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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

FILIPINOFUNDS INVESTMENT MANAGEMENT

FILIPINOFUNDS INVESTMENT MANAGEMENT, LLC, CRD 149695

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1bfcf69c-8b03-92ae-4b53-50bf94ca2c7d

Data as of Oct 23, 2012 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 23, 2012 to Oct 23, 2012
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0Item 5.F on the latest filing (2012-10-23); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Accounts: 0
SEC number: 801-71217
CRD: 149695
Filings on the tape: 1
First filed: Oct 23, 2012
Latest filed: Oct 23, 2012
Organised: Limited Liability Company, Ohio

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
PRISNO, ELISEO JOJO, LUCERO	CCO, SHAREHOLDER	C	yes	01/2010	Oct 23, 2012	Oct 23, 2012
PRISNO, ELISEO JOJO, LUCERO	CHIEF COMPLIANCE OFFICER	E	yes	01/2011	Oct 23, 2012	Oct 23, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ELISEO JOJO L. PRISNO	n/a	n/a	n/a	Y	yes	n/a

Relationships

Controls (1)

← PRISNO, ELISEO JOJO, LUCEROOwnerCCO, SHAREHOLDER, ownership code C, individual
Oct 23, 2012 to presentfactForm ADV

Registered with (1)

← ELISEO JOJO LUCERO PRISNOAdvisorregistration: previous registration
Oct 29, 2012 to Dec 31, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1bfcf69c-8b03-92ae-4b53-50bf94ca2c7d
First observed: Oct 23, 2012
Last observed: Oct 23, 2012 169 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FILIPINOFUNDS INVESTMENT MANAGEMENT

FILIPINOFUNDS INVESTMENT MANAGEMENT, LLC, CRD 149695

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1bfcf69c-8b03-92ae-4b53-50bf94ca2c7d

Data as of Oct 23, 2012 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:45 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

PRISNO, ELISEO JOJO, LUCERO

CCO, SHAREHOLDER

yes

01/2010

Oct 23, 2012

PRISNO, ELISEO JOJO, LUCERO

CHIEF COMPLIANCE OFFICER

yes

01/2011

Oct 23, 2012

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ELISEO JOJO L. PRISNO

n/a

yes

n/a