M••• E• W•••••

Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••

Wayne, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 4:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Dec 13, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• I••••••••• R••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 22, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Oct 18, 2018	n/a	yes	Wayne, PA	Current employment
S••••• G•••• R••••••••• P•••••••• I•••	Mixed wealth	Aug 11, 2017	Nov 30, 2018	no	Wayne, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• G•••• R••••••••• P•••••••• I•••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Nov 30, 2018	Oct 18, 2018	-43	Firm change after gap	RIA to ibd
P•••••• A•••••• G••••• L••	S••••• G•••• R••••••••• P•••••••• I•••	Jul 25, 2017

Relationships

Registered with (5)

→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: current employment
Oct 18, 2018 to presentfactForm ADV
→ S••••• G•••• R••••••••• P•••••••• I•••Registered adviserregistration: previous registration
Aug 11, 2017 to Nov 30, 2018factForm ADV
→ P•••••• A•••••• G••••• L••Registered adviserregistration: previous registration
Dec 19, 2014 to Jul 25, 2017factForm ADV
→ W•••• F•••• A•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Dec 13, 2002
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.