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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

NORTHSTAR FINANCIAL COMPANIES, INC.

CRD 119396

CONSHOHOCKEN, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1beef651-32ae-ffe1-53a6-5a1c66b5aea9

Data as of Mar 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 4
On other graphs: 0
Observed: Mar 14, 2019 to Mar 24, 2026
18 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $519MItem 5.F on the latest filing (2026-03-24); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $494M
Private client RAUM: $516MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 9
RAUM per advisor: $57.7Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 10
Advisory employees: 5
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 1,338
Individual clients: 394
High net worth clients: 113
Custody, client assets: $38.0M
SEC number: 801-115004
CIK: 2059828
CRD: 119396
Filings on the tape: 18
First filed: Mar 14, 2019
Latest filed: Mar 24, 2026
Organised: Corporation, PA
Website: northstarfci.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
STEVEN BRIAN GIRARD	n/a	CONSHOHOCKEN, PA	23	33	5	no
JULIA MEGAN RANDALL	n/a	CONSHOHOCKEN, PA	18	20	3	no
Thomas Tuskey	n/a	CONSHOHOCKEN, PA	5	12	n/a	no
Gavin B King	n/a	CONSHOHOCKEN, PA	2	12	1	no
LYNNE T NAHIGYAN	Certified Financial Planner	Mattapoisett, MA	2	29	1	no
GLENN ALFRED WILLIAMS	n/a	CONSHOHOCKEN, PA \| Haddonfield, NJ \| Naples, FL \| Ocean City, NJ	0	28	1	no
BARRY WILLIAM RANDALL	n/a	CONSHOHOCKEN, PA \| Saint Paul, MN	0	33	3	no
ALEXANDER R BASTRON	n/a	Golden, CO	0	18	4	no
Joshua Grimes-Avery	n/a	CONSHOHOCKEN, PA	0	13	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GIRARD, STEVEN, BRIAN	PRESIDENT OF NORTHSTAR FINANCIAL COS. INC.	E	yes	03/2003	Mar 14, 2019	Oct 2, 2024
RANDALL, JULIA, MEGAN	CHIEF COMPLIANCE OFFICER	Na	yes	06/2014	Mar 14, 2019	Oct 2, 2024
WILLIAMS, GLENN, ALFRED	PRESIDENT OF AH WILLIAMS & CO. INC.	B	no	05/2021	Jun 3, 2021	Oct 2, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A. H. WILLIAMS & COMPANY, INC.	n/a	n/a	n/a	Y	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Golden	Co	United States	1	no
Mattapoisett	Ma	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 24, 2026	$519M	$494M	10	5	2	n/a	n/a
2024	Mar 13, 2025	$443M	$443M	11	6	2	n/a	n/a
2023	Mar 5, 2024	$285M	$281M	4	4	1	n/a	n/a
2022	Mar 24, 2023	$211M	$204M	9	4	1	n/a	n/a
2021	Feb 25, 2022	$235M	$225M	9	4	1	n/a	n/a
2020	Mar 25, 2021	$205M	$200M	3	3	1	n/a	n/a
2019	Feb 26, 2020	$147M	$142M	2	2	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
3	0	3	0.0%	0	0	0	4	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$519M	$443M	17.1%	$211M	35.0%	10	11	2	2

Relationships

Registered with (10)

← Joshua Grimes-AveryAdvisorregistration: current employment
Aug 14, 2026 to presentfactForm ADV
← ALEXANDER R BASTRONAdvisorregistration: current employment
Mar 30, 2026 to presentfactForm ADV
← BARRY WILLIAM RANDALLAdvisorregistration: current employment
Mar 17, 2026 to presentfactForm ADV
← GLENN ALFRED WILLIAMSAdvisorregistration: current employment
Dec 5, 2025 to presentfactForm ADV
← LYNNE T NAHIGYANAdvisorregistration: current employment
Jul 17, 2024 to presentfactForm ADV
← Gavin B KingAdvisorregistration: current employment
Apr 16, 2024 to presentfactForm ADV
← Thomas TuskeyAdvisorregistration: current employment
Jan 8, 2021 to presentfactForm ADV
← JULIA MEGAN RANDALLAdvisorregistration: current employment
Jun 4, 2008 to presentfactForm ADV
← STEVEN BRIAN GIRARDAdvisorregistration: current employment
Jan 28, 2003 to presentfactForm ADV
← Michael John GintyAdvisorregistration: previous registration
Jan 10, 2002 to Mar 5, 2007factForm ADV

Controls (2)

← GIRARD, STEVEN, BRIANOwnerPRESIDENT OF NORTHSTAR FINANCIAL COS. INC., ownership code E, individual
Mar 14, 2019 to Oct 2, 2024factForm ADV
← RANDALL, JULIA, MEGANOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 14, 2019 to Oct 2, 2024factForm ADV

Owns (1)

← WILLIAMS, GLENN, ALFREDOwnerPRESIDENT OF AH WILLIAMS & CO. INC., ownership code B, individual
Jun 3, 2021 to Oct 2, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 13, 2025
Regulatory AUM changed
Northstar Financial Companies, Inc. reported RAUM $443.3M, up 56% from $284.6M (2024-10-02 to 2025-03-13)
Form ADVobserved 6 days ago
$159M
Occurred
Jun 3, 2021
Control person joined
Alfred Glenn Williams (President Of Ah Williams & Co. Inc.) appeared on Schedule A of Northstar Financial Companies, Inc.
Form ADVobserved 6 days ago
Occurred
Mar 14, 2019
First Form ADV filing
Northstar Financial Companies, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Show 1 bookkeeping events

Occurred
Sep 18, 2026
Glenn Alfred Williams added a NJ registration at Northstar Financial Companies, Inc.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1beef651-32ae-ffe1-53a6-5a1c66b5aea9
First observed: Mar 14, 2019
Last observed: Mar 24, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NORTHSTAR FINANCIAL COMPANIES, INC.

CRD 119396

CONSHOHOCKEN, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1beef651-32ae-ffe1-53a6-5a1c66b5aea9

Data as of Mar 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:03 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

STEVEN BRIAN GIRARD

n/a

CONSHOHOCKEN, PA

JULIA MEGAN RANDALL

n/a

CONSHOHOCKEN, PA

Thomas Tuskey

n/a

CONSHOHOCKEN, PA

n/a

Gavin B King

n/a

CONSHOHOCKEN, PA

LYNNE T NAHIGYAN

Certified Financial Planner

Mattapoisett, MA

GLENN ALFRED WILLIAMS

n/a

CONSHOHOCKEN, PA | Haddonfield, NJ | Naples, FL | Ocean City, NJ

BARRY WILLIAM RANDALL

n/a

CONSHOHOCKEN, PA | Saint Paul, MN

ALEXANDER R BASTRON

n/a

Golden, CO

Joshua Grimes-Avery

n/a

CONSHOHOCKEN, PA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GIRARD, STEVEN, BRIAN

PRESIDENT OF NORTHSTAR FINANCIAL COS. INC.

yes

03/2003

Mar 14, 2019

Oct 2, 2024

RANDALL, JULIA, MEGAN

CHIEF COMPLIANCE OFFICER

yes

06/2014

Mar 14, 2019

Oct 2, 2024

WILLIAMS, GLENN, ALFRED

PRESIDENT OF AH WILLIAMS & CO. INC.

05/2021

Jun 3, 2021

Oct 2, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

A. H. WILLIAMS & COMPANY, INC.

n/a

City

State

Country

Employees

Also broker-dealer

Golden

United States

Mattapoisett

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 24, 2026

$519M

$494M

n/a

2024

Mar 13, 2025

$443M

n/a

2023

Mar 5, 2024

$285M

$281M

n/a

2022

Mar 24, 2023

$211M

$204M

n/a

2021

Feb 25, 2022

$235M

$225M

n/a

2020

Mar 25, 2021

$205M

$200M

n/a

2019

Feb 26, 2020

$147M

$142M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$519M

$443M

17.1%

$211M

35.0%