DFX Intelligence

J•••• A• M•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

J•••• A• M•••••••••

Advisor at A••••••••• F•••••••• S•••••••• L••

Deerfield Beach, FL | BOCA RATON, FL

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Search this name across graphsid dfx:ria:1bf52209-1a3d-63e0-0275-665d6903853b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 30, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• F•••••••• S•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Jan 25, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Mar 29, 2024	n/a	yes	BOCA RATON, FL\|Deerfield Beach, FL	Current employment
U•• F•••••••• S••••••• I•••	Wirehouse	Sep 24, 2015	Apr 8, 2024	no	BOCA RATON, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	A••••••••• F•••••••• S•••••••• L••	Apr 8, 2024	Mar 29, 2024	-10	Firm change	Wirehouse to ibd
M••••• S••••••	U•• F•••••••• S••••••• I•••	Oct 1, 2015	Sep 24, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
8174:6363:FL:2024-04-08	Apr 8, 2024	Mar 29, 2024	BOCA RATON, FL	Firm change
149777:8174:FL:2015-10-01	Oct 1, 2015	Sep 24, 2015	BOCA RATON, FL	Firm change

Relationships

Registered with (4)

→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: current employment
Mar 29, 2024 to presentfactForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Sep 24, 2015 to Apr 8, 2024factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 1, 2009 to Oct 1, 2015factForm ADV
→ C•••••••• G••••• M•••••• I•••

Dated events

Occurred
Apr 8, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1bf52209-1a3d-63e0-0275-665d6903853b
First observed: Jul 30, 2001
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.