This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

NORTHSTAR FINANCIAL COMPANIES, INC.

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Nov 12, 1997earliest registration or exam on IAPD

Years in industry

28derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

3

Exams

S65|S63

First exam

Nov 12, 1997

First registration

Nov 13, 2003

Dual registered

no

IAPD individual key

870216

• Occurred

  Jul 7, 2026
  Advisor changed firm

  Glenn Alfred Williams left A. H. Williams & Company, Inc. for Northstar Financial Companies, Inc. (registered 2025-12-05)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:66c5c041-051f-e48d-f4c6-b0c63885da8a

First observed

Nov 13, 2003

Last observed

Sep 19, 2026 2 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.