DFX Intelligence

A••••• R••••• K•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner16 years in industry

A••••• R••••• K•••••••

Advisor at D••••• P••• L••

D•••••, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1c3734f2-725d-088b-32ba-7550813c620a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Feb 28, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••••• P••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 30, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D••••• P••• L••	Independent wealth	Jan 8, 2023	n/a	yes	D•••••, CO	Current employment
C•••••• S••••• • C••• I•••	National bd RIA	Oct 10, 2019	Jan 25, 2023	no	Lone Tree, CO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• S••••• • C••• I•••	D••••• P••• L••	Jan 25, 2023	Jan 8, 2023	-17	Firm change	Ibd to RIA
C••••• C••••••• L••	C•••••• S••••• • C••• I•••	Mar 29, 2016	Oct 10, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
120270:5393:CO:2016-03-21	Mar 29, 2016	Oct 10, 2019	D•••••, CO	Firm change after gap

Relationships

Registered with (3)

→ D••••• P••• L••Registered adviserregistration: current employment
Jan 8, 2023 to presentfactForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Oct 10, 2019 to Jan 25, 2023factForm ADV
→ C••••• C••••••• L••Registered adviserregistration: previous registration
Feb 28, 2013 to Mar 29, 2016factForm ADV

Dated events

Occurred
Jan 25, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1c3734f2-725d-088b-32ba-7550813c620a
First observed: Feb 28, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.