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Reading the graph
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Advisor at S••• P•••••• W••••• G••••• L••
OAKBROOK TERRACE, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S••• P•••••• W••••• G••••• L•• | Independent wealth | Nov 18, 2014 | n/a | yes | OAKBROOK TERRACE, IL | Current employment |
| L•••••• L•••••• L••• | n/a | Oct 4, 2013 | Dec 31, 2014 | no | PARK RIDGE, IL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | L•••••• L•••••• L••• | Oct 5, 2020 | Oct 4, 2013 | -2,558 | Firm change after gap | Other |
| L•••••• L•••••• L••• | S••• P•••••• W••••• G••••• L•• | Dec 31, 2014 | Nov 18, 2014 |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | Oct 28, 2011 | Oct 5, 2020 | no | OAKBROOK, IL | Previous registration |
| E••••• J•••• | National bd RIA | Mar 3, 2007 | Oct 31, 2011 | no | WHEATON, IL | Previous registration |
| -43 |
| Firm change after gap |
| Other |
| E••••• J•••• | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Oct 31, 2011 | Oct 28, 2011 | -3 | Firm change | Other |