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Y•••• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst12 years in industry

Y•••• C••••

Advisor at K•••• A••••••• R•••••• I••••••••• M••••••••• L••

LOS ANGELES, CA

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Search this name across graphsid dfx:ria:1c1d1249-69a5-0724-4c04-d1d2399173e4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 14, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K•••• A••••••• R•••••• I••••••••• M••••••••• L••
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 14, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
K•••• A••••••• R•••••• I••••••••• M••••••••• L••	Mixed wealth	Jun 30, 2022	n/a	yes	LOS ANGELES, CA	Current employment
C••••••• P•••••••	Independent wealth	Jun 18, 2018	Jul 14, 2021	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• P•••••••	K•••• A••••••• R•••••• I••••••••• M••••••••• L••	Jul 14, 2021	Jun 30, 2022	351	FIRM_C••••E	Other
H•••••• H•••••••	C••••••• P•••••••	Jun 26, 2018

Relationships

Registered with (4)

→ K•••• A••••••• R•••••• I••••••••• M••••••••• L••Registered adviserregistration: current employment
Jun 30, 2022 to presentfactForm ADV
→ C••••••• P•••••••Registered adviserregistration: previous registration
Jun 18, 2018 to Jul 14, 2021factForm ADV
→ H•••••• H•••••••Registered adviserregistration: previous registration
Aug 25, 2015 to Jun 26, 2018factForm ADV
→ G•• C•••••• M••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1c1d1249-69a5-0724-4c04-d1d2399173e4
First observed: Mar 14, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.