DFX Intelligence

R•••••• D•••• A••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner15 years in industry

R•••••• D•••• A••••••••

Advisor at F•••• I••••••• S•••••••

Wildwood, MO | SCOTTSDALE, AZ

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Search this name across graphsid dfx:ria:1c403f51-db65-f61d-7dc4-804a88ae1afb

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Dec 16, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• I••••••• S•••••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• I••••••• S•••••••	Mixed wealth	Apr 23, 2025	n/a	yes	Wildwood, MO\|SCOTTSDALE, AZ	Current employment
M••••• G•••• I••••••••• A•••••••• L••	Independent wealth	May 2, 2023	Mar 10, 2025	no	ST. LOUIS, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• G•••• I••••••••• A•••••••• L••	F•••• I••••••• S•••••••	Mar 10, 2025	Apr 23, 2025	44	Firm change	RIA to RIA
T••••• F•••••••• P•••••••• L••	M••••• G•••• I••••••••• A•••••••• L••	Mar 10, 2023	May 2, 2023

Relationships

Registered with (4)

→ F•••• I••••••• S•••••••Registered adviserregistration: current employment
Apr 23, 2025 to presentfactForm ADV
→ M••••• G•••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
May 2, 2023 to Mar 10, 2025factForm ADV
→ T••••• F•••••••• P•••••••• L••Registered adviserregistration: previous registration
Dec 2, 2020 to Mar 10, 2023factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
Mar 10, 2025
Advisor changed firm
R•••••• D•••• A•••••••• left M••••• G•••• I••••••••• A•••••••• L•• for F•••• I••••••• S••••••• (registered 2025-04-23)
Form ADVobserved 7 days ago
Occurred
Mar 10, 2023
Advisor changed firm
R•••••• D•••• A•••••••• left T••••• F•••••••• P•••••••• L•• for M••••• G•••• I••••••••• A•••••••• L•• (registered 2023-05-02)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1c403f51-db65-f61d-7dc4-804a88ae1afb
First observed: Dec 16, 2019
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.