DFX Intelligence

N••• C•••••••• M••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor19 years in industry

N••• C•••••••• M••••••••

Advisor at C•••••• G•••• P•••••• C••••• S•••••••• I•••

Los Angeles, CA

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Search this name across graphsid dfx:ria:1bfe4128-a8e4-51ab-c247-5e7592ae1ee2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 22, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• G•••• P•••••• C••••• S•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 22, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• G•••• P•••••• C••••• S•••••••• I•••	Independent wealth	Sep 16, 2025	n/a	yes	Los Angeles, CA	Current employment
C•••••• C••••• G••••• I•••	No RAUM reported	Nov 22, 2024	Oct 11, 2025	no	LOS ANGELES, CA\|Manhattan Beach, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• C••••• G••••• I•••	C•••••• G•••• P•••••• C••••• S•••••••• I•••	Oct 11, 2025	Sep 16, 2025	-25	Firm change	Other
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	C•••••• C••••• G••••• I•••	Feb 28, 2011	Nov 22, 2024

Relationships

Registered with (3)

→ C•••••• G•••• P•••••• C••••• S•••••••• I•••Registered adviserregistration: current employment
Sep 16, 2025 to presentfactForm ADV
→ C•••••• C••••• G••••• I•••Registered adviserregistration: previous registration
Nov 22, 2024 to Oct 11, 2025factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Aug 22, 2007 to Feb 28, 2011factForm ADV

Dated events

Occurred
Oct 11, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1bfe4128-a8e4-51ab-c247-5e7592ae1ee2
First observed: Aug 22, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.