | CA | United States | n/a | no |
| Ventura | CA | United States | n/a | no |
| WEST COVINA | CA | United States | n/a | no |
| Westlake | CA | United States | n/a | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2013 | Jul 29, 2013 | $1.0B | $530M | 150 | 140 | n/a | n/a | n/a |
| 2012 | Jul 26, 2012 | $906M | $459M | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2013 | $1.0B | $906M | 15.2% | n/a | n/a | 150 | n/a | n/a | n/a |