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A••••• E•••• I••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor23 years in industry

A••••• E•••• I••••••

Advisor at W••••••••• A•••••••

Potomac, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1c3ee6d4-1ce4-a91d-3f68-49dddfcc27a3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 26, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 22, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••••• A•••••••	Independent wealth	Jan 3, 2021	n/a	yes	Potomac, MD	Current employment
W••••••••• A•••••••	Former SEC adviser	Sep 22, 2015	Dec 31, 2020	no	POTOMAC, MD

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••••• A•••••••	W••••••••• A•••••••	Dec 31, 2020	Jan 3, 2021	3	Bulk transfer	RIA to RIA
H••••••• W••••• M••••••••• L••	W••••••••• A•••••••	Dec 16, 2015

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
142542:168095:MD:2015-12-16	Dec 16, 2015	Sep 22, 2015	BETHESDA, MD	Firm change after gap

Relationships

Registered with (5)

→ W••••••••• A•••••••Registered adviserregistration: current employment
Jan 3, 2021 to presentfactForm ADV
→ W••••••••• A•••••••Registered adviserregistration: previous registration
Sep 22, 2015 to Dec 31, 2020factForm ADV
→ H••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
May 2, 2008 to Dec 16, 2015factForm ADV
→ C••••••••• W••••• A•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1c3ee6d4-1ce4-a91d-3f68-49dddfcc27a3
First observed: May 26, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.