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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

MERRILL LYNCH GLOBAL PRIVATE EQUITY, INC.

CRD 157851

CHICAGO, IL

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Search this name across graphsid dfx:ria:1c0fac5d-a9b7-58a2-3a41-ee5084606713

Data as of Sep 26, 2014 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 25
Dated events: 0
On other graphs: 1
Observed: Feb 8, 2012 to Sep 26, 2014
23 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Merrill Lynch Global Private Equity, Inc.

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $32.9MItem 5.F on the latest filing (2014-09-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $32.9M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 15
Advisory employees: 3
Accounts: 10
Private funds: 2Schedule D 7.B(1)
Private fund GAV: $12.0Mgross asset value as reported per fund; never fund size
Custody, client assets: $12.4M
SEC number: 801-73193
CRD: 157851
Filings on the tape: 23
First filed: Feb 8, 2012
Latest filed: Sep 26, 2014
Organised: Corporation, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
ML HERTZ CO-INVESTOR, L.P.	Private Equity Fund	$27.1M	Jan 29, 2014	5	Feb 8, 2012	reported	n/a
MERRILL LYNCH GLOBAL EMERGING MARKETS PARTNERS, L.P.	Private Equity Fund	$10.4M	Sep 26, 2014	13	Feb 8, 2012	reported	n/a
ML AEOLUS CO-INVEST, L.P.	Private Equity Fund	$1.6M	Sep 26, 2014	5	Feb 8, 2012	reported	n/a
ML CONVERMEX CO-INVEST, L.P.	Private Equity Fund	$1.1M	Jan 29, 2014	4	Feb 8, 2012	reported	n/a
ML NPC INTERNATIONAL CO-INVEST, L.P.	Private Equity Fund	$474,733	Jan 29, 2014	2	Feb 8, 2012	reported	n/a
ML NUVEEN CO-INVEST, L.P.	Private Equity Fund	$135,911	Jan 29, 2014	4	Feb 8, 2012	reported	n/a
ML ASM CO-INVEST, L.P.	Private Equity Fund	$75,971	Jan 29, 2014	2	Feb 8, 2012	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ATKINS, JEFFREY, MICHAEL	BOARD OF DIRECTOR, PRESIDENT, MANAGING DIRECTOR OF REGISTRANT	Na	yes	06/2011	Feb 8, 2012	Sep 26, 2014
BANK OF AMERICA CORPORATION	SHAREHOLDER (INDIRECT OWNER OF REGISTRANT AND BOTH RELYING ADVISERS)	E	yes	10/1998	Feb 8, 2012	Sep 26, 2014
BEALE, STEPHANIE, TERESE	MANAGING DIRECTOR AND TREASURER OF MERRILL LYNCH GP INC.	Na	yes	04/2013	May 20, 2013	Sep 26, 2014
BELK, DAVID, MITCHEL	BOARD OF DIRECTOR OF MERRILL LYNCH GP INC.	Na	yes	04/2012	May 4, 2012	Sep 26, 2014
COSTIGAN, GREGORY, VINCENT	CHIEF COMPLIANCE OFFICER OF REGISTRANT, MLGPE LTD., AND MERRILL LYNCH GP INC.	Na	yes	08/2013	Sep 10, 2013	Sep 26, 2014
EPSTEIN, RYAN, JAMES	BOARD OF DIRECTOR , VICE PRESIDENT OF REGISTRANT	Na	yes	06/2011	Feb 8, 2012	Sep 26, 2014
MCNAIRY, WILLIAM, L	SENIOR VICE PRESIDENT OF TAX OF MERRILL LYNCH GP INC.	Na	yes	06/2013	Jun 4, 2013	Sep 26, 2014
MERRILL LYNCH GP INC.	SHAREHOLDER OF MLGPE LTD.	E	yes	10/2004	May 4, 2012	Sep 26, 2014
MERRILL LYNCH INTERNATIONAL INCORPORATED	SHAREHOLDER (INDIRECT OWNER OF REGISTRANT AND MLGPE LTD.)	E	yes	10/2013	Oct 1, 2013	Sep 26, 2014
MERRILL LYNCH INTERNATIONAL INCORPORATED	SHAREHOLDER OF MERRILL LYNCH GP INC.	E	yes	10/2013	Oct 1, 2013	Sep 26, 2014
ML IBK POSITIONS, INC.	SHAREHOLDER OF REGISTRANT	E	yes	04/1998	Feb 8, 2012	Sep 26, 2014
NB HOLDINGS CORPORATION	Shareholder	E	yes	10/2013	Oct 1, 2013	Sep 26, 2014
PETTY, ALEC, WELLER BARRETT	DIRECTOR AND EXECUTIVE VP OF MERRILL LYNCH GP INC.	Na	yes	03/2013	Oct 15, 2012	Sep 26, 2014
VALENTI, JOSEPH, SALVATORE	VICE PRESIDENT, ASSISTANT TREASURER OF MERRILL LYNCH GP INC.	Na	yes	10/2005	May 4, 2012	Sep 26, 2014

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	n/a	Wirehouse	$1782B	N	yes	NY
BAML CAPITAL ACCESS FUNDS MANAGEMENT, LLC	n/a	Former SEC adviser	$1.1B	N	yes	n/a
KECALP INC.	n/a	Former SEC adviser	$71.0M	N	yes	n/a
BANK OF AMERICA, NATIONAL ASSOCIATION	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2013	Mar 10, 2014	$32.9M	$32.9M	15	3	n/a	2	$12.0M
2012	Mar 12, 2013	$1.3B	$1.3B	21	3	n/a	7	$41.9M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2013	$32.9M	$1.3B	-97.6%	n/a	n/a	15	21	n/a	n/a

Relationships

Affiliated with (4)

→ KECALP INC.Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ BAML CAPITAL ACCESS FUNDS MANAGEMENT, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserother investment adviser, broker-dealer, trust company, LP sponsor, custodian, common control
factForm ADV
← KECALP INC.Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV

Advises (7)

→ MERRILL LYNCH GLOBAL EMERGING MARKETS PARTNERS, L.P.Private fundPrivate Equity Fund, IA
Feb 8, 2012 to presentfactForm ADV
→ ML AEOLUS CO-INVEST, L.P.Private fundPrivate Equity Fund, IA
Feb 8, 2012 to presentfactForm ADV
→ ML NUVEEN CO-INVEST, L.P.Private fundPrivate Equity Fund, IA
Feb 8, 2012 to presentfactForm ADV
→ ML ASM CO-INVEST, L.P.Private fundPrivate Equity Fund, IA
Feb 8, 2012 to presentfactForm ADV
→ ML CONVERMEX CO-INVEST, L.P.Private fundPrivate Equity Fund, IA
Feb 8, 2012 to presentfactForm ADV
→ ML HERTZ CO-INVESTOR, L.P.Private fundPrivate Equity Fund, IA
Feb 8, 2012 to presentfactForm ADV
→ ML NPC INTERNATIONAL CO-INVEST, L.P.Private fundPrivate Equity Fund, IA
Feb 8, 2012 to presentfactForm ADV

Controls (13)

← ATKINS, JEFFREY, MICHAELOwnerBOARD OF DIRECTOR, PRESIDENT, MANAGING DIRECTOR OF REGISTRANT, ownership code NA, individual
Feb 8, 2012 to presentfactForm ADV
← PETTY, ALEC, WELLER BARRETTOwnerDIRECTOR AND EXECUTIVE VP OF MERRILL LYNCH GP INC., ownership code NA, individual
Oct 15, 2012 to presentfactForm ADV
← EPSTEIN, RYAN, JAMESOwnerBOARD OF DIRECTOR , VICE PRESIDENT OF REGISTRANT, ownership code NA, individual
Feb 8, 2012 to presentfactForm ADV
← BEALE, STEPHANIE, TERESEOwnerMANAGING DIRECTOR AND TREASURER OF MERRILL LYNCH GP INC., ownership code NA, individual
May 20, 2013 to presentfactForm ADV
← VALENTI, JOSEPH, SALVATOREOwnerVICE PRESIDENT, ASSISTANT TREASURER OF MERRILL LYNCH GP INC., ownership code NA, individual
May 4, 2012 to presentfactForm ADV
← COSTIGAN, GREGORY, VINCENTOwnerCHIEF COMPLIANCE OFFICER OF REGISTRANT, MLGPE LTD., AND MERRILL LYNCH GP INC., ownership code NA, individual
Sep 10, 2013 to presentfactForm ADV
← BELK, DAVID, MITCHELOwnerBOARD OF DIRECTOR OF MERRILL LYNCH GP INC., ownership code NA, individual
May 4, 2012 to presentfactForm ADV
← MCNAIRY, WILLIAM, LOwnerSENIOR VICE PRESIDENT OF TAX OF MERRILL LYNCH GP INC., ownership code NA, individual
Jun 4, 2013 to presentfactForm ADV
← BANK OF AMERICA CORPORATIONOwnerSHAREHOLDER (INDIRECT OWNER OF REGISTRANT AND BOTH RELYING ADVISERS), ownership code E, domestic entity
Feb 8, 2012 to presentfactForm ADV
← MERRILL LYNCH GP INC.OwnerSHAREHOLDER OF MLGPE LTD., ownership code E, domestic entity
May 4, 2012 to presentfactForm ADV
← MERRILL LYNCH INTERNATIONAL INCORPORATEDOwnerSHAREHOLDER (INDIRECT OWNER OF REGISTRANT AND MLGPE LTD.), ownership code E, domestic entity
Oct 1, 2013 to presentfactForm ADV
← ML IBK POSITIONS, INC.OwnerSHAREHOLDER OF REGISTRANT, ownership code E, domestic entity
Feb 8, 2012 to presentfactForm ADV
← NB HOLDINGS CORPORATIONOwnerSHAREHOLDER, ownership code E, domestic entity
Oct 1, 2013 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1c0fac5d-a9b7-58a2-3a41-ee5084606713
First observed: Feb 8, 2012
Last observed: Sep 26, 2014 145 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MERRILL LYNCH GLOBAL PRIVATE EQUITY, INC.

CRD 157851

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1c0fac5d-a9b7-58a2-3a41-ee5084606713

Data as of Sep 26, 2014 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:11 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

ML HERTZ CO-INVESTOR, L.P.

Private Equity Fund

$27.1M

Jan 29, 2014

Feb 8, 2012

reported

n/a

MERRILL LYNCH GLOBAL EMERGING MARKETS PARTNERS, L.P.

Private Equity Fund

$10.4M

Sep 26, 2014

Feb 8, 2012

reported

n/a

ML AEOLUS CO-INVEST, L.P.

Private Equity Fund

$1.6M

Sep 26, 2014

Feb 8, 2012

reported

n/a

ML CONVERMEX CO-INVEST, L.P.

Private Equity Fund

$1.1M

Jan 29, 2014

Feb 8, 2012

reported

n/a

ML NPC INTERNATIONAL CO-INVEST, L.P.

Private Equity Fund

$474,733

Jan 29, 2014

Feb 8, 2012

reported

n/a

ML NUVEEN CO-INVEST, L.P.

Private Equity Fund

$135,911

Jan 29, 2014

Feb 8, 2012

reported

n/a

ML ASM CO-INVEST, L.P.

Private Equity Fund

$75,971

Jan 29, 2014

Feb 8, 2012

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ATKINS, JEFFREY, MICHAEL

BOARD OF DIRECTOR, PRESIDENT, MANAGING DIRECTOR OF REGISTRANT

yes

06/2011

Feb 8, 2012

Sep 26, 2014

BANK OF AMERICA CORPORATION

SHAREHOLDER (INDIRECT OWNER OF REGISTRANT AND BOTH RELYING ADVISERS)

yes

10/1998

Feb 8, 2012

Sep 26, 2014

BEALE, STEPHANIE, TERESE

MANAGING DIRECTOR AND TREASURER OF MERRILL LYNCH GP INC.

yes

04/2013

May 20, 2013

Sep 26, 2014

BELK, DAVID, MITCHEL

BOARD OF DIRECTOR OF MERRILL LYNCH GP INC.

yes

04/2012

May 4, 2012

Sep 26, 2014

COSTIGAN, GREGORY, VINCENT

CHIEF COMPLIANCE OFFICER OF REGISTRANT, MLGPE LTD., AND MERRILL LYNCH GP INC.

yes

08/2013

Sep 10, 2013

Sep 26, 2014

EPSTEIN, RYAN, JAMES

BOARD OF DIRECTOR , VICE PRESIDENT OF REGISTRANT

yes

06/2011

Feb 8, 2012

Sep 26, 2014

MCNAIRY, WILLIAM, L

SENIOR VICE PRESIDENT OF TAX OF MERRILL LYNCH GP INC.

yes

06/2013

Jun 4, 2013

Sep 26, 2014

MERRILL LYNCH GP INC.

SHAREHOLDER OF MLGPE LTD.

yes

10/2004

May 4, 2012

Sep 26, 2014

MERRILL LYNCH INTERNATIONAL INCORPORATED

SHAREHOLDER (INDIRECT OWNER OF REGISTRANT AND MLGPE LTD.)

yes

10/2013

Oct 1, 2013

Sep 26, 2014

MERRILL LYNCH INTERNATIONAL INCORPORATED

SHAREHOLDER OF MERRILL LYNCH GP INC.

yes

10/2013

Oct 1, 2013

Sep 26, 2014

ML IBK POSITIONS, INC.

SHAREHOLDER OF REGISTRANT

yes

04/1998

Feb 8, 2012

Sep 26, 2014

NB HOLDINGS CORPORATION

Shareholder

yes

10/2013

Oct 1, 2013

Sep 26, 2014

PETTY, ALEC, WELLER BARRETT

DIRECTOR AND EXECUTIVE VP OF MERRILL LYNCH GP INC.

yes

03/2013

Oct 15, 2012

Sep 26, 2014

VALENTI, JOSEPH, SALVATORE

VICE PRESIDENT, ASSISTANT TREASURER OF MERRILL LYNCH GP INC.

yes

10/2005

May 4, 2012

Sep 26, 2014

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

n/a

Wirehouse

$1782B

yes

BAML CAPITAL ACCESS FUNDS MANAGEMENT, LLC

n/a

Former SEC adviser

$1.1B

yes

n/a

KECALP INC.

n/a

Former SEC adviser

$71.0M

yes

n/a

BANK OF AMERICA, NATIONAL ASSOCIATION

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

NEW YORK

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2013

Mar 10, 2014

$32.9M

n/a

$12.0M

2012

Mar 12, 2013

$1.3B

n/a

$41.9M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2013

$32.9M

$1.3B

-97.6%

n/a