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CRD 104599
LOS ANGELES, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| CURT MITCHELL BIREN | n/a | LOS ANGELES, CA | 23 | 30 | n/a | yes |
| CALEB PADRAIG POWELL | n/a | LOS ANGELES, CA | 22 | 22 | n/a | no |
| RANDALL LEE ALLEN | n/a | NEWPORT BEACH, CA | LOS ANGELES, CA | 12 | 27 | 1 | yes |
| DUSTIN LANCE GALE | n/a | LOS ANGELES, CA | CASTLE PINES, CO | 11 | 19 | 3 | yes |
| BRIDGET ERIN COSTELLO | n/a | LOS ANGELES, CA | 10 | 15 | 4 | yes |
| SAMUEL R WALTMAN | Chartered Financial Analyst | LOS ANGELES, CA | HOLLADAY, UT | 10 | 23 | 3 | yes |
| KEVIN PATRICK O'REGAN | Certified Financial Planner | WALPOLE, MA | LOS ANGELES, CA | 7 | 19 | 2 | yes |
| GRACE LEE APUY | Certified Financial Planner | SAN MATEO, CA | LOS ANGELES, CA | 6 | 21 | 1 | yes |
| DARNEL JAMES BENTZ | n/a | LOS ANGELES, CA | 5 | 21 | 1 | yes |
| Tyler Jeffrey Sterk | Certified Financial Planner | LOS ANGELES, CA | NEWPORT BEACH, CA | 4 | 10 | 2 | no |
| YUYEN CHANG | Certified Financial Planner|Chartered Financial Analyst | LOS ANGELES, CA | 4 | 12 | 3 | no |
| MICHAEL WALTER MONTGOMERY | Chartered Financial Analyst | LOS ANGELES, CA | 3 | 13 | n/a | no |
| OREN CABIR | Chartered Financial Analyst | LOS ANGELES, CA | 3 | 14 | 2 | yes |
| ANDREW PATRICK GRANT | n/a | LOS ANGELES, CA | 3 | 12 | 4 | no |
| BENEDETTO A FALCONE | Chartered Financial Analyst | LOS ANGELES, CA | PRINCETON, NJ | 2 | 28 | n/a | yes |
| MARGARET ANN RICHARDSON | Certified Financial Planner | LOS ANGELES, CA | 2 | 23 | 3 | yes |
| RUSSELL CHRISTOPHER TOTH | n/a | Menlo Park, CA | LOS ANGELES, CA | 2 | 16 | 2 | no |
| DALLIN GARNER | Certified Financial Planner | Holladay, UT | LOS ANGELES, CA | 2 | 10 | 2 | no |
| KIMBERLY CUMMINGS FRIEDRICKS | n/a | LOS ANGELES, CA | 1 | 28 | n/a | no |
| THOMAS EDWARD CONNAGHAN | n/a | Menlo Park, CA | LOS ANGELES, CA | 1 | 22 | 1 | no |
| CARINA ALEXANDRA BERLIN | Certified Financial Planner | LOS ANGELES, CA | 1 | 12 | 2 | no |
| Thomas Pontius | Certified Financial Planner | LOS ANGELES, CA | 1 | 10 | n/a | no |
| STEPHEN ANTHONY RIGALI | n/a | LOS ANGELES, CA | 1 | 42 | n/a | yes |
| Stephanie Luh | Chartered Financial Analyst | LOS ANGELES, CA | 1 | 10 | n/a | no |
| Matthias Daniel Day | Certified Financial Planner | NEWPORT BEACH, CA | LOS ANGELES, CA | 1 | 21 | 2 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| ANGERTHAL, MICHAEL, AARON | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER, VIRTUS INVESTMENT PARTNERS | Na | yes | 01/2009 | Mar 27, 2026 | Mar 27, 2026 |
| AYLWARD, GEORGE, ROBERT | PRESIDENT AND CHIEF EXECUTIVE OFFICER, VIRTUS INVESTMENT PARTNERS, AND MANAGEMENT COMMITTEE MEMBER | Na | yes | 01/2007 | Mar 27, 2026 | Mar 27, 2026 |
| LEE, FRANK | CHIEF ADMINISTRATIVE OFFICER | Na | yes | 03/2022 | Mar 27, 2026 | Mar 27, 2026 |
| PURKALITIS, ANDRA, CYNTHIA | EXECUTIVE VICE PRESIDENT AND CHIEF LEGAL OFFICER, VIRTUS INVESTMENT PARTNERS | Na | yes | 11/2023 | Mar 27, 2026 | Mar 27, 2026 |
| STONE, CRAIG | CHIEF INVESTMENT OFFICER, MANAGEMENT COMMITTEE MEMBER | Na | yes | 04/2024 | Mar 27, 2026 | Mar 27, 2026 |
| VANIAN, JEANNINE, GHAZAR | CHIEF OPERATING OFFICER, MANAGEMENT COMMITTEE MEMBER | Na | yes | 09/2005 | Mar 27, 2026 | Mar 27, 2026 |
| VIRTUS PARTNERS, INC. | DIRECT OWNER COMMITTEE MEMBER | E | yes | 09/2005 | Mar 27, 2026 | Mar 27, 2026 |
| FOREMAN, DOUGLAS, STEPHEN | CO-CHIEF INVESTMENT OFFICER, MANAGEMENT COMMITTEE MEMBER | Na | yes | 01/2013 | Mar 21, 2013 | Oct 15, 2024 |
| RIGALI, STEPHEN, ANTHONY | EXECUTIVE MANAGING DIRECTOR, MANAGEMENT COMMITTEE MEMBER | Na | yes | 09/2005 | Mar 29, 2012 | Oct 15, 2024 |
| SHOEMAKER, MICHAEL, ROBERT | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | Na | yes | 09/2019 | Sep 18, 2019 | Oct 15, 2024 |
| VIRTUS PARTNERS, INC. | DIRECT OWNER | E | yes | 09/2005 | Mar 29, 2012 | Oct 15, 2024 |
| VIRTUS INVESTMENT PARTNERS, INC | INDIRECT OWNER | E | yes | 12/2008 | Mar 29, 2012 | Oct 15, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| VIRTUS INVESTMENT ADVISERS, INC. | n/a | Asset manager | $52B | N | yes | n/a |
| VIRTUS FIXED INCOME ADVISERS, LLC | n/a | Other adviser | $35B | N | yes | n/a |
| SUSTAINABLE GROWTH ADVISERS, LP | n/a | Asset manager | $17B | N | yes | n/a |
| DUFF & PHELPS INVESTMENT MANAGEMENT CO. | n/a | Asset manager | $13B | N | yes | n/a |
| CEREDEX VALUE ADVISORS LLC | n/a | Other adviser | $3.4B | N | yes | n/a |
| ALPHASIMPLEX GROUP, LLC | n/a | Asset manager | $3.1B | N | yes | n/a |
| SILVANT CAPITAL MANAGEMENT LLC | n/a | Asset manager | $3.0B | N | yes | n/a |
| NFJ INVESTMENT GROUP, LLC | n/a | Asset manager | $3.0B | N | yes | n/a |
| WESTCHESTER CAPITAL MANAGEMENT, LLC | n/a | Asset manager | $2.9B | N | yes | n/a |
| VIRTUS FUND ADVISERS, LLC | n/a | Other adviser | $1.5B | N | yes | n/a |
| VIRTUS ETF ADVISERS LLC | n/a | Other adviser | $1.4B | N | yes | n/a |
| VIRTUS ALTERNATIVE INVESTMENT ADVISERS, INC. | n/a | Asset manager | $1.1B | N | yes | n/a |
| SEIX CLO MANAGEMENT LLC | n/a | Asset manager | $336M | N | yes | n/a |
| WESTCHESTER CAPITAL PARTNERS, LLC | n/a | Asset manager | $34.2M | N | yes | n/a |
| SEIX CLO MANAGEMENT GP LLC | n/a | n/a | n/a | N | yes | n/a |
| VIRTUS GLOBAL PARTNERS PTE. LTD. | n/a | n/a | n/a | N | yes | n/a |
| VIRTUS INTERNATIONAL FUND MANAGEMENT LIMITED | n/a | n/a | n/a | N | yes | n/a |
| VIRTUS INTERNATIONAL MANAGEMENT LLP | n/a | n/a | n/a | N | yes | n/a |
| VP DISTRIBUTORS LLC | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| MENLO PARK | CA | United States | 2 | no |
| NEWPORT BEACH | CA | United States | 2 | no |
| Broomfield | Co | United States | 2 | no |
| BOCA RATON | FL | United States | 2 | no |
| Maitland | FL | United States | 2 | no |
| NEW YORK | NY | United States | 2 | no |
| Providence | Ri | United States | 2 | no |
| Dallas | TX | United States | 2 | no |
| Houston | TX | United States | 2 | no |
| Seattle | Wa | United States | 2 | no |
| Scottsdale | Az | United States | 1 | no |
| WESTLAKE VILLAGE | CA | United States | 1 | no |
| Boston | Ma | United States | 1 | no |
| Walpole | Ma | United States | 1 | no |
| Novi | Mi | United States | 1 | no |
| SALT LAKE CITY | Ut | United States | 1 | no |
| Charlotte | Nc | United States | 0 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 27, 2026 | $39B | $39B | 134 | 47 | 22 | n/a | n/a |
| 2024 | Mar 26, 2025 | $45B | $45B | 119 | 46 | 17 | n/a | n/a |
| 2023 | Mar 27, 2024 | $41B | $41B | 115 | 44 | 17 | n/a | n/a |
| 2022 | Mar 29, 2023 | $34B | $34B | 114 | 35 | 16 | n/a | n/a |
| 2021 | Mar 30, 2022 | $47B | $47B | 109 | 35 | 10 | n/a | n/a |
| 2020 | Mar 30, 2021 | $40B | $40B | 94 | 30 | 11 | n/a | n/a |
| 2019 | Mar 30, 2020 | $33B | $26B | 92 | 33 | 10 | n/a | n/a |
| 2018 | Mar 27, 2019 | $23B | $18B | 88 | 17 | 9 | n/a | n/a |
| 2017 | Mar 27, 2018 | $19B | $16B | 83 | 13 | 7 | n/a | n/a |
| 2016 | Mar 29, 2017 | $13B | $11B | 86 | 15 | n/a | n/a | n/a |
| 2015 | Mar 23, 2016 | $9.6B | $8.1B | 81 | 16 | n/a | n/a | n/a |
| 2014 | Mar 13, 2015 | $9.4B | $8.0B | 76 | 16 | n/a | n/a | n/a |
| 2013 | Mar 25, 2014 | $9.0B | $7.7B | 72 | 14 | n/a | n/a | n/a |
| 2012 | Mar 21, 2013 | $7.4B | $6.4B | 70 | 14 | n/a | n/a | n/a |
| 2011 | Mar 29, 2012 | $6.6B | $6.3B | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 6 | 0 | 6 | 0.0% | 0 | 0 | 0 | 16 | 2 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $39B | $45B | -13.5% | $34B | 5.5% | 134 | 119 | 22 | 17 |