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Advisor at MML INVESTORS SERVICES, LLC
Delray Beach, FL | Boca Raton, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Jan 12, 2026 | n/a | yes | Boca Raton, FL|Delray Beach, FL | Current employment |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Jun 6, 2011 | Jul 11, 2025 | no | West Palm Beach, FL|Boca Raton, FL | Previous registration |
| UVEST FINANCIAL SERVICES GROUP, INC. | n/a | Aug 22, 2006 | Sep 13, 2006 | no | FT. LAUDERDALE, FL|FT. LAUDERDALE, FL | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Feb 19, 2003 | Mar 14, 2005 | no | NORTH MIAMI BEACH, FL | Previous registration |
| BNY MELLON SECURITIES CORPORATION | Other adviser | Nov 29, 2001 | Jan 10, 2003 | no | BOCA RATON, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | MML INVESTORS SERVICES, LLC | Jul 11, 2025 | Jan 12, 2026 | 185 | Firm change | Ibd to ibd |
| UVEST FINANCIAL SERVICES GROUP, INC. | CHARLES SCHWAB & CO., INC. | Sep 13, 2006 | Jun 6, 2011 | 1,727 | Firm change after gap | Other |
| WELLS FARGO ADVISORS | UVEST FINANCIAL SERVICES GROUP, INC. | Mar 14, 2005 | Aug 22, 2006 | 526 | Firm change after gap | Other |
| BNY MELLON SECURITIES CORPORATION | WELLS FARGO ADVISORS | Jan 10, 2003 | Feb 19, 2003 | 40 | Firm change | Other |