DFX Intelligence

C••••••••• M• F••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

C••••••••• M• F••••••

Advisor at C••••••• P•••••• W•••••

PROVIDENCE, RI | SYRACUSE, NY

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Search this name across graphsid dfx:ria:1c2104e0-6212-2a18-afa1-5836c7f3e6e9

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 25, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• P•••••• W•••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• S••••••••• I•••	Bd affiliated wealth	Nov 6, 2024	n/a	yes	PROVIDENCE, RI\|SYRACUSE, NY	Current employment
C••••••• P•••••• W•••••	Bd affiliated wealth	Oct 25, 2019	n/a	yes	PROVIDENCE, RI	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• S••••••••• I•••	C••••••• P•••••• W•••••	Jan 8, 2020	Oct 25, 2019	-75	Firm change after gap	Ibd to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
39550:106743:MA:2020-01-08	Jan 8, 2020	Oct 25, 2019	BOSTON, MA	Firm change after gap

Relationships

Registered with (2)

→ C••••••• S••••••••• I•••Registered adviserregistration: previous registration
Oct 25, 2019 to Jan 8, 2020factForm ADV
→ C••••••• P•••••• W•••••Registered adviserregistration: current employment
Oct 25, 2019 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1c2104e0-6212-2a18-afa1-5836c7f3e6e9
First observed: Oct 25, 2019
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.