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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

SAGE PRIVATE WEALTH GROUP, LLC

CRD 173399

OAKBROOK TERRACE, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:85d37ee5-5863-6c02-a414-d61aeee24966

Data as of Sep 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 28
Dated events: 7
On other graphs: 1
Observed: Oct 15, 2020 to Sep 18, 2026
23 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Family Officesidentity

Sage Private Wealth Group, LLC

Family office · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.97 fund_share=0.03 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $441MItem 5.F on the latest filing (2026-09-18); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $419M
Private client RAUM: $427MderivedItem 5.D individuals plus high net worth individuals
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 11
RAUM per advisor: $40.1Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 15
Advisory employees: 3
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 480
Individual clients: 146
High net worth clients: 333
Custody, client assets: $55.7M
SEC number: 801-119804
CIK: 1845635
CRD: 173399
Filings on the tape: 23
First filed: Oct 15, 2020
Latest filed: Sep 18, 2026
Organised: Limited Liability Company, IL

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
NICKOLAS JAMES BRAIT	Certified Financial Planner	OAKBROOK TERRACE, IL	11	44	3	no
KHALED AWAD TAHA	n/a	OAKBROOK TERRACE, IL	11	24	3	no
PEGGY LYNN HAUSER	n/a	OAKBROOK TERRACE, IL	10	11	1	no
ROBERT LLOYD BORCHARDT	n/a	OAKBROOK TERRACE, IL	10	35	2	no
JOSHUA GABRIEL YOUEL	n/a	OAKBROOK TERRACE, IL	3	12	n/a	no
CHRISTINA Castrejon	Certified Financial Planner	OAKBROOK TERRACE, IL	2	21	1	no
Kristi K Wano	n/a	OAKBROOK TERRACE, IL	2	14	1	no
Tiffany Nichole Austin	n/a	Colorado Springs, CO	1	11	1	no
Edward Thomas Keating	Chartered Financial Analyst	OAKBROOK TERRACE, IL	1	26	1	no
ANDREA Bradley CLAEYS	n/a	OAKBROOK TERRACE, IL	0	12	1	no
KENNETH JOSEPH DOW	Certified Financial Planner	OAKBROOK TERRACE, IL	0	29	5	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CZIZEK, ANNE, CHRISTINE	CHIEF COMPLIANCE OFFICER	Na	yes	10/2022	Oct 13, 2022	Jun 5, 2024
EL-SHAREIF, NOHA	MEMBER/CHIEF STRATEGY OFFICER	B	yes	11/2014	Jul 1, 2022	Jun 5, 2024
TAHA, KHALED, AWAD	MANAGING MEMBER	E	yes	03/2012	Oct 15, 2020	Jun 5, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SAGE PRIVATE WEALTH GROUP TAX ADVISORY LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 18, 2026	$441M	$419M	15	3	2	n/a	n/a
2024	Apr 21, 2025	$395M	$376M	15	11	2	n/a	n/a
2023	Mar 28, 2024	$364M	$346M	13	13	1	n/a	n/a
2022	Mar 30, 2023	$286M	$264M	13	12	1	n/a	n/a
2021	Mar 29, 2022	$354M	$352M	6	6	0	n/a	n/a
2020	Mar 24, 2021	$342M	$342M	6	6	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	0	2	0.0%	1	0	0	7	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$441M	$395M	11.5%	$286M	15.5%	15	15	2	2

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CALAMOS WEALTH MANAGEMENT LLC	2	Dec 4, 2023	Nov 30, 2023	NAPERVILLE, IL	Team lift out	RIA to RIA	6.5%
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	5	Oct 5, 2020	Mar 17, 2020	OAKBROOK TERRACE, IL	Team lift out	Ibd to RIA	0.1%
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	2	Sep 21, 2017	Nov 18, 2014	SAINT CHARLES, IL	Team lift out	Other	0.1%

Relationships

Registered with (22)

← KENNETH JOSEPH DOWAdvisorregistration: current employment
Sep 1, 2026 to presentfactForm ADV
← ANDREA Bradley CLAEYSAdvisorregistration: current employment
May 14, 2026 to presentfactForm ADV
← Edward Thomas KeatingAdvisorregistration: current employment
Jan 13, 2025 to presentfactForm ADV
← Tiffany Nichole AustinAdvisorregistration: current employment
Jan 1, 2025 to presentfactForm ADV
← CHRISTINA CastrejonAdvisorregistration: current employment
Nov 30, 2023 to presentfactForm ADV
← Kristi K WanoAdvisorregistration: current employment
Nov 30, 2023 to presentfactForm ADV
← JOSHUA GABRIEL YOUELAdvisorregistration: current employment
Mar 3, 2023 to presentfactForm ADV
← ROBERT LLOYD BORCHARDTAdvisorregistration: current employment
Jun 6, 2016 to presentfactForm ADV
← PEGGY LYNN HAUSERAdvisorregistration: current employment
May 9, 2016 to presentfactForm ADV
← NICKOLAS JAMES BRAITAdvisorregistration: current employment
Nov 18, 2014 to presentfactForm ADV
← KHALED AWAD TAHAAdvisorregistration: current employment
Nov 18, 2014 to presentfactForm ADV
← Syeda Husnaa MahmoodAdvisorregistration: previous registration
Oct 16, 2024 to Aug 21, 2025factForm ADV
← Brandon Scott RotskyAdvisorregistration: previous registration
Nov 10, 2020 to Sep 15, 2023factForm ADV
← STEWART E SCHRADERAdvisorregistration: previous registration
Mar 17, 2020 to Jun 7, 2022factForm ADV
← Andrew R ZimmerAdvisorregistration: previous registration
Sep 20, 2016 to Jan 29, 2021factForm ADV
← PAUL SAMUEL RASHIDAdvisorregistration: previous registration
Apr 27, 2016 to Oct 1, 2020factForm ADV
← KENT SANDERSON TRAVISAdvisorregistration: previous registration
Mar 6, 2017 to Feb 20, 2019factForm ADV
← ROY E COOKAdvisorregistration: previous registration
Apr 10, 2015 to May 14, 2018factForm ADV
← SHAWN PATRICK COOKAdvisorregistration: previous registration
Jan 27, 2015 to Nov 15, 2017factForm ADV
← MICHAEL WILLIS FRANKAdvisorregistration: previous registration
Nov 18, 2014 to Sep 12, 2017factForm ADV
← OLIVER ERNSTAdvisorregistration: previous registration
Nov 18, 2014 to Aug 31, 2017factForm ADV
← THERESA MARIE PATRONAdvisorregistration: previous registration
Nov 18, 2014 to May 17, 2017factForm ADV

Controls (3)

← CZIZEK, ANNE, CHRISTINEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Oct 13, 2022 to Jun 5, 2024factForm ADV
← TAHA, KHALED, AWADOwnerMANAGING MEMBER, ownership code E, individual
Oct 15, 2020 to Jun 5, 2024factForm ADV
← EL-SHAREIF, NOHAOwnerMEMBER/CHIEF STRATEGY OFFICER, ownership code B, individual
Jul 1, 2022 to Jun 5, 2024factForm ADV

Moved with (2)

← CALAMOS WEALTH MANAGEMENT LLCRegistered adviser2 advisors, team lift out, same day
Dec 4, 2023 to Nov 30, 2023factForm ADV
← RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviser5 advisors, team lift out, same day
Oct 5, 2020 to Mar 17, 2020factForm ADV

Dated events

Occurred
Aug 21, 2025
Advisor changed firm
Syeda Husnaa Mahmood left Sage Private Wealth Group, Llc for Ae Wealth Management, Llc (registered 2026-02-25)
Form ADVobserved 5 days ago
Occurred
Dec 4, 2023
Team lift-out
2 advisors left Calamos Wealth Management LLC (Naperville, IL) for Sage Private Wealth Group, LLC on the same day
Form ADVobserved 5 days ago
2 advisors
Occurred
Sep 15, 2023
Advisor changed firm
Brandon Scott Rotsky left Sage Private Wealth Group, Llc for Kinetic Wealth Investment Advisors, Llc (registered 2024-01-11)
Form ADVobserved 5 days ago
Occurred
Oct 13, 2022
Control person joined
Christine Anne Czizek (Chief Compliance Officer) appeared on Schedule A of Sage Private Wealth Group, Llc
Form ADVobserved 5 days ago
Occurred
Jul 1, 2022
Control person joined
Noha El-Shareif (Member/Chief Strategy Officer) appeared on Schedule A of Sage Private Wealth Group, Llc
Form ADVobserved 5 days ago
Occurred
Jun 7, 2022
Advisor changed firm
Stewart E Schrader left Sage Private Wealth Group, Llc for Mercer Global Advisors Inc. (registered 2023-03-28)
Form ADVobserved 5 days ago
Occurred
Oct 15, 2020
First Form ADV filing
Sage Private Wealth Group, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:85d37ee5-5863-6c02-a414-d61aeee24966
First observed: Oct 15, 2020
Last observed: Sep 18, 2026 2 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SAGE PRIVATE WEALTH GROUP, LLC

CRD 173399

OAKBROOK TERRACE, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:85d37ee5-5863-6c02-a414-d61aeee24966

Data as of Sep 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:22 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

NICKOLAS JAMES BRAIT

Certified Financial Planner

OAKBROOK TERRACE, IL

KHALED AWAD TAHA

n/a

OAKBROOK TERRACE, IL

PEGGY LYNN HAUSER

n/a

OAKBROOK TERRACE, IL

ROBERT LLOYD BORCHARDT

n/a

OAKBROOK TERRACE, IL

JOSHUA GABRIEL YOUEL

n/a

OAKBROOK TERRACE, IL

n/a

CHRISTINA Castrejon

Certified Financial Planner

OAKBROOK TERRACE, IL

Kristi K Wano

n/a

OAKBROOK TERRACE, IL

Tiffany Nichole Austin

n/a

Colorado Springs, CO

Edward Thomas Keating

Chartered Financial Analyst

OAKBROOK TERRACE, IL

ANDREA Bradley CLAEYS

n/a

OAKBROOK TERRACE, IL

KENNETH JOSEPH DOW

Certified Financial Planner

OAKBROOK TERRACE, IL

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CZIZEK, ANNE, CHRISTINE

CHIEF COMPLIANCE OFFICER

yes

10/2022

Oct 13, 2022

Jun 5, 2024

EL-SHAREIF, NOHA

MEMBER/CHIEF STRATEGY OFFICER

yes

11/2014

Jul 1, 2022

Jun 5, 2024

TAHA, KHALED, AWAD

MANAGING MEMBER

yes

03/2012

Oct 15, 2020

Jun 5, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SAGE PRIVATE WEALTH GROUP TAX ADVISORY LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 18, 2026

$441M

$419M

n/a

2024

Apr 21, 2025

$395M

$376M

n/a

2023

Mar 28, 2024

$364M

$346M

n/a

2022

Mar 30, 2023

$286M

$264M

n/a

2021

Mar 29, 2022

$354M

$352M

n/a

2020

Mar 24, 2021

$342M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$441M

$395M

11.5%

$286M

15.5%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CALAMOS WEALTH MANAGEMENT LLC

Dec 4, 2023

Nov 30, 2023

NAPERVILLE, IL

Team lift out

RIA to RIA

6.5%

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Oct 5, 2020

Mar 17, 2020

OAKBROOK TERRACE, IL

Team lift out

Ibd to RIA

0.1%

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Sep 21, 2017

Nov 18, 2014

SAINT CHARLES, IL

Team lift out

Other

0.1%