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Advisor at P/E CAPITAL INVESTMENTS
HAMMOND, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| P/E CAPITAL INVESTMENTS | State registered | Aug 16, 2021 | n/a | yes | HAMMOND, IN | Current employment |
| ASHTREE BLOCK VENTURES LLC | Former SEC adviser | Aug 18, 2023 | Mar 25, 2024 | no | JACKSON, WY|Chicago, IL|JACKSON, WY|Chicago, IL | Previous registration |
| FILIPINOFUNDS INVESTMENT MANAGEMENT | Former SEC adviser | Oct 29, 2012 | Dec 31, 2012 | no | CHICAGO, IL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Mar 12, 2007 | Sep 14, 2009 | no | CINCINNATI, OH|MIAMISBURG, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ASHTREE BLOCK VENTURES LLC | n/a | Mar 25, 2024 | n/a | n/a | Departure no registered destination | Departure |
| FILIPINOFUNDS INVESTMENT MANAGEMENT | P/E CAPITAL INVESTMENTS | Dec 31, 2012 | Aug 16, 2021 | 3,150 | Firm change after gap | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | FILIPINOFUNDS INVESTMENT MANAGEMENT | Sep 14, 2009 | Oct 29, 2012 | 1,141 | Firm change after gap | Wirehouse to new firm |