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RIA / WealthRegistered advisermixed wealth managerSEC registeredRAUM 100m 1b

SUMMIT GROUP RETIREMENT PLANNERS, INC.

CRD 169823

EXTON, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a0a6d39a-0410-e409-f128-4b35ad52e22d

Data as of Feb 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 1
Observed: May 18, 2017 to Feb 26, 2026
17 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

Summit Group Retirement Planners, Inc.

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.22 fund_share=0.0 institutional_share=0.78 related_bd=false related_bank=false bd_reps=2.0
Regulatory AUM: $302MItem 5.F on the latest filing (2026-02-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $65.1MderivedItem 5.D individuals plus high net worth individuals
Private client share: 22%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $101Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 4
Advisory employees: 3
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 255
Individual clients: 177
High net worth clients: 12
SEC number: 801-110664
CRD: 169823
Filings on the tape: 17
First filed: May 18, 2017
Latest filed: Feb 26, 2026
Organised: Corporation, PA
Website: sgretirementplanners.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ANTHONY JOHN FIORENZA	n/a	EXTON, PA	12	33	1	yes
DEREK CHRISTOPHER FIORENZA	n/a	EXTON, PA	12	16	1	yes
Renée Bangs Mrosowski	n/a	Spanish Fort, AL \| EXTON, PA	2	22	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FIORENZA, ANTHONY, JOHN	Ceo	D	yes	11/2013	May 18, 2017	Mar 10, 2024
FIORENZA, DEREK, CHRISTOPHER	COO AND CCO	C	yes	11/2013	May 18, 2017	Mar 10, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 26, 2026	$302M	$0	4	3	1	n/a	n/a
2024	Mar 18, 2025	$262M	$0	4	3	1	n/a	n/a
2023	Mar 10, 2024	$260M	$0	4	3	1	n/a	n/a
2022	Mar 8, 2023	$206M	$0	3	2	0	n/a	n/a
2021	Mar 24, 2022	$222M	$0	4	2	0	n/a	n/a
2020	Mar 30, 2021	$193M	$0	4	2	0	n/a	n/a
2019	Mar 27, 2020	$155M	$0	3	2	0	n/a	n/a
2018	Mar 27, 2019	$141M	$0	3	2	0	n/a	n/a
2017	Mar 23, 2018	$142M	$0	9	3	1	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$302M	$262M	15.4%	$206M	13.6%	4	4	1	1

Relationships

Registered with (4)

← Renée Bangs MrosowskiAdvisorregistration: current employment
Jan 12, 2024 to presentfactForm ADV
← ANTHONY JOHN FIORENZAAdvisorregistration: current employment
Dec 13, 2013 to presentfactForm ADV
← DEREK CHRISTOPHER FIORENZAAdvisorregistration: current employment
Dec 13, 2013 to presentfactForm ADV
← MARY E. WAGNERAdvisorregistration: previous registration
Aug 11, 2017 to Nov 30, 2018factForm ADV

Controls (2)

← FIORENZA, ANTHONY, JOHNOwnerCEO, ownership code D, individual
May 18, 2017 to Mar 10, 2024factForm ADV
← FIORENZA, DEREK, CHRISTOPHEROwnerCOO AND CCO, ownership code C, individual
May 18, 2017 to Mar 10, 2024factForm ADV

Dated events

Occurred
May 18, 2017
First Form ADV filing
Summit Group Retirement Planners, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a0a6d39a-0410-e409-f128-4b35ad52e22d
First observed: May 18, 2017
Last observed: Feb 26, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SUMMIT GROUP RETIREMENT PLANNERS, INC.

CRD 169823

EXTON, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a0a6d39a-0410-e409-f128-4b35ad52e22d

Data as of Feb 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:02 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ANTHONY JOHN FIORENZA

n/a

EXTON, PA

yes

DEREK CHRISTOPHER FIORENZA

n/a

EXTON, PA

yes

Renée Bangs Mrosowski

n/a

Spanish Fort, AL | EXTON, PA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FIORENZA, ANTHONY, JOHN

Ceo

yes

11/2013

May 18, 2017

Mar 10, 2024

FIORENZA, DEREK, CHRISTOPHER

COO AND CCO

yes

11/2013

May 18, 2017

Mar 10, 2024

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 26, 2026

$302M

n/a

2024

Mar 18, 2025

$262M

n/a

2023

Mar 10, 2024

$260M

n/a

2022

Mar 8, 2023

$206M

n/a

2021

Mar 24, 2022

$222M

n/a

2020

Mar 30, 2021

$193M

n/a

2019

Mar 27, 2020

$155M

n/a

2018

Mar 27, 2019

$141M

n/a

2017

Mar 23, 2018

$142M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$302M

$262M

15.4%

$206M

13.6%